Vault-13

PIMCO ETF TR STPZ

1-5 US TIP IDX · ETP · CUSIP 72201R205

146 institutional holders -6 vs Q3 2022
14,242,72814.2m shares reported held*
$710.2mreported value*
19 new 41 added 54 reduced 28 sold out net sold ≈ $165.7m (-3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($134.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.87. Options: 2 managers hold calls ($5.2m notional), 1 hold puts ($199.5k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 146146Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022152
Q4 2022146

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $5.6mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $5.2mQ4 22 puts: $199.5kQ4 22P/C 0.04
Numbers
QuarterCallsPutsP/C
Q3 2022$5.6m$00.00
Q4 2022$5.2m$199.5k0.04

Biggest buyers

Allen Capital Group, LLC New +124,862+124.9k
Sowell Financial Services LLC Added +113,698+113.7k
AJ WEALTH STRATEGIES, LLC Added +95,080+95.1k
Ameritas Advisory Services, LLC Added +81,043+81.0k
Kelman-Lazarov, Inc. New +79,053+79.1k
Lutz Financial Services LLC Added +59,446+59.4k
JANE STREET GROUP, LLC Added +56,275+56.3k
CITADEL ADVISORS LLC Added +37,177+37.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +35,793+35.8k
UBS Group AG Added +32,299+32.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -900,354-900.4k
Koss-Olinger Consulting, LLC Sold out -801,463-801.5k
CFS Investment Advisory Services, LLC Sold out -594,838-594.8k
Pure Financial Advisors, LLC Sold out -512,596-512.6k
MORGAN STANLEY Reduced -371,465-371.5k
One Capital Management, LLC Sold out -314,096-314.1k
WELLS FARGO & COMPANY/MN Reduced -199,623-199.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -87,461-87.5k
GOLDMAN SACHS GROUP INC Reduced -85,671-85.7k
Abbrea Capital, LLC Sold out -81,021-81.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.2m104.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Belvedere Trading LLC New $199.5k4.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,728,1992.7m $136.1m $136.1m 0.02% Reduced -900.4k -900,354
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,794,1721.8m $89.5m $89.5m 0.01% Reduced -371.5k -371,465
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 902,636902.6k $45.0m $45.0m 0.01% Reduced -199.6k -199,623
4 Ameritas Advisory Services, LLC 1.52% of their portfolio Lincoln, NE 656,333656.3k $32.7m $32.7m 1.52% Added +81.0k +81,043
5 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 654,545654.5k $32.9m $32.9m 0.01% Added +2.6k +2,650
6 CWM, LLC 0.21% of their portfolio OMAHA, NE 579,700579.7k $28.9m $28.9m 0.21% Reduced -59.4k -59,376
7 TIAA, FSB 0.10% of their portfolio ST. LOUIS, MO 506,112506.1k $25.2m $25.2m 0.10% Reduced -20.1k -20,061
8 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 449,917449.9k $22.4m $22.4m 0.02% Added +23.3k +23,329
9 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 369,873369.9k $18.4m $18.4m 0.04% Added +35.8k +35,793
10 Bleakley Financial Group, LLC 0.60% of their portfolio PARSIPPANY, NJ 338,964339.0k $16.9m $16.9m 0.60% First filing
11 Milestone Advisory Partners 12.38% of their portfolio Southern Pines, NC 333,689333.7k $16.6m $16.6m 12.38% Reduced -25.8k -25,774
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 332,446332.4k $16.6m $16.6m 0.01% Reduced -73.9k -73,902
13 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 282,920282.9k $14.1m $14.1m 0.03% Reduced -28.9k -28,902
14 Sowell Financial Services LLC 0.71% of their portfolio NORTH LITTLE ROCK, AR 220,070220.1k $11.0m $11.0m 0.71% Added +113.7k +113,698
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 215,225215.2k $10.7m $10.7m 0.01% Reduced -26.6k -26,644
16 Arkos Global Advisors 2.39% of their portfolio HOUSTON, TX 188,261188.3k $9.4m $9.4m 2.39% Reduced -40.0k -40,037
17 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 163,840163.8k $8.2m $8.2m 0.01% Reduced -78.0k -77,976
18 Allegheny Financial Group 3.32% of their portfolio Pittsburgh, PA 159,404159.4k $7.9m $7.9m 3.32% Added +925 +925
19 BENNICAS & ASSOCIATES, INC. 4.58% of their portfolio PORTOLA VALLEY, CA 158,825158.8k $7.9m $7.9m 4.58% Reduced -35.3k -35,315
20 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 158,192158.2k $7.9m $7.9m 0.01% Added +56.3k +56,275
21 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 155,453155.5k $7.8m $7.8m 0.02% Reduced -27.2k -27,250
22 AJ WEALTH STRATEGIES, LLC 0.39% of their portfolio NEW YORK, NY 147,402147.4k $7.4m $7.4m 0.39% Added +95.1k +95,080
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 131,791131.8k $6.6m $6.6m 0.01% Added +13.6k +13,628
24 Allen Capital Group, LLC 6.16% of their portfolio GRAND ISLAND, NE 124,862124.9k $6.2m $6.2m 6.16% New
25 Archvest Wealth Advisors, Inc. 6.16% of their portfolio CONCORD, CA 124,862124.9k $6.2m $6.2m 6.16% Added +1.3k +1,347
26 Orion Porfolio Solutions, LLC 0.12% of their portfolio OMAHA, NE 123,789123.8k $6.2m $6.2m 0.12% Added +8.7k +8,726
27 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 111,863111.9k $5.6m $5.6m 0.09% Added +6.7k +6,738
28 Eagle Strategies LLC 1.45% of their portfolio NEW YORK, NY 97,35197.4k $4.9m $4.9m 1.45% Added +13.9k +13,938
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 93,47793.5k $4.7m $4.7m 0.00% Added +32.3k +32,299
30 Lutz Financial Services LLC 0.55% of their portfolio OMAHA, NE 90,33490.3k $4.5m $4.5m 0.55% Added +59.4k +59,446
31 Sigma Planning Corp 0.14% of their portfolio ANN ARBOR, MI 79,95380.0k $4.0m $4.0m 0.14% Reduced -11.3k -11,262
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 79,63779.6k $4.0m $4.0m 0.00% Reduced -49.5k -49,530
33 Kelman-Lazarov, Inc. 1.11% of their portfolio MEMPHIS, TN 79,05379.1k $3.9m $3.9m 1.11% New
34 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 68,79368.8k $3.4m $3.4m 0.02% Reduced -6.7k -6,702
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 65,56165.6k $3.3m $3.3m 0.00% Added +37.2k +37,177
36 Mutual Advisors, LLC 0.13% of their portfolio OMAHA, NE 57,02157.0k $2.8m $2.8m 0.13% Reduced -7.5k -7,525
37 SVB WEALTH LLC 0.03% of their portfolio BOSTON, MA 51,94451.9k $2.6m $2.6m 0.03% Added +4.5k +4,494
38 PFG Advisors 0.23% of their portfolio Phoenix, AZ 47,30047.3k $2.4m $2.4m 0.23% Reduced -6.1k -6,081
39 CENTAURUS FINANCIAL, INC. 0.22% of their portfolio ANAHEIM, CA 47,05047.0k $2.3m $2.3m 0.22% Reduced -49.1k -49,052
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 45,63445.6k $2.3m $2.3m 0.00% Reduced -85.7k -85,671
41 Smart Portfolios, LLC 4.34% of their portfolio LAKE FOREST PARK, WA 43,54543.5k $2.2m $2.2m 4.34% First filing
42 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 43,44643.4k $2.2m $2.2m 0.03% Reduced -1.2k -1,164
43 Quantitative Advantage, LLC 0.33% of their portfolio MINNETONKA, MN 42,36942.4k $2.1m $2.1m 0.33% Reduced -246 -246
44 BUCKINGHAM STRATEGIC WEALTH, LLC 0.04% of their portfolio CLAYTON, MO 41,06041.1k $2.0m $2.0m 0.04% Added +22.8k +22,815
45 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 39,95540.0k $2.0m $2.0m 0.02% Reduced -3.9k -3,855
46 Focus Partners Advisor Solutions, LLC 0.15% of their portfolio SAINT LOUIS, MO 39,86639.9k $2.0m $2.0m 0.15% Added +31.2k +31,152
47 Relative Value Partners Group, LLC 0.14% of their portfolio NORTHBROOK, IL 39,49139.5k $2.0m $2.0m 0.14% Added +6.9k +6,891
48 Parkside Advisors LLC 0.69% of their portfolio BERKELEY, CA 39,26339.3k $2.0m $2.0m 0.69% Reduced -4.3k -4,278
49 MAS Advisors LLC 1.83% of their portfolio Miami, FL 38,78538.8k $1.9m $1.9m 1.83% Reduced -4.1k -4,086
50 Merit Financial Group, LLC 0.07% of their portfolio ALPHARETTA, GA 37,48337.5k $1.9m $1.9m 0.07% Reduced -20.6k -20,636
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 35,70235.7k $1.8m $1.8m 0.00% Added +540 +540
52 BEAM WEALTH ADVISORS, INC. 1.73% of their portfolio COVINGTON, LA 33,26133.3k $1.7m $1.7m 1.73% Added +2.2k +2,196
53 NFSG Corp 0.93% of their portfolio BOCA RATON, FL 32,18732.2k $1.6m $1.6m 0.93% Added +13.3k +13,301
54 Roundview Capital LLC 0.17% of their portfolio PRINCETON, NJ 29,91129.9k $1.5m $1.5m 0.17% New
55 GeoWealth Management, LLC 0.15% of their portfolio CHICAGO, IL 28,73828.7k $1.4m $1.4m 0.15% Added +26.7k +26,712
56 Arbor Investment Advisors, LLC 0.28% of their portfolio WINSTON SALEM, NC 26,98427.0k $1.3m $1.3m 0.28% Added +8.2k +8,176
57 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 25,59125.6k $1.3m $1.3m 0.03% Added +5.1k +5,075
58 Krilogy Financial LLC 0.12% of their portfolio ST. LOUIS, MO 24,83624.8k $1.2m $1.2m 0.12% Reduced -31.5k -31,506
59 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 24,51724.5k $1.2m $1.2m 0.00% Reduced -35.0k -34,983
60 Gladstone Institutional Advisory LLC 0.08% of their portfolio Bedminster, NJ 21,59721.6k $1.1m $1.1m 0.08% Added +183 +183
61 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 21,19721.2k $1.1m $1.1m 0.01% Added +5.1k +5,062
62 Fiduciary Trust Co 0.02% of their portfolio Boston, MA 20,12820.1k $1.0m $1.0m 0.02% Added +1.1k +1,075
63 Belpointe Asset Management LLC 0.06% of their portfolio RENO, NV 19,72319.7k $983.6k $983.6k 0.06% New
64 Fortis Capital Advisors, LLC 0.59% of their portfolio PRAIRIE VILLAGE, KS 19,72319.7k $983.6k $983.6k 0.59% First filing
65 PEAPACK GLADSTONE FINANCIAL CORP 0.02% of their portfolio BEDMINSTER, NJ 19,06819.1k $951.0k $951.0k 0.02% Reduced -3.7k -3,664
66 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 18,59018.6k $928.0k $928.0k 0.05% Added +1.5k +1,508
67 Pacific Capital Wealth Advisors, Inc. 0.22% of their portfolio CORONA, CA 17,39017.4k $867.2k $867.2k 0.22% Reduced -20.0k -20,000
68 TD PRIVATE CLIENT WEALTH LLC 0.04% of their portfolio NEW YORK, NY 16,80016.8k $837.8k $837.8k 0.04% Added +381 +381
69 GOULD ASSET MANAGEMENT LLC /CA/ 0.25% of their portfolio CLAREMONT, CA 16,49016.5k $822.4k $822.4k 0.25% New
70 Alesco Advisors, LLC, An ESL Co 0.03% of their portfolio Pittsford, NY 16,46016.5k $820.9k $820.9k 0.03% Reduced -18.8k -18,800
71 Fulcrum Equity Management 0.63% of their portfolio PLANO, TX 15,49615.5k $772.8k $772.8k 0.63% Reduced -71 -71
72 FLPUTNAM INVESTMENT MANAGEMENT CO 0.03% of their portfolio PORTLAND, ME 13,82013.8k $689.2k $689.2k 0.03% Reduced -176 -176
73 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 13,61613.6k $679.0k $679.0k 0.00% Reduced -121 -121
74 Catalyst Wealth Management, LLC 0.64% of their portfolio ATLANTA, GA 13,50913.5k $673.7k $673.7k 0.64% First filing
75 Moors & Cabot, Inc. 0.05% of their portfolio BOSTON, MA 13,01213.0k $648.9k $648.9k 0.05% Added +230 +230
76 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 12,72212.7k $634.0k $634.0k 0.03% New
77 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 12,41612.4k $264.2k $264.2k 0.01% Reduced -2.9k -2,943
78 Destination Wealth Management 0.02% of their portfolio Walnut Creek, CA 12,25312.3k $611.1k $611.1k 0.02% Reduced -215 -215
79 Courage Miller Partners, LLC 0.27% of their portfolio NORFOLK, VA 11,60611.6k $578.8k $578.8k 0.27% Reduced -126 -126
80 SIGNET FINANCIAL MANAGEMENT, LLC 0.10% of their portfolio PARSIPPANY, NJ 11,40711.4k $568.9k $568.9k 0.10% Reduced -6.6k -6,622
81 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,95411.0k $546.3k $546.3k 0.00% Added +1.8k +1,759
82 CAPITAL CITY TRUST CO/FL 0.18% of their portfolio TALLAHASSEE, FL 10,89010.9k $543.1k $543.1k 0.18% Unchanged
83 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,83810.8k $540.5k $540.5k 0.00% Unchanged
84 Burt Wealth Advisors 0.16% of their portfolio North Bethesda, MD 9,6539.7k $481.4k $481.4k 0.16% New
85 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 9,4189.4k $470.0k $470.0k 0.00% Added +97 +97
86 DIMENSION CAPITAL MANAGEMENT LLC 0.11% of their portfolio Coral Gables, FL 9,3989.4k $468.7k $468.7k 0.11% Unchanged
87 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 9,0629.1k $451.9k $451.9k 0.00% Reduced -55.1k -55,077
88 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 8,2008.2k $408.9k $408.9k 0.00% Reduced -1.7k -1,700
89 Rehmann Capital Advisory Group 0.04% of their portfolio LANSING, MI 7,0957.1k $353.8k $353.8k 0.04% Reduced -8.1k -8,142
90 OneAscent Wealth Management LLC 0.16% of their portfolio BIRMINGHAM, AL 6,9486.9k $347.0k $347.0k 0.16% Reduced -24 -24
91 Signify Wealth 0.29% of their portfolio SAINT LOUIS, MO 6,6766.7k $332.9k $332.9k 0.29% Added +2.0k +1,980
92 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 6,4706.5k $323.1k $323.1k 0.04% Added +1.3k +1,300
93 SAXON INTERESTS, INC. 0.18% of their portfolio HOUSTON, TX 6,3186.3k $316.0k $316.0k 0.18% Unchanged
94 Evanson Asset Management, LLC 0.03% of their portfolio CARMEL, CA 6,3066.3k $314.5k $314.5k 0.03% Reduced -937 -937
95 IFG Advisory, LLC 0.03% of their portfolio ATLANTA, GA 6,0206.0k $300.0k $300.0k 0.03% New
96 DIVERSIFIED TRUST CO 0.01% of their portfolio MEMPHIS, TN 6,0006.0k $299.0k $299.0k 0.01% Unchanged
97 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,3865.4k $268.6k $268.6k 0.00% Reduced -87.5k -87,461
98 M Holdings Securities, Inc. 0.03% of their portfolio PORTLAND, OR 5,3285.3k $266.0k $266.0k 0.03% Unchanged
99 ATWOOD & PALMER INC 0.02% of their portfolio KANSAS CITY, MO 5,3005.3k $264.3k $264.3k 0.02% Unchanged
100 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 5,2535.3k $262.0k $262.0k 0.03% New