Vault-13

PIMCO ETF TR STPZ

1-5 US TIP IDX · ETP · CUSIP 72201R205

148 institutional holders +2 vs Q4 2022
12,388,63412.4m shares reported held*
$619.6mreported value*
20 new 47 added 53 reduced 16 sold out net sold ≈ $93.3m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($137.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.01. Options: 2 managers hold calls ($5.3m notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 146Q1 23: 148148Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022152
Q4 2022146
Q1 2023148

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 82 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 69 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226082
Q1 20236769

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $5.6mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $5.2mQ4 22 puts: $199.5kQ4 22P/C 0.04Q1 23 calls: $5.3mQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$5.6m$00.00
Q4 2022$5.2m$199.5k0.04
Q1 2023$5.3m$00.00

Biggest buyers

Simplicity Solutions, LLC New +347,330+347.3k
BANK OF NOVA SCOTIA New +239,860+239.9k
Beacon Pointe Advisors, LLC New +157,610+157.6k
Orion Portfolio Solutions, LLC Added +123,795+123.8k
Ameritas Advisory Services, LLC Added +107,032+107.0k
AMERIPRISE FINANCIAL INC Added +93,561+93.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +84,661+84.7k
Relative Value Partners Group, LLC Added +39,633+39.6k
Burt Wealth Advisors Added +26,024+26.0k
WBI INVESTMENTS, LLC New +20,234+20.2k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -979,603-979.6k
WELLS FARGO & COMPANY/MN Reduced -325,145-325.1k
Milestone Advisory Partners Reduced -324,659-324.7k
TIAA, FSB Reduced -295,490-295.5k
Raymond James Financial Services Advisors, Inc. Reduced -227,190-227.2k
Allegheny Financial Group Reduced -129,503-129.5k
Allen Capital Group, LLC Sold out -124,862-124.9k
JANE STREET GROUP, LLC Reduced -83,494-83.5k
TRUIST FINANCIAL CORP Reduced -81,731-81.7k
LPL Financial LLC Reduced -61,363-61.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.3m104.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,799,4641.8m $91.8m $91.8m 0.01% Added +5.3k +5,292
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,748,5961.7m $89.2m $89.2m 0.01% Reduced -979.6k -979,603
3 Ameritas Advisory Services, LLC 1.95% of their portfolio Lincoln, NE 763,365763.4k $38.9m $38.9m 1.95% Added +107.0k +107,032
4 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 748,106748.1k $38.2m $38.2m 0.01% Added +93.6k +93,561
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 577,491577.5k $29.5m $29.5m 0.01% Reduced -325.1k -325,145
6 CWM, LLC 0.19% of their portfolio OMAHA, NE 536,359536.4k $27.4m $27.4m 0.19% Reduced -43.3k -43,341
7 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 388,554388.6k $19.8m $19.8m 0.02% Reduced -61.4k -61,363
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 351,284351.3k $17.9m $17.9m 0.01% Added +18.8k +18,838
9 Simplicity Solutions, LLC 0.46% of their portfolio MINNEAPOLIS, MN 347,330347.3k $17.7m $17.7m 0.46% New
10 Bleakley Financial Group, LLC 0.59% of their portfolio PARSIPPANY, NJ 347,330347.3k $17.7m $17.7m 0.59% Added +8.4k +8,366
11 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 330,855330.9k $16.9m $16.9m 0.04% Reduced -39.0k -39,018
12 BANK OF NOVA SCOTIA 0.04% of their portfolio TORONTO, A6 239,860239.9k $12.2m $12.2m 0.04% New
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 226,002226.0k $11.5m $11.5m 0.01% Added +10.8k +10,777
14 Sowell Financial Services LLC 0.89% of their portfolio NORTH LITTLE ROCK, AR 225,696225.7k $11.5m $11.5m 0.89% Added +5.6k +5,626
15 TIAA, FSB 0.04% of their portfolio ST. LOUIS, MO 210,622210.6k $10.8m $10.8m 0.04% Reduced -295.5k -295,490
16 Arkos Global Advisors 1.71% of their portfolio HOUSTON, TX 165,918165.9k $8.5m $8.5m 1.71% Reduced -22.3k -22,343
17 Beacon Pointe Advisors, LLC 0.14% of their portfolio NEWPORT BEACH, CA 157,610157.6k $8.0m $8.0m 0.14% New
18 AJ WEALTH STRATEGIES, LLC 0.40% of their portfolio NEW YORK, NY 149,571149.6k $7.6m $7.6m 0.40% Added +2.2k +2,169
19 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 135,916135.9k $6.9m $6.9m 0.01% Reduced -19.5k -19,537
20 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 128,673128.7k $242.5k $242.5k 0.00% Added +4.9k +4,884
21 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 128,673128.7k $242.5k $242.5k 0.00% Added +123.8k +123,795
22 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 124,732124.7k $6.4m $6.4m 0.01% Reduced -7.1k -7,059
23 Archvest Wealth Advisors, Inc. 5.55% of their portfolio CONCORD, CA 122,760122.8k $6.3m $6.3m 5.55% Reduced -2.1k -2,102
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 105,936105.9k $5.4m $5.4m 0.00% Added +12.5k +12,459
25 Eagle Strategies LLC 1.35% of their portfolio NEW YORK, NY 105,788105.8k $5.4m $5.4m 1.35% Added +8.4k +8,437
26 Lutz Financial Services LLC 0.59% of their portfolio OMAHA, NE 101,279101.3k $5.2m $5.2m 0.59% Added +10.9k +10,945
27 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 97,93297.9k $5.0m $5.0m 0.08% Reduced -13.9k -13,931
28 Kelman-Lazarov, Inc. 1.19% of their portfolio MEMPHIS, TN 90,07490.1k $4.6m $4.6m 1.19% Added +11.0k +11,021
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 90,04790.0k $4.6m $4.6m 0.01% Added +84.7k +84,661
30 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 82,10982.1k $4.2m $4.2m 0.01% Reduced -81.7k -81,731
31 Sigma Planning Corp 0.14% of their portfolio ANN ARBOR, MI 80,02080.0k $4.1m $4.1m 0.14% Added +67 +67
32 Relative Value Partners Group, LLC 0.14% of their portfolio NORTHBROOK, IL 79,12479.1k $4.0m $4.0m 0.14% Added +39.6k +39,633
33 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 74,69874.7k $3.8m $3.8m 0.01% Reduced -83.5k -83,494
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 65,24765.2k $3.3m $3.3m 0.00% Reduced -314 -314
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 64,27764.3k $3.3m $3.3m 0.00% Reduced -15.4k -15,360
36 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 55,73055.7k $2.8m $2.8m 0.01% Reduced -227.2k -227,190
37 Quantitative Advantage, LLC 0.38% of their portfolio MINNETONKA, MN 50,95251.0k $2.6m $2.6m 0.38% Added +8.6k +8,583
38 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 44,10344.1k $2.3m $2.3m 0.03% Added +657 +657
39 Smart Portfolios, LLC 3.91% of their portfolio LAKE FOREST PARK, WA 43,45243.5k $2.2m $2.2m 3.91% Reduced -93 -93
40 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 42,93642.9k $2.2m $2.2m 0.01% Reduced -25.9k -25,857
41 SVB WEALTH LLC 0.03% of their portfolio BOSTON, MA 41,45041.5k $2.1m $2.1m 0.03% Reduced -10.5k -10,494
42 BUCKINGHAM STRATEGIC WEALTH, LLC 0.04% of their portfolio CLAYTON, MO 41,06041.1k $2.0m $2.0m 0.04% Unchanged
43 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 38,57938.6k $2.0m $2.0m 0.02% Reduced -1.4k -1,376
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 37,33837.3k $1.9m $1.9m 0.00% Added +1.6k +1,636
45 Parkside Advisors LLC 0.62% of their portfolio BERKELEY, CA 36,75636.8k $1.9m $1.9m 0.62% Reduced -2.5k -2,507
46 Burt Wealth Advisors 0.57% of their portfolio North Bethesda, MD 35,67735.7k $1.8m $1.8m 0.57% Added +26.0k +26,024
47 MAS Advisors LLC 1.76% of their portfolio Miami, FL 35,24135.2k $1.8m $1.8m 1.76% Reduced -3.5k -3,544
48 BEAM WEALTH ADVISORS, INC. 1.70% of their portfolio COVINGTON, LA 33,10733.1k $1.7m $1.7m 1.70% Reduced -154 -154
49 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 31,66631.7k $1.6m $1.6m 0.03% Added +6.1k +6,075
50 Allegheny Financial Group 0.62% of their portfolio Pittsburgh, PA 29,90129.9k $1.5m $1.5m 0.62% Reduced -129.5k -129,503
51 Krilogy Financial LLC 0.13% of their portfolio ST. LOUIS, MO 29,25929.3k $1.5m $1.5m 0.13% Added +4.4k +4,423
52 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 28,26028.3k $1.4m $1.4m 0.05% Reduced -9.2k -9,223
53 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 26,50026.5k $1.4m $1.4m 0.00% Added +2.0k +1,983
54 PFG Advisors 0.11% of their portfolio Phoenix, AZ 26,38626.4k $1.3m $1.3m 0.11% Reduced -20.9k -20,914
55 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 25,51625.5k $1.3m $1.3m 0.01% Added +4.3k +4,319
56 Roundview Capital LLC 0.12% of their portfolio PRINCETON, NJ 23,03623.0k $1.2m $1.2m 0.12% Reduced -6.9k -6,875
57 Gladstone Institutional Advisory LLC 0.07% of their portfolio Bedminster, NJ 22,17222.2k $1.1m $1.1m 0.07% Added +575 +575
58 Arbor Investment Advisors, LLC 0.21% of their portfolio WINSTON SALEM, NC 21,99022.0k $1.1m $1.1m 0.21% Reduced -5.0k -4,994
59 Focus Partners Advisor Solutions, LLC 0.07% of their portfolio SAINT LOUIS, MO 20,67820.7k $1.1m $1.1m 0.07% Reduced -19.2k -19,188
60 PEAPACK GLADSTONE FINANCIAL CORP 0.02% of their portfolio BEDMINSTER, NJ 20,26120.3k $1.0m $1.0m 0.02% Added +1.2k +1,193
61 WBI INVESTMENTS, LLC 0.21% of their portfolio RED BANK, NJ 20,23420.2k $1.0m $1.0m 0.21% New
62 NFSG Corp 0.55% of their portfolio BOCA RATON, FL 20,21720.2k $1.0m $1.0m 0.55% Reduced -12.0k -11,970
63 Fiduciary Trust Co 0.02% of their portfolio Boston, MA 20,12820.1k $1.0m $1.0m 0.02% Unchanged
64 Essential Planning, LLC. 0.56% of their portfolio PORTSMOUTH, NH 18,12018.1k $924.8k $924.8k 0.56% New
65 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 17,18017.2k $877.0k $877.0k 0.04% Reduced -1.4k -1,410
66 GOULD ASSET MANAGEMENT LLC /CA/ 0.25% of their portfolio CLAREMONT, CA 16,97517.0k $866.4k $866.4k 0.25% Added +485 +485
67 CENTAURUS FINANCIAL, INC. 0.07% of their portfolio ANAHEIM, CA 16,87316.9k $861.0k $861.0k 0.07% Reduced -30.2k -30,177
68 Belpointe Asset Management LLC 0.05% of their portfolio RENO, NV 16,49016.5k $841.6k $841.6k 0.05% Reduced -3.2k -3,233
69 Fortis Capital Advisors, LLC 0.45% of their portfolio PRAIRIE VILLAGE, KS 16,49016.5k $841.6k $841.6k 0.45% Reduced -3.2k -3,233
70 Alesco Advisors, LLC, An ESL Co 0.03% of their portfolio Pittsford, NY 16,46016.5k $840.1k $840.1k 0.03% Unchanged
71 Destination Wealth Management 0.03% of their portfolio Walnut Creek, CA 14,84114.8k $757.5k $757.5k 0.03% Added +2.6k +2,588
72 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 13,81613.8k $705.2k $705.2k 0.00% Added +200 +200
73 TD PRIVATE CLIENT WEALTH LLC 0.03% of their portfolio NEW YORK, NY 13,80013.8k $704.4k $704.4k 0.03% Reduced -3.0k -3,000
74 FLPUTNAM INVESTMENT MANAGEMENT CO 0.02% of their portfolio PORTLAND, ME 13,78413.8k $703.5k $703.5k 0.02% Reduced -36 -36
75 Moors & Cabot, Inc. 0.05% of their portfolio BOSTON, MA 13,01513.0k $664.3k $664.3k 0.05% Added +3 +3
76 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,92311.9k $609.0k $609.0k 0.00% Added +2.5k +2,505
77 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 11,75011.8k $599.7k $599.7k 0.01% Reduced -666 -666
78 Courage Miller Partners, LLC 0.25% of their portfolio NORFOLK, VA 11,60611.6k $592.4k $592.4k 0.25% Unchanged
79 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,79510.8k $551.0k $551.0k 0.00% Reduced -43 -43
80 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 10,73110.7k $547.7k $547.7k 0.01% Added +6.0k +6,008
81 Rehmann Capital Advisory Group 0.05% of their portfolio LANSING, MI 10,41810.4k $531.7k $531.7k 0.05% Added +3.3k +3,323
82 StoneX Group Inc. 0.06% of their portfolio NEW YORK, NY 10,24910.2k $523.1k $523.1k 0.06% Added +3.8k +3,779
83 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 9,9209.9k $506.3k $506.3k 0.00% Added +858 +858
84 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 9,7429.7k $497.2k $497.2k 0.01% Reduced -1.2k -1,212
85 DIMENSION CAPITAL MANAGEMENT LLC 0.11% of their portfolio Coral Gables, FL 9,3989.4k $479.7k $479.7k 0.11% Unchanged
86 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 9,3479.3k $477.1k $477.1k 0.03% New
87 Milestone Advisory Partners 0.43% of their portfolio Southern Pines, NC 9,0309.0k $460.9k $460.9k 0.43% Reduced -324.7k -324,659
88 Vertex Planning Partners, LLC 0.17% of their portfolio DOWNERS GROVE, IL 8,8828.9k $453.3k $453.3k 0.17% New
89 Signify Wealth 0.40% of their portfolio SAINT LOUIS, MO 8,8248.8k $450.4k $450.4k 0.40% Added +2.1k +2,148
90 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 8,2008.2k $418.5k $418.5k 0.00% Unchanged
91 IFG Advisory, LLC 0.04% of their portfolio ATLANTA, GA 8,0208.0k $409.3k $409.3k 0.04% Added +2.0k +2,000
92 Pacific Capital Wealth Advisors, Inc. 0.10% of their portfolio CORONA, CA 7,3907.4k $377.2k $377.2k 0.10% Reduced -10.0k -10,000
93 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,0787.1k $361.3k $361.3k 0.00% New
94 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 6,8776.9k $351.0k $351.0k 0.03% New
95 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 6,8726.9k $350.7k $350.7k 0.01% New
96 PFG Investments, LLC 0.07% of their portfolio WOODBURY, NY 6,6166.6k $337.7k $337.7k 0.07% First filing
97 SAXON INTERESTS, INC. 0.18% of their portfolio HOUSTON, TX 6,3186.3k $322.5k $322.5k 0.18% Unchanged
98 Evanson Asset Management, LLC 0.03% of their portfolio CARMEL, CA 6,3066.3k $321.9k $321.9k 0.03% Unchanged
99 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 6,2536.3k $319.1k $319.1k 0.01% Reduced -50.8k -50,768
100 DIVERSIFIED TRUST CO 0.01% of their portfolio MEMPHIS, TN 6,0006.0k $306.2k $306.2k 0.01% Unchanged