Vault-13

PIMCO MUN INCOME FD III XPMQX

COM · Closed-End Fund · CUSIP 72201A103

73 institutional holders +3 vs Q3 2024
8,301,3768.3m shares reported held*
$61.2mreported value*
15 new 25 added 10 reduced 14 sold out net bought ≈ $8.7m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.38.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 65Q4 22: 68Q1 23: 70Q2 23: 73Q3 23: 69Q4 23: 86Q1 24: 87Q2 24: 72Q3 24: 70Q4 24: 7373Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202265
Q4 202268
Q1 202370
Q2 202373
Q3 202369
Q4 202386
Q1 202487
Q2 202472
Q3 202470
Q4 202473

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 36 bought or addedQ1 23: 24 cut or sold outQ2 23: 28 bought or addedQ2 23: 23 cut or sold outQ2 23Q3 23: 33 bought or addedQ3 23: 32 cut or sold outQ4 23: 52 bought or addedQ4 23: 29 cut or sold outQ4 23Q1 24: 42 bought or addedQ1 24: 31 cut or sold outQ2 24: 31 bought or addedQ2 24: 40 cut or sold outQ2 24Q3 24: 27 bought or addedQ3 24: 31 cut or sold outQ4 24: 40 bought or addedQ4 24: 24 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233624
Q2 20232823
Q3 20233332
Q4 20235229
Q1 20244231
Q2 20243140
Q3 20242731
Q4 20244024

Biggest buyers

RIVERNORTH CAPITAL MANAGEMENT, LLC New +1,116,917+1.1m
WELLS FARGO & COMPANY/MN Added +214,591+214.6k
GUGGENHEIM CAPITAL LLC Added +86,535+86.5k
Hennion & Walsh Asset Management, Inc. Added +60,052+60.1k
SMITH, MOORE & CO. Added +46,724+46.7k
Bramshill Investments, LLC New +45,813+45.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +44,908+44.9k
READYSTATE ASSET MANAGEMENT LP New +41,561+41.6k
NOMURA HOLDINGS INC New +32,200+32.2k
Virtu Financial LLC New +27,050+27.1k

Biggest sellers

MORGAN STANLEY Reduced -297,401-297.4k
Palumbo Wealth Management LLC Sold out -58,635-58.6k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -54,033-54.0k
JANE STREET GROUP, LLC Sold out -43,739-43.7k
GILL CAPITAL PARTNERS, LLC Reduced -43,584-43.6k
Wealth Alliance Advisory Group, LLC Sold out -31,718-31.7k
Invesco Ltd. Sold out -31,537-31.5k
Innova Wealth Partners Sold out -26,096-26.1k
Focus Partners Wealth Sold out -24,672-24.7k
CAPTRUST FINANCIAL ADVISORS Sold out -16,826-16.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
RIVERNORTH CAPITAL MANAGEMENT, LLC 13G · institution +2.3 pts · filed 2025-08-14 8.0% +2.3 pts 2.7m 2025-08-14

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.40% of their portfolio WEST PALM BEACH, FL 1,116,9171.1m $8.2m $8.2m 0.40% New
2 Hennion & Walsh Asset Management, Inc. 0.29% of their portfolio Parsippany, NJ 864,517864.5k $6.4m $6.4m 0.29% Added +60.1k +60,052
3 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 726,528726.5k $5.3m $5.3m 0.04% Added +86.5k +86,535
4 Advisors Asset Management, Inc. 0.09% of their portfolio Monument, CO 631,445631.4k $4.6m $4.6m 0.09% Reduced -9.7k -9,690
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 534,268534.3k $3.9m $3.9m 0.00% Added +214.6k +214,591
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 478,184478.2k $3.5m $3.5m 0.00% Reduced -297.4k -297,401
7 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 431,517431.5k $3.2m $3.2m 0.01% Added +9.3k +9,309
8 GILL CAPITAL PARTNERS, LLC 0.99% of their portfolio DENVER, CO 375,760375.8k $2.8m $2.8m 0.99% Reduced -43.6k -43,584
9 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 317,290317.3k $2.3m $2.3m 0.00% Added +18.3k +18,330
10 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.19% of their portfolio London, X0 264,350264.4k $1.9m $1.9m 0.19% Reduced -54.0k -54,033
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 216,777216.8k $1.6m $1.6m 0.00% Reduced -11.4k -11,409
12 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 176,973177.0k $1.3m $1.3m 0.00% Added +11.1k +11,126
13 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 174,845174.8k $1.3m $1.3m 0.00% First filing
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 137,326137.3k $1.0m $1.0m 0.00% Added +4.1k +4,097
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 134,506134.5k $990.0k $990.0k 0.00% Added +21.2k +21,176
16 SMITH, MOORE & CO. 0.09% of their portfolio CLAYTON, MO 133,609133.6k $983.4k $983.4k 0.09% Added +46.7k +46,724
17 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 126,068126.1k $928.0k $928.0k 0.01% Added +7.5k +7,490
18 Beta Wealth Group, Inc. 0.38% of their portfolio SAN DIEGO, CA 116,257116.3k $855.7k $855.7k 0.38% Added +4.5k +4,493
19 Wakefield Asset Management LLLP 0.28% of their portfolio Englewood, CO 113,528113.5k $835.8k $835.8k 0.28% Added +4.4k +4,442
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 107,745107.7k $793.0k $793.0k 0.00% Added +10.8k +10,772
21 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 75,10975.1k $552.8k $552.8k 0.00% Added +14.2k +14,200
22 Allen Mooney & Barnes Investment Advisors LLC 0.06% of their portfolio THOMASVILLE, GA 52,11752.1k $383.6k $383.6k 0.06% Added +83 +83
23 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 48,79148.8k $359.1k $359.1k 0.00% Added +3.2k +3,188
24 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 45,88545.9k $337.7k $337.7k 0.00% Added +1.2k +1,187
25 Bramshill Investments, LLC 0.05% of their portfolio NAPLES, FL 45,81345.8k $337.2k $337.2k 0.05% New
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 44,90844.9k $330.5k $330.5k 0.00% New
27 Williams & Novak, LLC 0.31% of their portfolio WESTLAKE VILLAGE, CA 43,75543.8k $322.0k $322.0k 0.31% Unchanged
28 MELFA WEALTH MANAGEMENT, INC. 0.21% of their portfolio WESTBOROUGH, MA 43,60843.6k $321.0k $321.0k 0.21% Unchanged
29 READYSTATE ASSET MANAGEMENT LP 0.01% of their portfolio CHICAGO, IL 41,56141.6k $305.9k $305.9k 0.01% New
30 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 41,15641.2k $302.9k $302.9k 0.00% Added +2.8k +2,848
31 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 41,01041.0k $303.2k $303.2k 0.01% Unchanged
32 Centurion Wealth Management LLC 0.09% of their portfolio Mclean, VA 39,45039.5k $290.4k $290.4k 0.09% Unchanged
33 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 34,61834.6k $255.0k $255.0k 0.00% Added +2.0k +2,000
34 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 32,75632.8k $241.1k $241.1k 0.00% Added +8.5k +8,500
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 32,31532.3k $238.0k $238.0k 0.00% Reduced -13.6k -13,634
36 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 32,20032.2k $237.0k $237.0k 0.00% New
37 Arlington Capital Management, Inc. 0.15% of their portfolio ARLINGTON HEIGHTS, IL 30,33130.3k $223.2k $223.2k 0.15% Added +4.2k +4,235
38 Virtu Financial LLC 0.01% of their portfolio New York, NY 27,05027.1k $199.0k $199.0k 0.01% New
39 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 25,48925.5k $188.0k $188.0k 0.00% Reduced -6.0k -5,972
40 INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio JESSUP, PA 25,38725.4k $186.8k $186.8k 0.15% Added +1.8k +1,841
41 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 24,63324.6k $181.0k $181.0k 0.00% Reduced -4.0k -3,980
42 Fortitude Family Office, LLC 0.05% of their portfolio SCOTTSDALE, AZ 18,93018.9k $139.3k $139.3k 0.05% Unchanged
43 Oregon Pacific Wealth Management, LLC 0.13% of their portfolio Medford, OR 18,00018.0k $132.5k $132.5k 0.13% First filing
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,35717.4k $127.8k $127.8k 0.00% Added +1 +1
45 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 16,73016.7k $123.1k $123.1k 0.00% Reduced -16.7k -16,730
46 EWG Elevate Inc. 0.04% of their portfolio ROSEVILLE, CA 16,00816.0k $117.8k $117.8k 0.04% Unchanged
47 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio Englewood, NJ 15,30215.3k $112.6k $112.6k 0.01% New
48 SIMON QUICK ADVISORS, LLC 0.01% of their portfolio MORRISTOWN, NJ 15,08315.1k $111.0k $111.0k 0.01% Added +778 +778
49 Ceeto Capital Group, LLC 0.04% of their portfolio CORAL GABLES, FL 15,00015.0k $111.0k $111.0k 0.04% Unchanged
50 Kercheville Advisors, LLC 0.04% of their portfolio San Antonio, TX 15,00015.0k $110.4k $110.4k 0.04% Unchanged
51 Wealthstream Advisors, Inc. 0.02% of their portfolio NEW YORK, NY 14,76514.8k $108.7k $108.7k 0.02% Unchanged
52 Noble Wealth Management PBC 0.07% of their portfolio GREENWOOD VILLAGE, CO 14,00014.0k $103.0k $103.0k 0.07% First filing
53 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 13,48813.5k $99.3k $99.3k 0.00% New
54 Ellis Investment Partners, LLC 0.02% of their portfolio Berwyn, PA 12,95413.0k $95.3k $95.3k 0.02% Added +3.0k +2,954
55 Redhawk Wealth Advisors, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 12,81812.8k $94.3k $94.3k 0.01% Unchanged
56 Permanent Capital Management, LP 0.03% of their portfolio CHICAGO, IL 12,39412.4k $91.6k $91.6k 0.03% First filing
57 Logan Stone Capital, LLC 0.03% of their portfolio CHICAGO, IL 11,80811.8k $86.9k $86.9k 0.03% New
58 Marex Group Ltd 0.00% of their portfolio London, X0 11,55211.6k $85.0k $85.0k 0.00% New
59 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 10,88710.9k $80.1k $80.1k 0.01% New
60 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,84310.8k $79.8k $79.8k 0.00% New
61 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 10,26410.3k $75.5k $75.5k 0.00% Reduced -921 -921
62 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 9,1699.2k $67.5k $67.5k 0.00% New
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,9848.0k $58.8k $58.8k 0.00% Unchanged
64 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,6502.6k $19.5k $19.5k 0.00% Unchanged
65 AMERIFLEX GROUP, INC. 0.01% of their portfolio LAS VEGAS, NV 1,8001.8k $13.3k $13.3k 0.01% First filing
66 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 1,7291.7k $12.7k $12.7k 0.00% New
67 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,5431.5k $11.4k $11.4k 0.00% Unchanged
68 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,0051.0k $7.4k $7.4k 0.00% Unchanged
69 FSA Wealth Management LLC 0.00% of their portfolio Needham, MA 1,0001.0k $7.4k $7.4k 0.00% Unchanged
70 Financial Perspectives, Inc 0.00% of their portfolio MINNEAPOLIS, MN 990990 $7.3k $7.3k 0.00% Unchanged
71 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 700700 $5.0k $5.0k 0.00% Unchanged
72 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $7 $7 0.00% New
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged