Vault-13

PIMCO INCOME STRATEGY FD II PFN

COM · Closed-End Fund · CUSIP 72201J104

104 institutional holders +2 vs Q1 2023
11,085,57911.1m shares reported held*
$80.0mreported value*
8 new 31 added 28 reduced 8 sold out net bought ≈ $2.2m (+310.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.21.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 99Q4 22: 102Q1 23: 102Q2 23: 104104Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202299
Q4 2022102
Q1 2023102
Q2 2023104

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 35 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 36 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224434
Q1 20234035
Q2 20233936

Biggest buyers

LPL Financial LLC Added +115,906+115.9k
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +89,223+89.2k
EverSource Wealth Advisors, LLC Added +86,755+86.8k
Penserra Capital Management LLC Added +69,919+69.9k
Shaker Financial Services, LLC Added +57,740+57.7k
RAYMOND JAMES & ASSOCIATES Added +37,293+37.3k
Geneos Wealth Management Inc. Added +32,076+32.1k
Certified Advisory Corp Added +26,449+26.4k
Edge Wealth Management LLC New +19,800+19.8k
Sigma Planning Corp New +19,328+19.3k

Biggest sellers

Cetera Advisor Networks LLC Reduced -88,460-88.5k
MORGAN STANLEY Reduced -86,366-86.4k
AMERIPRISE FINANCIAL INC Reduced -73,774-73.8k
OSAIC HOLDINGS, INC. Reduced -38,077-38.1k
BANK OF AMERICA CORP /DE/ Reduced -24,972-25.0k
SYNOVUS FINANCIAL CORP Reduced -17,083-17.1k
REGIONS FINANCIAL CORP Sold out -14,850-14.8k
Thrivent Financial for Lutherans Sold out -13,755-13.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -12,773-12.8k
Cetera Investment Advisers Reduced -9,874-9.9k

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.42% of their portfolio WEST PALM BEACH, FL 1,166,2841.2m $8.4m $8.4m 0.42% Added +89.2k +89,223
2 Penserra Capital Management LLC 0.16% of their portfolio ORINDA, CA 1,121,6151.1m $8.1m $8.1m 0.16% Added +69.9k +69,919
3 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 696,234696.2k $5.0m $5.0m 0.01% Unchanged
4 EverSource Wealth Advisors, LLC 0.53% of their portfolio BIRMINGHAM, AL 666,266666.3k $4.8m $4.8m 0.53% Added +86.8k +86,755
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 612,799612.8k $4.4m $4.4m 0.00% Added +115.9k +115,906
6 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 607,475607.5k $4.4m $4.4m 0.03% Added +14.3k +14,341
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 569,283569.3k $4.1m $4.1m 0.00% Reduced -6.3k -6,267
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 432,451432.5k $3.1m $3.1m 0.00% Added +10.0k +10,037
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 414,087414.1k $3.0m $3.0m 0.00% Reduced -73.8k -73,774
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 377,413377.4k $2.7m $2.7m 0.01% Added +2.6k +2,581
11 Consolidated Portfolio Review Corp 0.62% of their portfolio WOODBURY, NY 363,600363.6k $2.6m $2.6m 0.62% Added +5.0k +4,991
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 330,491330.5k $2.4m $2.4m 0.00% Reduced -86.4k -86,366
13 HORIZON KINETICS ASSET MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 280,123280.1k $2.0m $2.0m 0.04% Reduced -178 -178
14 Shaker Financial Services, LLC 0.70% of their portfolio Arlington, VA 221,045221.0k $1.6m $1.6m 0.70% Added +57.7k +57,740
15 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 216,688216.7k $1.6m $1.6m 0.04% Added +1.8k +1,847
16 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 214,233214.2k $1.5m $1.5m 0.02% Reduced -17.1k -17,083
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 134,744134.7k $971.0k $971.0k 0.00% Added +15.5k +15,501
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 131,678131.7k $949.4k $949.4k 0.00% Added +37.3k +37,293
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 126,135126.1k $909.4k $909.4k 0.00% Reduced -38.1k -38,077
20 Certified Advisory Corp 0.16% of their portfolio ALTAMONTE SPRINGS, FL 123,026123.0k $887.0k $887.0k 0.16% Added +26.4k +26,449
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 118,742118.7k $856.1k $856.1k 0.00% Reduced -25.0k -24,972
22 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 108,582108.6k $782.9k $782.9k 0.01% Added +2.1k +2,074
23 PRIVATE TRUST CO NA 0.08% of their portfolio CLEVELAND, OH 93,38293.4k $673.3k $673.3k 0.08% Unchanged
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 92,99793.0k $670.5k $670.5k 0.00% Added +2.0k +1,955
25 HUB Investment Partners, LLC 0.11% of their portfolio AUSTIN, TX 90,61490.6k $653.3k $653.3k 0.11% Added +2.3k +2,263
26 Semus Wealth Partners LLC 0.53% of their portfolio Boca Raton, FL 80,37980.4k $579.5k $579.5k 0.53% Added +1.0k +1,045
27 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 74,58574.6k $537.8k $537.8k 0.04% First filing
28 Clear Creek Financial Management, LLC 0.09% of their portfolio SILVERDALE, WA 72,99273.0k $526.3k $526.3k 0.09% Added +3.2k +3,172
29 Addison Capital Co 0.35% of their portfolio Conshohocken, PA 67,66367.7k $487.0k $487.0k 0.35% Reduced -284 -284
30 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 63,28663.3k $459.7k $459.7k 0.01% Reduced -200 -200
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 59,93359.9k $432.0k $432.0k 0.00% Added +5.6k +5,633
32 Financial Alternatives, Inc 0.39% of their portfolio LA JOLLA, CA 59,02859.0k $425.6k $425.6k 0.39% Unchanged
33 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 55,41455.4k $399.5k $399.5k 0.02% Added +32.1k +32,076
34 Sonora Investment Management Group, LLC 0.03% of their portfolio TUCSON, AZ 54,16054.2k $390.5k $390.5k 0.03% Unchanged
35 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 51,97052.0k $374.7k $374.7k 0.01% Unchanged
36 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 50,37250.4k $363.2k $363.2k 0.00% Reduced -122 -122
37 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 47,15747.2k $340.0k $340.0k 0.02% Unchanged
38 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 43,41343.4k $313.0k $313.0k 0.00% Unchanged
39 Compound Planning, Inc. 0.14% of their portfolio NEW YORK, NY 41,76341.8k $301.1k $301.1k 0.14% Added +1.0k +1,000
40 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 39,46839.5k $287.4k $287.4k 0.01% Reduced -589 -589
41 Main Street Financial Solutions, LLC 0.04% of their portfolio NEWTOWN, PA 39,31939.3k $283.5k $283.5k 0.04% Added +1.2k +1,202
42 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 37,28137.3k $268.8k $268.8k 0.01% Unchanged
43 TNF LLC 0.11% of their portfolio BILLINGS, MT 35,91035.9k $258.9k $258.9k 0.11% Reduced -2.7k -2,725
44 GeoWealth Management, LLC 0.03% of their portfolio CHICAGO, IL 35,47535.5k $256.0k $256.0k 0.03% Added +10.0k +10,000
45 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 34,72734.7k $250.4k $250.4k 0.00% Reduced -1.2k -1,163
46 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 31,40031.4k $226.4k $226.4k 0.02% Unchanged
47 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 31,24231.2k $226.2k $226.2k 0.03% Reduced -1.5k -1,499
48 Vanguard Capital Wealth Advisors 0.20% of their portfolio DENVER, CO 30,00030.0k $216.3k $216.3k 0.20% Not comparable
49 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 29,07529.1k $210.0k $210.0k 0.00% Reduced -1.5k -1,474
50 WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.10% of their portfolio HIGHLAND PARK, IL 27,60027.6k $199.0k $199.0k 0.10% Added +13.9k +13,900
51 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 27,39527.4k $197.5k $197.5k 0.01% Reduced -1.3k -1,314
52 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 27,11927.1k $195.5k $195.5k 0.00% Reduced -88.5k -88,460
53 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 26,21426.2k $189.0k $189.0k 0.01% Unchanged
54 St. Louis Financial Planners Asset Management, LLC 0.18% of their portfolio CHESTERFIELD, MO 25,09725.1k $181.0k $181.0k 0.18% Added +97 +97
55 Focus Financial Network, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 24,96925.0k $182.0k $182.0k 0.01% Reduced -3.9k -3,891
56 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 23,25023.2k $168.6k $168.6k 0.00% Added +11.2k +11,250
57 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 22,45422.5k $161.9k $161.9k 0.00% Reduced -9.9k -9,874
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,42721.4k $154.5k $154.5k 0.00% Reduced -12.8k -12,773
59 Edge Wealth Management LLC 0.03% of their portfolio NEW YORK, NY 19,80019.8k $142.8k $142.8k 0.03% New
60 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 19,32819.3k $139.4k $139.4k 0.01% New
61 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 19,07219.1k $137.5k $137.5k 0.00% New
62 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 18,60818.6k $134.2k $134.2k 0.00% Added +42 +42
63 SMITH CHAS P & ASSOCIATES PA CPAS 0.01% of their portfolio LAKELAND, FL 18,31018.3k $132.0k $132.0k 0.01% Reduced -8 -8
64 Asset Allocation & Management Company, LLC 0.05% of their portfolio CHICAGO, IL 17,50017.5k $126.0k $126.0k 0.05% Unchanged
65 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 17,15617.2k $123.7k $123.7k 0.00% Reduced -900 -900
66 RAYMOND JAMES TRUST N.A. 0.00% of their portfolio ST. PETERSBURG, FL 15,93515.9k $115.0k $115.0k 0.00% Unchanged
67 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 15,67315.7k $113.0k $113.0k 0.01% New
68 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,85614.9k $107.1k $107.1k 0.00% Reduced -94 -94
69 MERIDIAN INVESTMENT COUNSEL INC. 0.04% of their portfolio LAFAYETTE, CA 14,10014.1k $101.7k $101.7k 0.04% Unchanged
70 CONNING INC. 0.00% of their portfolio HARTFORD, CT 13,66613.7k $98.5k $98.5k 0.00% Unchanged
71 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,86012.9k $92.7k $92.7k 0.00% New
72 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,59012.6k $90.8k $90.8k 0.00% New
73 RDA Financial Network 0.04% of their portfolio AKRON, IA 12,38012.4k $89.3k $89.3k 0.04% Unchanged
74 Claybrook Capital, LLC 0.05% of their portfolio WELLESLEY, MA 12,27012.3k $88.5k $88.5k 0.05% Unchanged
75 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 12,22112.2k $88.1k $88.1k 0.01% Reduced -4.7k -4,721
76 Wealth Alliance Advisory Group, LLC 0.03% of their portfolio Wichita, KS 12,00012.0k $86.5k $86.5k 0.03% Unchanged
77 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 11,33911.3k $81.8k $81.8k 0.00% New
78 Amplius Wealth Advisors, LLC 0.01% of their portfolio BLUE BELL, PA 11,00011.0k $79.3k $79.3k 0.01% Unchanged
79 Greenwich Wealth Management LLC 0.01% of their portfolio GREENWICH, CT 10,87210.9k $78.0k $78.0k 0.01% Reduced -3.1k -3,150
80 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 10,86910.9k $78.4k $78.4k 0.01% Unchanged
81 MONECO ADVISORS, LLC 0.02% of their portfolio FAIRFIELD, CT 10,00010.0k $72.1k $72.1k 0.02% Unchanged
82 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,7005.7k $41.1k $41.1k 0.00% Reduced -23 -23
83 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5,2705.3k $38.0k $38.0k 0.00% Unchanged
84 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 5,1835.2k $37.4k $37.4k 0.00% Added +115 +115
85 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 5,1055.1k $36.8k $36.8k 0.00% Reduced -500 -500
86 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 4,7864.8k $34.5k $34.5k 0.00% Unchanged
87 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 4,4354.4k $32.0k $32.0k 0.01% Unchanged
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,0004.0k $28.8k $28.8k 0.00% Unchanged
89 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 4,0004.0k $27.2k $27.2k 0.00% Unchanged
90 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 3,1003.1k $22.4k $22.4k 0.00% Unchanged
91 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 1,9001.9k $13.7k $13.7k 0.00% Unchanged
92 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,8801.9k $16.2k $16.2k 0.00% Added +967 +967
93 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 1,2001.2k $8.0k $8.0k 0.01% Unchanged
94 GS Investments, Inc. 0.00% of their portfolio Eagan, MN 1,0001.0k $7.2k $7.2k 0.00% Unchanged
95 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 885885 $6.4k $6.4k 0.00% Unchanged
96 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 750750 $5.4k $5.4k 0.00% Added +23 +23
97 Highlander Capital Management, LLC 0.00% of their portfolio SHORT HILLS, NJ 662662 $5.0k $5.0k 0.00% Reduced -250 -250
98 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 548548 $4.0k $4.0k 0.00% Unchanged
99 ALBION FINANCIAL GROUP /UT 0.00% of their portfolio SALT LAKE CITY, UT 495495 $3.6k $3.6k 0.00% Unchanged
100 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 442442 $3.2k $3.2k 0.00% Added +13 +13