Vault-13

PIMCO CORPORATE & INCOME OPP PTY

COM · Closed-End Fund · CUSIP 72201B101

203 institutional holders -2 vs Q2 2025
27,928,35427.9m shares reported held*
$403.8mreported value*
20 new 90 added 44 reduced 19 sold out net bought ≈ $12.7m (+881.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.46.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 142Q4 22: 154Q1 23: 145Q2 23: 151Q3 23: 159Q4 23: 169Q1 24: 157Q2 24: 166Q3 24: 181Q4 24: 195Q1 25: 194Q2 25: 205Q3 25: 203203Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 2022142
Q4 2022154
Q1 2023145
Q2 2023151
Q3 2023159
Q4 2023169
Q1 2024157
Q2 2024166
Q3 2024181
Q4 2024195
Q1 2025194
Q2 2025205
Q3 2025203

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 23: 73 bought or addedQ4 23: 63 cut or sold outQ1 24: 76 bought or addedQ1 24: 63 cut or sold outQ1 24Q2 24: 87 bought or addedQ2 24: 53 cut or sold outQ3 24: 92 bought or addedQ3 24: 55 cut or sold outQ3 24Q4 24: 101 bought or addedQ4 24: 55 cut or sold outQ1 25: 111 bought or addedQ1 25: 52 cut or sold outQ1 25Q2 25: 109 bought or addedQ2 25: 54 cut or sold outQ3 25: 110 bought or addedQ3 25: 63 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20237363
Q1 20247663
Q2 20248753
Q3 20249255
Q4 202410155
Q1 202511152
Q2 202510954
Q3 202511063

Biggest buyers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +385,602+385.6k
Steward Partners Investment Advisory, LLC Added +222,525+222.5k
CAPTRUST FINANCIAL ADVISORS Added +179,887+179.9k
LPL Financial LLC Added +173,959+174.0k
GUGGENHEIM CAPITAL LLC Added +161,024+161.0k
Private Advisor Group, LLC Added +134,053+134.1k
Kestra Advisory Services, LLC Added +105,821+105.8k
Equitable Holdings, Inc. Added +84,118+84.1k
AG Asset Advisory, LLC New +74,612+74.6k
Sanctuary Advisors, LLC Added +70,702+70.7k

Biggest sellers

ROYAL BANK OF CANADA Reduced -446,993-447.0k
Cetera Investment Advisers Reduced -386,606-386.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -289,051-289.1k
Parallel Advisors, LLC Reduced -94,377-94.4k
Balyasny Asset Management L.P. Sold out -93,692-93.7k
ORLEANS CAPITAL MANAGEMENT CORP/LA Reduced -38,925-38.9k
Rockefeller Capital Management L.P. Reduced -34,747-34.7k
Arlington Capital Management, Inc. Sold out -31,211-31.2k
NEUBERGER BERMAN GROUP LLC Reduced -26,000-26.0k
Smith Asset Management Co., LLC Reduced -24,582-24.6k

Insider purchases and sales in Q3 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20231$102.3k0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——

None reported in Q3 2025.

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,774,7052.8m $40.1m $40.1m 0.01% Added +174.0k +173,959
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,594,1462.6m $37.5m $37.5m 0.00% Added +25.4k +25,445
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 2,349,4522.3m $33.9m $33.9m 0.02% Added +385.6k +385,602
4 XML Financial, LLC 1.81% of their portfolio BETHESDA, MD 1,543,3411.5m $22.3m $22.3m 1.81% Added +31.0k +30,977
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,240,7321.2m $17.9m $17.9m 0.00% Added +61.7k +61,726
6 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 1,079,5471.1m $15.6m $15.6m 0.02% Reduced -386.6k -386,606
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 787,869787.9k $11.4m $11.4m 0.00% Added +61.5k +61,477
8 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 771,676771.7k $11.0m $11.0m 0.02% Reduced -15.6k -15,584
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 717,047717.0k $10.4m $10.4m 0.00% Added +28.6k +28,617
10 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 712,068712.1k $10.3m $10.3m 0.05% Added +134.1k +134,053
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 665,007665.0k $9.6m $9.6m 0.00% Added +28.1k +28,123
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 643,326643.3k $9.3m $9.3m 0.01% Reduced -289.1k -289,051
13 PFG Investments, LLC 0.44% of their portfolio WOODBURY, NY 589,938589.9k $8.5m $8.5m 0.44% Reduced -8.4k -8,394
14 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 556,051556.1k $8.0m $8.0m 0.05% Added +222.5k +222,525
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 505,421505.4k $7.3m $7.3m 0.00% Reduced -447.0k -446,993
16 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 490,924490.9k $7.1m $7.1m 0.02% Added +55.6k +55,645
17 AXXCESS WEALTH MANAGEMENT, LLC 0.14% of their portfolio CARLSBAD, CA 474,234474.2k $6.8m $6.8m 0.14% Added +13.9k +13,927
18 Accel Wealth Management 1.98% of their portfolio WAVERLY, IA 470,402470.4k $6.8m $6.8m 1.98% Added +36.1k +36,117
19 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 417,089417.1k $6.0m $6.0m 0.01% Added +25.9k +25,918
20 Evergreen Wealth Management, LLC 2.55% of their portfolio Williamston, MI 336,852336.9k $4.9m $4.9m 2.55% Added +9.6k +9,586
21 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 323,518323.5k $4.7m $4.7m 0.03% Added +84.1k +84,118
22 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 299,152299.2k $4.3m $4.3m 0.02% Added +105.8k +105,821
23 Dynamic Advisor Solutions LLC 0.11% of their portfolio PHOENIX, AZ 268,940268.9k $3.9m $3.9m 0.11% Added +10.4k +10,413
24 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 217,955218.0k $3.1m $3.1m 0.02% Added +161.0k +161,024
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 202,593202.6k $2.9m $2.9m 0.00% Added +9.9k +9,940
26 Strategic Wealth Partners, Ltd. 0.21% of their portfolio INDEPENDENCE, OH 197,950197.9k $2.9m $2.9m 0.21% Reduced -92 -92
27 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 194,877194.9k $2.8m $2.8m 0.01% Added +179.9k +179,887
28 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 182,483182.5k $2.6m $2.6m 0.04% Added +6.9k +6,882
29 Noble Wealth Management PBC 1.40% of their portfolio GREENWOOD VILLAGE, CO 182,001182.0k $2.6m $2.6m 1.40% First filing
30 Ascentis Independent Advisors 0.43% of their portfolio DALLAS, TX 175,018175.0k $2.5m $2.5m 0.43% Reduced -751 -751
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 163,063163.1k $2.4m $2.4m 0.00% Added +4.4k +4,358
32 Zullo Investment Group, Inc. 0.86% of their portfolio SCRANTON, PA 160,378160.4k $2.3m $2.3m 0.86% Added +4.7k +4,700
33 Smith Asset Management Co., LLC 1.97% of their portfolio Chiefland, FL 160,326160.3k $2.3m $2.3m 1.97% Reduced -24.6k -24,582
34 Sovran Advisors, LLC 0.18% of their portfolio SAN DIEGO, CA 145,946145.9k $2.0m $2.0m 0.18% Reduced -22.7k -22,731
35 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 142,850142.8k $2.1m $2.1m 0.01% Added +70.7k +70,702
36 Elm3 Financial Group, LLC 1.61% of their portfolio ALPHARETTA, GA 136,391136.4k $2.0m $2.0m 1.61% Added +24.5k +24,451
37 Consolidated Portfolio Review Corp 0.24% of their portfolio WOODBURY, NY 131,458131.5k $1.9m $1.9m 0.24% Added +2.6k +2,621
38 Plotkin Financial Advisors, LLC 0.89% of their portfolio CHEVY CHASE, MD 125,018125.0k $1.8m $1.8m 0.89% Reduced -1.7k -1,667
39 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.03% of their portfolio MINNEAPOLIS, MN 120,499120.5k $1.7m $1.7m 0.03% Unchanged
40 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 117,987118.0k $1.7m $1.7m 0.01% Reduced -7.0k -7,035
41 Covenant Asset Management, LLC 0.32% of their portfolio CHESTER, NJ 116,813116.8k $1.7m $1.7m 0.32% Added +5.2k +5,216
42 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 114,815114.8k $1.7m $1.7m 0.00% Added +58.7k +58,725
43 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 114,290114.3k $1.7m $1.7m 0.04% Added +9.2k +9,151
44 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 114,152114.2k $1.6m $1.6m 0.02% Added +12.1k +12,123
45 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 108,200108.2k $1.6m $1.6m 0.01% Reduced -18.9k -18,895
46 INTEGRITY ALLIANCE, LLC. 0.07% of their portfolio Urbandale, IA 106,477106.5k $1.5m $1.5m 0.07% Added +3.5k +3,524
47 UBS Group AG 0.00% of their portfolio ZURICH, V8 100,419100.4k $1.5m $1.5m 0.00% Added +22.1k +22,132
48 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 99,00099.0k $1.4m $1.4m 0.02% Added +47.0k +47,000
49 NBT BANK, N.A. 0.09% of their portfolio NORWICH, NY 98,40098.4k $1.4m $1.4m 0.09% Added +10.0k +10,000
50 Prosperity Wealth Management, Inc. 0.47% of their portfolio San Ramon, CA 95,78095.8k $1.4m $1.4m 0.47% Added +22.8k +22,830
51 Triumph Capital Management 0.37% of their portfolio DENVER, CO 95,10695.1k $1.4m $1.4m 0.37% Reduced -20.1k -20,055
52 Samalin Investment Counsel, LLC 0.45% of their portfolio CHAPPAQUA, NY 89,75389.8k $1.3m $1.3m 0.45% Added +2.9k +2,865
53 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 88,73088.7k $1.3m $1.3m 0.06% Added +34.2k +34,152
54 C2C Wealth Management, LLC 1.09% of their portfolio SCOTTSDALE, AZ 87,60087.6k $1.3m $1.3m 1.09% Added +5.5k +5,500
55 Financial Engines Advisors L.L.C. 0.00% of their portfolio SANTA CLARA, CA 85,46985.5k $1.2m $1.2m 0.00% Reduced -24 -24
56 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 81,81481.8k $1.2m $1.2m 0.01% Added +406 +406
57 AG Asset Advisory, LLC 0.89% of their portfolio Los Angeles, CA 74,61274.6k $1.1m $1.1m 0.89% New
58 Mariner, LLC 0.00% of their portfolio Overland Park, KS 71,14471.1k $1.0m $1.0m 0.00% Added +21.4k +21,370
59 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 69,52469.5k $1.0m $1.0m 0.01% Unchanged
60 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 67,17167.2k $970.0k $970.0k 0.00% Added +3.6k +3,562
61 Cornerstone Wealth Management, LLC 0.05% of their portfolio ST. PETERS, MO 66,60566.6k $961.8k $961.8k 0.05% Added +683 +683
62 ORLEANS CAPITAL MANAGEMENT CORP/LA 0.61% of their portfolio MANDEVILLE, LA 65,73065.7k $949.1k $949.1k 0.61% Reduced -38.9k -38,925
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 65,24865.2k $942.2k $942.2k 0.00% Added +11.9k +11,901
64 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 62,89862.9k $908.2k $908.2k 0.02% Reduced -8.7k -8,710
65 EXENCIAL WEALTH ADVISORS, LLC 0.03% of their portfolio OKLAHOMA CITY, OK 62,64362.6k $904.6k $904.6k 0.03% Reduced -887 -887
66 Presper Financial Architects, LLC 0.47% of their portfolio AKRON, OH 55,96456.0k $808.1k $808.1k 0.47% Added +639 +639
67 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 54,94254.9k $793.4k $793.4k 0.00% Added +1.4k +1,370
68 CAHILL FINANCIAL ADVISORS INC 0.09% of their portfolio EDINA, MN 53,13953.1k $767.3k $767.3k 0.09% Reduced -6.6k -6,601
69 MINDSET WEALTH MANAGEMENT, LLC 0.20% of their portfolio INDIANAPOLIS, IN 51,78551.8k $747.8k $747.8k 0.20% Unchanged
70 DIVERSIFY WEALTH MANAGEMENT, LLC 0.04% of their portfolio SANDY, UT 51,55751.6k $711.0k $711.0k 0.04% Added +147 +147
71 GHE, LLC 0.30% of their portfolio MEMPHIS, TN 51,45051.5k $742.9k $742.9k 0.30% Unchanged
72 Accelerate Investment Advisors LLC 0.50% of their portfolio ALISO VIEJO, CA 50,97951.0k $736.1k $736.1k 0.50% Added +12.5k +12,486
73 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.21% of their portfolio Phoenix, AZ 46,36546.4k $669.5k $669.5k 0.21% Added +7.0k +6,989
74 NWF Advisory Services Inc. 0.07% of their portfolio Los Angeles, CA 43,86543.9k $633.4k $633.4k 0.07% Reduced -1.8k -1,775
75 HOLLENCREST CAPITAL MANAGEMENT 0.02% of their portfolio NEWPORT BEACH, CA 42,86642.9k $619.0k $619.0k 0.02% Unchanged
76 NWAM LLC 0.03% of their portfolio MERCER ISLAND, WA 40,96341.0k $543.8k $543.8k 0.03% Reduced -2.0k -1,995
77 Integrity Financial Corp /WA 0.28% of their portfolio JACKSON, WY 40,92140.9k $595.8k $595.8k 0.28% Reduced -1.9k -1,883
78 Madison Wealth Partners, Inc 0.12% of their portfolio MADISON, WI 40,87040.9k $590.2k $590.2k 0.12% Added +1.3k +1,335
79 RMG Wealth Management LLC 0.08% of their portfolio PLATTEVILLE, WI 40,07640.1k $534.0k $534.0k 0.08% Added +20.9k +20,909
80 DELTA FINANCIAL ADVISORS LLC 0.16% of their portfolio Metairie, LA 39,42539.4k $569.3k $569.3k 0.16% New
81 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 39,13839.1k $567.5k $567.5k 0.00% Reduced -7.5k -7,539
82 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 38,16138.2k $551.1k $551.1k 0.02% Reduced -4.0k -4,037
83 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 34,66934.7k $500.6k $500.6k 0.00% Reduced -34.7k -34,747
84 PRIVATE TRUST CO NA 0.04% of their portfolio CLEVELAND, OH 34,09534.1k $492.3k $492.3k 0.04% Added +20.0k +20,000
85 Main Street Group, LTD 0.14% of their portfolio GLEN ALLEN, VA 33,52733.5k $484.1k $484.1k 0.14% Added +700 +700
86 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 33,07033.1k $477.5k $477.5k 0.02% Reduced -720 -720
87 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 32,35332.4k $467.2k $467.2k 0.02% Reduced -1.2k -1,193
88 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 32,06932.1k $463.1k $463.1k 0.02% Added +22.1k +22,069
89 Sunbelt Securities, Inc. 0.03% of their portfolio HOUSTON, TX 31,62531.6k $456.7k $456.7k 0.03% Added +5.4k +5,436
90 Red Door Wealth Management, LLC 0.05% of their portfolio Memphis, TN 30,11830.1k $434.9k $434.9k 0.05% Unchanged
91 Objective Capital Management, LLC 0.45% of their portfolio Fairlawn, OH 30,05130.1k $433.9k $433.9k 0.45% Added +3.5k +3,515
92 Collaborative Wealth Managment Inc. 0.17% of their portfolio LAKE MARY, FL 29,82829.8k $430.7k $430.7k 0.17% Unchanged
93 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 29,70629.7k $429.0k $429.0k 0.00% Reduced -14.4k -14,367
94 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 29,42129.4k $425.0k $425.0k 0.00% Added +746 +746
95 CARY STREET PARTNERS FINANCIAL LLC 0.01% of their portfolio RICHMOND, VA 29,20029.2k $421.6k $421.6k 0.01% New
96 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 29,09129.1k $420.1k $420.1k 0.01% Added +9.0k +8,965
97 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 28,79628.8k $415.8k $415.8k 0.02% Added +2.8k +2,791
98 TPG Advisors LLC 0.27% of their portfolio NORTHFIELD, IL 28,73228.7k $414.9k $414.9k 0.27% Added +2.6k +2,637
99 Argyle Capital Partners, LLC 0.29% of their portfolio LOS ANGELES, CA 27,81727.8k $401.7k $401.7k 0.29% Unchanged
100 Apexium Financial, LP 0.02% of their portfolio Dallas, TX 25,44325.4k $370.4k $370.4k 0.02% Added +236 +236