Vault-13

PIMCO MUN INCOME FD III XPMQX

COM · Closed-End Fund · CUSIP 72201A103

64 institutional holders +1 vs Q1 2025
9,898,5769.9m shares reported held*
$67.9mreported value*
12 new 21 added 19 reduced 9 sold out net bought ≈ $7.7m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.86.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 65Q4 22: 68Q1 23: 70Q2 23: 73Q3 23: 69Q4 23: 86Q1 24: 87Q2 24: 72Q3 24: 70Q4 24: 73Q1 25: 63Q2 25: 6464Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202265
Q4 202268
Q1 202370
Q2 202373
Q3 202369
Q4 202386
Q1 202487
Q2 202472
Q3 202470
Q4 202473
Q1 202563
Q2 202564

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 33 bought or addedQ3 23: 32 cut or sold outQ4 23: 52 bought or addedQ4 23: 29 cut or sold outQ4 23Q1 24: 42 bought or addedQ1 24: 31 cut or sold outQ2 24: 31 bought or addedQ2 24: 40 cut or sold outQ2 24Q3 24: 27 bought or addedQ3 24: 31 cut or sold outQ4 24: 40 bought or addedQ4 24: 24 cut or sold outQ4 24Q1 25: 32 bought or addedQ1 25: 25 cut or sold outQ2 25: 33 bought or addedQ2 25: 28 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20233332
Q4 20235229
Q1 20244231
Q2 20243140
Q3 20242731
Q4 20244024
Q1 20253225
Q2 20253328

Biggest buyers

RIVERNORTH CAPITAL MANAGEMENT, LLC Added +763,621+763.6k
TORONTO DOMINION BANK New +205,000+205.0k
ENVESTNET ASSET MANAGEMENT INC Added +130,741+130.7k
Williams & Novak, LLC Added +110,345+110.3k
ROBINSON CAPITAL MANAGEMENT, LLC New +109,933+109.9k
Advisors Asset Management, Inc. Added +103,682+103.7k
Karpus Management, Inc. New +59,773+59.8k
ROYAL BANK OF CANADA Added +57,892+57.9k
SIT INVESTMENT ASSOCIATES INC New +53,708+53.7k
BANK OF AMERICA CORP /DE/ Added +48,065+48.1k

Biggest sellers

MORGAN STANLEY Reduced -180,859-180.9k
GUGGENHEIM CAPITAL LLC Reduced -122,820-122.8k
Beta Wealth Group, Inc. Reduced -96,310-96.3k
UBS Group AG Reduced -69,771-69.8k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -63,738-63.7k
Cambridge Investment Research Advisors, Inc. Sold out -37,968-38.0k
Arlington Capital Management, Inc. Sold out -33,984-34.0k
Fortitude Family Office, LLC Sold out -18,930-18.9k
Hennion & Walsh Asset Management, Inc. Reduced -18,219-18.2k
WELLS FARGO & COMPANY/MN Reduced -17,733-17.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
RIVERNORTH CAPITAL MANAGEMENT, LLC 13G · institution +2.3 pts · filed 2025-08-14 8.0% +2.3 pts 2.7m 2025-08-14

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 1.01% of their portfolio WEST PALM BEACH, FL 2,673,8132.7m $18.3m $18.3m 1.01% Added +763.6k +763,621
2 Hennion & Walsh Asset Management, Inc. 0.23% of their portfolio Parsippany, NJ 840,599840.6k $5.8m $5.8m 0.23% Reduced -18.2k -18,219
3 Advisors Asset Management, Inc. 0.07% of their portfolio Monument, CO 591,129591.1k $4.1m $4.1m 0.07% Added +103.7k +103,682
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 564,273564.3k $3.9m $3.9m 0.00% Reduced -17.7k -17,733
5 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 509,354509.4k $3.5m $3.5m 0.03% Reduced -122.8k -122,820
6 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 406,932406.9k $2.8m $2.8m 0.01% Reduced -172 -172
7 GILL CAPITAL PARTNERS, LLC 0.79% of their portfolio DENVER, CO 358,613358.6k $2.5m $2.5m 0.79% Reduced -15.4k -15,358
8 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 344,608344.6k $2.4m $2.4m 0.00% Added +17.1k +17,079
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 273,495273.5k $1.9m $1.9m 0.00% Added +130.7k +130,741
10 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.15% of their portfolio London, X0 240,845240.8k $1.7m $1.7m 0.15% Reduced -63.7k -63,738
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 213,827213.8k $1.5m $1.5m 0.00% Reduced -180.9k -180,859
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 213,695213.7k $1.5m $1.5m 0.00% Added +48.1k +48,065
13 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 205,000205.0k $1.4m $1.4m 0.00% New
14 Williams & Novak, LLC 1.00% of their portfolio WESTLAKE VILLAGE, CA 170,800170.8k $1.2m $1.2m 1.00% Added +110.3k +110,345
15 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 166,305166.3k $1.1m $1.1m 0.00% Added +2.6k +2,634
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 166,071166.1k $1.1m $1.1m 0.00% Reduced -4.5k -4,528
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 161,141161.1k $1.1m $1.1m 0.00% Reduced -69.8k -69,771
18 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 150,741150.7k $1.0m $1.0m 0.01% Added +22.0k +22,029
19 SMITH, MOORE & CO. 0.07% of their portfolio CLAYTON, MO 129,138129.1k $885.9k $885.9k 0.07% Reduced -1.7k -1,749
20 Wakefield Asset Management LLLP 0.22% of their portfolio Englewood, CO 116,547116.5k $799.8k $799.8k 0.22% Added +932 +932
21 ROBINSON CAPITAL MANAGEMENT, LLC 0.33% of their portfolio GROSSE POINTE FARMS, MI 109,933109.9k $797.0k $797.0k 0.33% New
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 107,742107.7k $740.0k $740.0k 0.00% Added +57.9k +57,892
23 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 100,443100.4k $689.0k $689.0k 0.00% Reduced -11.7k -11,746
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 91,81191.8k $629.8k $629.8k 0.00% Added +24.8k +24,849
25 Karpus Management, Inc. 0.01% of their portfolio Pittsford, NY 59,77359.8k $410.0k $410.0k 0.01% New
26 Bramshill Investments, LLC 0.04% of their portfolio NAPLES, FL 58,34258.3k $400.2k $400.2k 0.04% Added +6.8k +6,797
27 SIT INVESTMENT ASSOCIATES INC 0.01% of their portfolio Minneapolis, MN 53,70853.7k $368.0k $368.0k 0.01% New
28 Allen Mooney & Barnes Investment Advisors LLC 0.06% of their portfolio THOMASVILLE, GA 52,30752.3k $358.8k $358.8k 0.06% Added +99 +99
29 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 49,10049.1k $336.8k $336.8k 0.00% Reduced -1.5k -1,549
30 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 47,67047.7k $327.0k $327.0k 0.00% Added +1.8k +1,785
31 MELFA WEALTH MANAGEMENT, INC. 0.19% of their portfolio WESTBOROUGH, MA 43,60843.6k $299.2k $299.2k 0.19% Unchanged
32 Centurion Wealth Management LLC 0.08% of their portfolio Mclean, VA 39,45039.5k $270.6k $270.6k 0.08% Unchanged
33 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 38,78138.8k $266.0k $266.0k 0.00% Reduced -2.7k -2,730
34 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 38,57038.6k $264.6k $264.6k 0.00% New
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 37,41037.4k $256.6k $256.6k 0.00% New
36 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 34,28534.3k $235.2k $235.2k 0.01% Reduced -6.7k -6,725
37 INTEGRATED CAPITAL MANAGEMENT, INC. 0.17% of their portfolio JESSUP, PA 33,14833.1k $227.4k $227.4k 0.17% Added +4.9k +4,863
38 DUNCKER STREETT & CO INC 0.04% of their portfolio St. Louis, MO 32,57032.6k $223.4k $223.4k 0.04% New
39 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 29,39629.4k $202.0k $202.0k 0.00% Added +348 +348
40 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 28,50728.5k $196.0k $196.0k 0.00% Added +980 +980
41 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio Englewood, NJ 28,47228.5k $195.3k $195.3k 0.02% Reduced -6.8k -6,769
42 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 27,81327.8k $190.8k $190.8k 0.00% Unchanged
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,20423.2k $159.2k $159.2k 0.00% Reduced -9.2k -9,237
44 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 23,17323.2k $159.0k $159.0k 0.00% New
45 READYSTATE ASSET MANAGEMENT LP 0.01% of their portfolio CHICAGO, IL 23,11123.1k $158.5k $158.5k 0.01% Reduced -12.0k -11,956
46 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 20,00020.0k $137.2k $137.2k 0.01% New
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 19,48319.5k $133.7k $133.7k 0.00% Added +1.8k +1,815
48 Oregon Pacific Wealth Management, LLC 0.12% of their portfolio Medford, OR 18,00018.0k $123.5k $123.5k 0.12% Unchanged
49 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,83115.8k $108.6k $108.6k 0.00% Added +3.0k +3,004
50 Ceeto Capital Group, LLC 0.04% of their portfolio CORAL GABLES, FL 15,00015.0k $103.0k $103.0k 0.04% Unchanged
51 Kercheville Advisors, LLC 0.04% of their portfolio San Antonio, TX 15,00015.0k $102.9k $102.9k 0.04% Unchanged
52 Ellis Investment Partners, LLC 0.02% of their portfolio Berwyn, PA 14,98715.0k $102.8k $102.8k 0.02% Added +1.7k +1,701
53 Wealthstream Advisors, Inc. 0.02% of their portfolio NEW YORK, NY 14,76514.8k $101.3k $101.3k 0.02% Unchanged
54 Beta Wealth Group, Inc. 0.03% of their portfolio SAN DIEGO, CA 11,35811.4k $77.9k $77.9k 0.03% Reduced -96.3k -96,310
55 Summit Trail Advisors, LLC 0.00% of their portfolio NEW YORK, NY 10,49410.5k $72.3k $72.3k 0.00% New
56 Virtu Financial LLC 0.00% of their portfolio New York, NY 10,09510.1k $69.0k $69.0k 0.00% New
57 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 10,00010.0k $68.6k $68.6k 0.00% New
58 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 4,7044.7k $32.3k $32.3k 0.00% Reduced -14.5k -14,519
59 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,8422.8k $19.5k $19.5k 0.00% Added +232 +232
60 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,6502.6k $18.2k $18.2k 0.00% Unchanged
61 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,4092.4k $16.5k $16.5k 0.00% Unchanged
62 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,0051.0k $6.9k $6.9k 0.00% Unchanged
63 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 700700 $4.0k $4.0k 0.00% Unchanged
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged