Vault-13

PIMCO MUN INCOME FD III XPMQX

COM · Closed-End Fund · CUSIP 72201A103

63 institutional holders -10 vs Q4 2024
8,792,6728.8m shares reported held*
$63.1mreported value*
2 new 30 added 13 reduced 12 sold out net bought ≈ $3.9m (+538.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.17.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 65Q4 22: 68Q1 23: 70Q2 23: 73Q3 23: 69Q4 23: 86Q1 24: 87Q2 24: 72Q3 24: 70Q4 24: 73Q1 25: 6363Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202265
Q4 202268
Q1 202370
Q2 202373
Q3 202369
Q4 202386
Q1 202487
Q2 202472
Q3 202470
Q4 202473
Q1 202563

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 28 bought or addedQ2 23: 23 cut or sold outQ3 23: 33 bought or addedQ3 23: 32 cut or sold outQ3 23Q4 23: 52 bought or addedQ4 23: 29 cut or sold outQ1 24: 42 bought or addedQ1 24: 31 cut or sold outQ1 24Q2 24: 31 bought or addedQ2 24: 40 cut or sold outQ3 24: 27 bought or addedQ3 24: 31 cut or sold outQ3 24Q4 24: 40 bought or addedQ4 24: 24 cut or sold outQ1 25: 32 bought or addedQ1 25: 25 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20232823
Q3 20233332
Q4 20235229
Q1 20244231
Q2 20243140
Q3 20242731
Q4 20244024
Q1 20253225

Biggest buyers

RIVERNORTH CAPITAL MANAGEMENT, LLC Added +793,275+793.3k
Bank of New York Mellon Corp New +66,962+67.0k
WELLS FARGO & COMPANY/MN Added +47,738+47.7k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Added +40,233+40.2k
BANK OF AMERICA CORP /DE/ Added +31,124+31.1k
CITADEL ADVISORS LLC Added +21,598+21.6k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +19,939+19.9k
ROYAL BANK OF CANADA Added +17,535+17.5k
Williams & Novak, LLC Added +16,700+16.7k
UBS Group AG Added +14,135+14.1k

Biggest sellers

Advisors Asset Management, Inc. Reduced -143,998-144.0k
GUGGENHEIM CAPITAL LLC Reduced -94,354-94.4k
MORGAN STANLEY Reduced -83,498-83.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -44,908-44.9k
HighTower Advisors, LLC Sold out -32,756-32.8k
NOMURA HOLDINGS INC Sold out -32,200-32.2k
Virtu Financial LLC Sold out -27,050-27.1k
Fiera Capital Corp Reduced -24,413-24.4k
EWG Elevate Inc. Sold out -16,008-16.0k
Walleye Capital LLC Sold out -13,488-13.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
RIVERNORTH CAPITAL MANAGEMENT, LLC 13G · institution +2.3 pts · filed 2025-08-14 8.0% +2.3 pts 2.7m 2025-08-14

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.73% of their portfolio WEST PALM BEACH, FL 1,910,1921.9m $13.7m $13.7m 0.73% Added +793.3k +793,275
2 Hennion & Walsh Asset Management, Inc. 0.27% of their portfolio Parsippany, NJ 858,818858.8k $6.1m $6.1m 0.27% Reduced -5.7k -5,699
3 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 632,174632.2k $4.5m $4.5m 0.04% Reduced -94.4k -94,354
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 582,006582.0k $4.2m $4.2m 0.00% Added +47.7k +47,738
5 Advisors Asset Management, Inc. 0.07% of their portfolio Monument, CO 487,447487.4k $3.5m $3.5m 0.07% Reduced -144.0k -143,998
6 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 407,104407.1k $2.9m $2.9m 0.01% Reduced -24.4k -24,413
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 394,686394.7k $2.8m $2.8m 0.00% Reduced -83.5k -83,498
8 GILL CAPITAL PARTNERS, LLC 0.93% of their portfolio DENVER, CO 373,971374.0k $2.7m $2.7m 0.93% Reduced -1.8k -1,789
9 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 327,529327.5k $2.3m $2.3m 0.00% Added +10.2k +10,239
10 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.23% of their portfolio London, X0 304,583304.6k $2.2m $2.2m 0.23% Added +40.2k +40,233
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 230,912230.9k $1.7m $1.7m 0.00% Added +14.1k +14,135
12 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 170,599170.6k $1.2m $1.2m 0.00% Reduced -4.2k -4,246
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 165,630165.6k $1.2m $1.2m 0.00% Added +31.1k +31,124
14 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 163,671163.7k $1.2m $1.2m 0.00% Reduced -13.3k -13,302
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 142,754142.8k $1.0m $1.0m 0.00% Added +5.4k +5,428
16 SMITH, MOORE & CO. 0.09% of their portfolio CLAYTON, MO 130,887130.9k $937.2k $937.2k 0.09% Reduced -2.7k -2,722
17 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 128,712128.7k $922.0k $922.0k 0.01% Added +2.6k +2,644
18 Wakefield Asset Management LLLP 0.25% of their portfolio Englewood, CO 115,615115.6k $828.1k $828.1k 0.25% Added +2.1k +2,087
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 112,189112.2k $803.3k $803.3k 0.00% Added +4.4k +4,444
20 Beta Wealth Group, Inc. 0.28% of their portfolio SAN DIEGO, CA 107,668107.7k $770.9k $770.9k 0.28% Reduced -8.6k -8,589
21 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 66,96267.0k $479.4k $479.4k 0.00% New
22 Williams & Novak, LLC 0.43% of their portfolio WESTLAKE VILLAGE, CA 60,45560.5k $435.9k $435.9k 0.43% Added +16.7k +16,700
23 Allen Mooney & Barnes Investment Advisors LLC 0.06% of their portfolio THOMASVILLE, GA 52,20852.2k $373.8k $373.8k 0.06% Added +91 +91
24 Bramshill Investments, LLC 0.04% of their portfolio NAPLES, FL 51,54551.5k $369.1k $369.1k 0.04% Added +5.7k +5,732
25 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 50,64950.6k $362.6k $362.6k 0.00% Added +1.9k +1,858
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 49,85049.9k $357.0k $357.0k 0.00% Added +17.5k +17,535
27 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 45,88545.9k $328.5k $328.5k 0.00% Unchanged
28 MELFA WEALTH MANAGEMENT, INC. 0.21% of their portfolio WESTBOROUGH, MA 43,60843.6k $312.2k $312.2k 0.21% Unchanged
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 41,51141.5k $297.2k $297.2k 0.00% Added +355 +355
30 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 41,01041.0k $293.6k $293.6k 0.01% Unchanged
31 Centurion Wealth Management LLC 0.09% of their portfolio Mclean, VA 39,45039.5k $290.4k $290.4k 0.09% Unchanged
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 37,96838.0k $272.0k $272.0k 0.00% Added +3.4k +3,350
33 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio Englewood, NJ 35,24135.2k $252.3k $252.3k 0.02% Added +19.9k +19,939
34 READYSTATE ASSET MANAGEMENT LP 0.01% of their portfolio CHICAGO, IL 35,06735.1k $251.1k $251.1k 0.01% Reduced -6.5k -6,494
35 Arlington Capital Management, Inc. 0.18% of their portfolio ARLINGTON HEIGHTS, IL 33,98434.0k $243.3k $243.3k 0.18% Added +3.7k +3,653
36 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 32,44132.4k $232.3k $232.3k 0.00% Added +21.6k +21,598
37 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 29,04829.0k $208.0k $208.0k 0.00% Added +3.6k +3,559
38 INTEGRATED CAPITAL MANAGEMENT, INC. 0.16% of their portfolio JESSUP, PA 28,28528.3k $202.5k $202.5k 0.16% Added +2.9k +2,898
39 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 27,81327.8k $199.1k $199.1k 0.00% First filing
40 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 27,52727.5k $197.0k $197.0k 0.00% Added +2.9k +2,894
41 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 19,22319.2k $137.6k $137.6k 0.00% Added +10.1k +10,054
42 Fortitude Family Office, LLC 0.05% of their portfolio SCOTTSDALE, AZ 18,93018.9k $135.5k $135.5k 0.05% Unchanged
43 Oregon Pacific Wealth Management, LLC 0.13% of their portfolio Medford, OR 18,00018.0k $128.9k $128.9k 0.13% Unchanged
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,66817.7k $126.5k $126.5k 0.00% Added +311 +311
45 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 16,73016.7k $119.8k $119.8k 0.00% Unchanged
46 SIMON QUICK ADVISORS, LLC 0.01% of their portfolio MORRISTOWN, NJ 15,59815.6k $111.7k $111.7k 0.01% Added +515 +515
47 Noble Wealth Management PBC 0.07% of their portfolio GREENWOOD VILLAGE, CO 15,20015.2k $108.8k $108.8k 0.07% Added +1.2k +1,200
48 Ceeto Capital Group, LLC 0.04% of their portfolio CORAL GABLES, FL 15,00015.0k $107.0k $107.0k 0.04% Unchanged
49 Kercheville Advisors, LLC 0.04% of their portfolio San Antonio, TX 15,00015.0k $107.4k $107.4k 0.04% Unchanged
50 Wealthstream Advisors, Inc. 0.02% of their portfolio NEW YORK, NY 14,76514.8k $105.7k $105.7k 0.02% Unchanged
51 Ellis Investment Partners, LLC 0.02% of their portfolio Berwyn, PA 13,28613.3k $95.1k $95.1k 0.02% Added +332 +332
52 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,82712.8k $91.8k $91.8k 0.00% New
53 Redhawk Wealth Advisors, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 12,81812.8k $91.8k $91.8k 0.01% Unchanged
54 Permanent Capital Management, LP 0.02% of their portfolio CHICAGO, IL 11,40311.4k $82.0k $82.0k 0.02% Reduced -991 -991
55 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 3,1363.1k $22.5k $22.5k 0.00% Added +1.4k +1,407
56 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,6502.6k $19.0k $19.0k 0.00% Unchanged
57 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,6102.6k $18.7k $18.7k 0.00% Added +1.1k +1,067
58 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,4092.4k $17.2k $17.2k 0.00% Reduced -5.6k -5,575
59 AMERIFLEX GROUP, INC. 0.01% of their portfolio LAS VEGAS, NV 1,8001.8k $12.9k $12.9k 0.01% Unchanged
60 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,0051.0k $7.2k $7.2k 0.00% Unchanged
61 Financial Perspectives, Inc 0.00% of their portfolio MINNEAPOLIS, MN 990990 $7.1k $7.1k 0.00% Unchanged
62 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 700700 $5.0k $5.0k 0.00% Unchanged
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged