Vault-13

PIMCO CORPORATE & INCOME OPP PTY

COM · Closed-End Fund · CUSIP 72201B101

145 institutional holders -9 vs Q4 2022
15,107,12915.1m shares reported held*
$188.7mreported value*
11 new 53 added 36 reduced 22 sold out net bought ≈ $14.8m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.49.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 142Q4 22: 154Q1 23: 145145Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022142
Q4 2022154
Q1 2023145

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 58 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227855
Q1 20236458

Biggest buyers

XML Financial, LLC Added +339,955+340.0k
Raymond James Financial Services Advisors, Inc. Added +235,807+235.8k
Cresta Advisors, Ltd. New +225,304+225.3k
SYM FINANCIAL Corp Added +129,611+129.6k
Financial Advocates Investment Management Added +111,500+111.5k
Private Advisor Group, LLC Added +90,675+90.7k
LPL Financial LLC Added +85,386+85.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +81,521+81.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +81,272+81.3k
M&T Bank Corp Added +70,053+70.1k

Biggest sellers

Beacon Pointe Advisors, LLC Reduced -117,198-117.2k
Cornerstone Advisory, LLC Reduced -87,779-87.8k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -87,369-87.4k
Elequin Capital, LP Sold out -46,866-46.9k
MONEY CONCEPTS CAPITAL CORP Sold out -45,587-45.6k
Carmel Capital Partners, LLC Sold out -43,746-43.7k
Kestra Advisory Services, LLC Reduced -42,989-43.0k
Arlington Capital Management, Inc. Sold out -35,468-35.5k
Johnson & White Wealth Management, LLC Sold out -26,120-26.1k
Virtu Financial LLC Sold out -21,731-21.7k

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,534,8041.5m $19.1m $19.1m 0.00% Added +66.6k +66,582
2 PFG Investments, LLC 3.83% of their portfolio WOODBURY, NY 1,504,7781.5m $18.8m $18.8m 3.83% First filing
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,095,8071.1m $13.7m $13.7m 0.01% Added +85.4k +85,386
4 XML Financial, LLC 1.37% of their portfolio BETHESDA, MD 892,200892.2k $11.2m $11.2m 1.37% Added +340.0k +339,955
5 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 848,984849.0k $10.6m $10.6m 0.02% Added +81.3k +81,272
6 Penserra Capital Management LLC 0.20% of their portfolio ORINDA, CA 783,378783.4k $9.8m $9.8m 0.20% Added +57.8k +57,831
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 567,228567.2k $7.1m $7.1m 0.01% Added +81.5k +81,521
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 512,703512.7k $6.4m $6.4m 0.01% Reduced -17.7k -17,703
9 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.33% of their portfolio BIRMINGHAM, AL 337,816337.8k $4.3m $4.3m 0.33% Added +8.7k +8,655
10 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 322,722322.7k $4.0m $4.0m 0.03% Added +9.8k +9,783
11 SYM FINANCIAL Corp 0.84% of their portfolio WINONA LAKE, IN 306,591306.6k $3.8m $3.8m 0.84% Added +129.6k +129,611
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 298,979299.0k $3.7m $3.7m 0.01% Added +235.8k +235,807
13 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 261,916261.9k $3.3m $3.3m 0.03% Added +90.7k +90,675
14 Financial Advocates Investment Management 0.25% of their portfolio OLYMPIA, WA 260,500260.5k $3.2m $3.2m 0.25% Added +111.5k +111,500
15 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 255,822255.8k $3.2m $3.2m 0.02% Added +25.7k +25,665
16 Evergreen Wealth Management, LLC 2.68% of their portfolio Williamston, MI 241,830241.8k $3.0m $3.0m 2.68% Reduced -13.4k -13,364
17 Cresta Advisors, Ltd. 2.19% of their portfolio LAREDO, TX 225,304225.3k $2.8m $2.8m 2.19% New
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 217,360217.4k $2.7m $2.7m 0.00% Added +17.6k +17,577
19 GHE, LLC 2.08% of their portfolio MEMPHIS, TN 210,129210.1k $2.6m $2.6m 2.08% Reduced -220 -220
20 Dynamic Advisor Solutions LLC 0.15% of their portfolio PHOENIX, AZ 209,824209.8k $2.6m $2.6m 0.15% Added +14.3k +14,254
21 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 197,749197.7k $2.5m $2.5m 0.02% Added +29.8k +29,829
22 CAHILL FINANCIAL ADVISORS INC 0.44% of their portfolio EDINA, MN 196,760196.8k $2.5m $2.5m 0.44% Added +41.6k +41,643
23 Accel Wealth Management 0.98% of their portfolio WAVERLY, IA 191,273191.3k $2.4m $2.4m 0.98% Added +23.5k +23,542
24 Cornerstone Advisory, LLC 0.42% of their portfolio HUNT VALLEY, MD 186,138186.1k $2.3m $2.3m 0.42% Reduced -87.8k -87,779
25 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 182,569182.6k $2.3m $2.3m 0.01% Reduced -8.6k -8,628
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 168,315168.3k $2.1m $2.1m 0.00% Reduced -6.5k -6,463
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 165,039165.0k $2.1m $2.1m 0.00% Added +12.2k +12,154
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 135,482135.5k $1.7m $1.7m 0.00% Added +57.3k +57,282
29 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 113,839113.8k $1.4m $1.4m 0.01% Reduced -15.3k -15,280
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 108,441108.4k $1.4m $1.4m 0.00% Reduced -7.3k -7,314
31 INDEPENDENT FINANCIAL GROUP, LLC 0.11% of their portfolio SAN DIEGO, CA 106,482106.5k $1.3m $1.3m 0.11% Added +34.4k +34,431
32 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 88,79088.8k $1.1m $1.1m 0.00% Added +70.1k +70,053
33 EXENCIAL WEALTH ADVISORS, LLC 0.06% of their portfolio OKLAHOMA CITY, OK 87,94887.9k $1.1m $1.1m 0.06% Reduced -1.7k -1,657
34 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 82,43082.4k $1.0m $1.0m 0.01% Reduced -43.0k -42,989
35 Plotkin Financial Advisors, LLC 0.91% of their portfolio CHEVY CHASE, MD 78,44178.4k $978.2k $978.2k 0.91% Added +1.9k +1,915
36 C2C Wealth Management, LLC 0.16% of their portfolio SCOTTSDALE, AZ 76,69176.7k $977.8k $977.8k 0.16% Added +1.5k +1,520
37 CENTAURUS FINANCIAL, INC. 0.08% of their portfolio ANAHEIM, CA 76,18376.2k $950.0k $950.0k 0.08% Reduced -397 -397
38 Parallel Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 74,45274.5k $928.4k $928.4k 0.03% Unchanged
39 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 72,10272.1k $899.1k $899.1k 0.02% Reduced -117.2k -117,198
40 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 62,81262.8k $783.3k $783.3k 0.01% Reduced -666 -666
41 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 62,41462.4k $813.1k $813.1k 0.01% Added +208 +208
42 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 60,75860.8k $757.7k $757.7k 0.00% Added +6.4k +6,406
43 Consolidated Portfolio Review Corp 0.19% of their portfolio WOODBURY, NY 55,29255.3k $689.5k $689.5k 0.19% First filing
44 Cornerstone Wealth Management, LLC 0.06% of their portfolio ST. PETERS, MO 52,75852.8k $657.9k $657.9k 0.06% First filing
45 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 51,21051.2k $638.6k $638.6k 0.00% Unchanged
46 BDO Wealth Advisors, LLC 0.07% of their portfolio JACKSONVILLE, FL 47,70747.7k $594.9k $594.9k 0.07% Reduced -13.5k -13,513
47 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 46,19746.2k $576.1k $576.1k 0.00% Added +1.0k +1,000
48 HOLLENCREST CAPITAL MANAGEMENT 0.06% of their portfolio NEWPORT BEACH, CA 45,28945.3k $564.8k $564.8k 0.06% Reduced -4.9k -4,881
49 VERUS CAPITAL PARTNERS, LLC 0.09% of their portfolio SCOTTSDALE, AZ 45,04345.0k $561.7k $561.7k 0.09% Reduced -1.5k -1,459
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 44,97545.0k $560.8k $560.8k 0.00% Added +68 +68
51 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 43,72943.7k $545.3k $545.3k 0.05% Reduced -1.5k -1,484
52 Certified Advisory Corp 0.09% of their portfolio ALTAMONTE SPRINGS, FL 40,25440.3k $502.0k $502.0k 0.09% Reduced -5.1k -5,123
53 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 39,82339.8k $501.3k $501.3k 0.01% Reduced -490 -490
54 Semus Wealth Partners LLC 0.52% of their portfolio Boca Raton, FL 38,50538.5k $480.2k $480.2k 0.52% Reduced -1.6k -1,568
55 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 38,30138.3k $478.0k $478.0k 0.00% Reduced -2.8k -2,807
56 NWAM LLC 0.05% of their portfolio MERCER ISLAND, WA 37,55037.5k $468.2k $468.2k 0.05% Added +181 +181
57 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 37,54737.5k $468.0k $468.0k 0.01% Unchanged
58 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 36,69536.7k $457.6k $457.6k 0.02% Reduced -4.3k -4,258
59 NWF Advisory Services Inc. 0.11% of their portfolio Los Angeles, CA 34,68934.7k $485.6k $485.6k 0.11% First filing
60 Samalin Investment Counsel, LLC 0.26% of their portfolio CHAPPAQUA, NY 34,30234.3k $427.8k $427.8k 0.26% Added +9.9k +9,897
61 Covenant Asset Management, LLC 0.13% of their portfolio CHESTER, NJ 32,76232.8k $408.5k $408.5k 0.13% Reduced -400 -400
62 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 31,47131.5k $392.4k $392.4k 0.01% Unchanged
63 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 29,61229.6k $369.3k $369.3k 0.05% Added +4.1k +4,109
64 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 28,56028.6k $356.1k $356.1k 0.01% Added +93 +93
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,23527.2k $340.0k $340.0k 0.00% Added +4.8k +4,816
66 Avestar Capital, LLC 0.07% of their portfolio New York, NY 27,18027.2k $342.2k $342.2k 0.07% Added +10.5k +10,500
67 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 26,26426.3k $327.5k $327.5k 0.01% Added +624 +624
68 All Season Financial Advisors, Inc. 0.29% of their portfolio DENVER, CO 25,34925.3k $316.1k $316.1k 0.29% Added +2.5k +2,476
69 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 25,20025.2k $314.2k $314.2k 0.00% Reduced -3.3k -3,261
70 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 25,19825.2k $314.2k $314.2k 0.00% Reduced -491 -491
71 Mariner, LLC 0.00% of their portfolio Overland Park, KS 23,74523.7k $296.0k $296.0k 0.00% Added +2.5k +2,478
72 Grey Ledge Advisors, LLC 0.09% of their portfolio GUILFORD, CT 21,34221.3k $266.1k $266.1k 0.09% Added +595 +595
73 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 20,68820.7k $258.0k $258.0k 0.00% Added +1.4k +1,392
74 GILL CAPITAL PARTNERS, LLC 0.10% of their portfolio DENVER, CO 18,68618.7k $233.0k $233.0k 0.10% Unchanged
75 OPTIMUM INVESTMENT ADVISORS 0.12% of their portfolio Chicago, IL 18,60018.6k $231.9k $231.9k 0.12% Added +10.6k +10,600
76 Collaborative Wealth Managment Inc. 0.15% of their portfolio LAKE MARY, FL 18,54618.5k $231.3k $231.3k 0.15% Added +494 +494
77 BEAM WEALTH ADVISORS, INC. 0.23% of their portfolio COVINGTON, LA 18,00118.0k $224.5k $224.5k 0.23% Added +474 +474
78 Wealth Alliance Advisory Group, LLC 0.08% of their portfolio Wichita, KS 17,84717.8k $222.6k $222.6k 0.08% Unchanged
79 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 17,75117.8k $221.4k $221.4k 0.00% Reduced -5.5k -5,462
80 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 17,74017.7k $221.0k $221.0k 0.00% New
81 OARSMAN CAPITAL, INC. 0.10% of their portfolio MILWAUKEE, WI 17,41717.4k $217.2k $217.2k 0.10% Reduced -839 -839
82 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 16,92016.9k $211.0k $211.0k 0.00% Reduced -4.7k -4,710
83 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 16,67116.7k $207.9k $207.9k 0.01% Added +10.7k +10,675
84 Integrity Financial Corp /WA 0.17% of their portfolio JACKSON, WY 16,63016.6k $207.4k $207.4k 0.17% Added +348 +348
85 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 16,29416.3k $203.2k $203.2k 0.00% Added +505 +505
86 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 16,00016.0k $200.8k $200.8k 0.00% Unchanged
87 SFI Advisors, LLC 0.20% of their portfolio Montclair, NJ 15,61815.6k $194.8k $194.8k 0.20% Unchanged
88 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 15,52615.5k $193.6k $193.6k 0.02% Unchanged
89 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,77114.8k $184.2k $184.2k 0.01% Reduced -1.4k -1,377
90 Strategic Financial Concepts, LLC 0.07% of their portfolio SAN ANTONIO, TX 14,26714.3k $177.9k $177.9k 0.07% First filing
91 TFG Advisers LLC 0.08% of their portfolio Auburn Hills, MI 12,87812.9k $160.6k $160.6k 0.08% Reduced -106 -106
92 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 12,60612.6k $157.0k $157.0k 0.01% New
93 Future Financial Wealth Managment LLC 0.17% of their portfolio CINCINNATI, OH 12,00012.0k $151.0k $151.0k 0.17% Unchanged
94 CFO4Life Group, LLC 0.03% of their portfolio COPPELL, TX 11,30511.3k $141.0k $141.0k 0.03% New
95 Southland Equity Partners LLC 0.05% of their portfolio WILDWOOD, MO 11,22111.2k $139.9k $139.9k 0.05% Unchanged
96 Realta Investment Advisors 0.03% of their portfolio WILMINGTON, DE 11,20111.2k $139.7k $139.7k 0.03% New
97 Bard Financial Services, Inc. 0.01% of their portfolio BRANFORD, CT 11,00511.0k $137.2k $137.2k 0.01% Unchanged
98 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 10,73410.7k $133.9k $133.9k 0.00% Reduced -462 -462
99 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 10,70310.7k $133.5k $133.5k 0.02% Unchanged
100 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 10,21610.2k $127.4k $127.4k 0.00% Unchanged