Vault-13

PIMCO MUN INCOME FD III XPMQX

COM · Closed-End Fund · CUSIP 72201A103

70 institutional holders -2 vs Q2 2024
7,053,5737.1m shares reported held*
$58.5mreported value*
9 new 18 added 20 reduced 11 sold out net bought ≈ $4.5m (+538.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.29.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 65Q4 22: 68Q1 23: 70Q2 23: 73Q3 23: 69Q4 23: 86Q1 24: 87Q2 24: 72Q3 24: 7070Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202265
Q4 202268
Q1 202370
Q2 202373
Q3 202369
Q4 202386
Q1 202487
Q2 202472
Q3 202470

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 31 bought or addedQ4 22: 27 cut or sold outQ1 23: 36 bought or addedQ1 23: 24 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 23 cut or sold outQ3 23: 33 bought or addedQ3 23: 32 cut or sold outQ3 23Q4 23: 52 bought or addedQ4 23: 29 cut or sold outQ1 24: 42 bought or addedQ1 24: 31 cut or sold outQ1 24Q2 24: 31 bought or addedQ2 24: 40 cut or sold outQ3 24: 27 bought or addedQ3 24: 31 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223127
Q1 20233624
Q2 20232823
Q3 20233332
Q4 20235229
Q1 20244231
Q2 20243140
Q3 20242731

Biggest buyers

Hennion & Walsh Asset Management, Inc. Added +323,484+323.5k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Added +191,274+191.3k
Advisors Asset Management, Inc. Added +89,512+89.5k
Palumbo Wealth Management LLC New +58,635+58.6k
JANE STREET GROUP, LLC New +43,739+43.7k
SMITH, MOORE & CO. Added +35,550+35.5k
Innova Wealth Partners New +26,096+26.1k
Focus Partners Wealth New +24,672+24.7k
LPL Financial LLC Added +22,968+23.0k
Fortitude Family Office, LLC New +18,930+18.9k

Biggest sellers

LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -52,611-52.6k
Dynamic Advisor Solutions LLC Sold out -52,155-52.2k
Catalina Capital Group, LLC Sold out -33,637-33.6k
VAN ECK ASSOCIATES CORP Reduced -30,233-30.2k
Modern Wealth Management, LLC Sold out -30,000-30.0k
SFI Advisors, LLC Sold out -26,609-26.6k
NOMURA HOLDINGS INC Sold out -23,000-23.0k
Invesco Ltd. Reduced -14,636-14.6k
Fiera Capital Corp Reduced -14,222-14.2k
OSAIC HOLDINGS, INC. Reduced -13,356-13.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
RIVERNORTH CAPITAL MANAGEMENT, LLC 13G · institution +2.3 pts · filed 2025-08-14 8.0% +2.3 pts 2.7m 2025-08-14

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Hennion & Walsh Asset Management, Inc. 0.31% of their portfolio Parsippany, NJ 804,465804.5k $6.6m $6.6m 0.31% Added +323.5k +323,484
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 775,585775.6k $6.4m $6.4m 0.00% Added +11.4k +11,449
3 Advisors Asset Management, Inc. 0.10% of their portfolio Monument, CO 641,135641.1k $5.3m $5.3m 0.10% Added +89.5k +89,512
4 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 639,993640.0k $5.3m $5.3m 0.04% Reduced -8.6k -8,612
5 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 422,208422.2k $3.5m $3.5m 0.01% Reduced -14.2k -14,222
6 GILL CAPITAL PARTNERS, LLC 1.24% of their portfolio DENVER, CO 419,344419.3k $3.5m $3.5m 1.24% Reduced -1.8k -1,830
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 319,677319.7k $2.6m $2.6m 0.00% Reduced -1.4k -1,351
8 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.23% of their portfolio London, X0 318,383318.4k $2.6m $2.6m 0.23% Added +191.3k +191,274
9 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 298,960299.0k $2.5m $2.5m 0.00% Added +351 +351
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 228,186228.2k $1.9m $1.9m 0.00% Reduced -11.6k -11,579
11 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 165,847165.8k $1.3m $1.3m 0.00% Reduced -30.2k -30,233
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 133,229133.2k $1.1m $1.1m 0.00% Reduced -740 -740
13 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 118,786118.8k $981.2k $981.2k 0.00% Reduced -11.3k -11,325
14 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 118,578118.6k $979.0k $979.0k 0.01% Reduced -5.7k -5,673
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 113,330113.3k $936.1k $936.1k 0.00% Added +14.2k +14,153
16 Beta Wealth Group, Inc. 0.42% of their portfolio SAN DIEGO, CA 111,764111.8k $923.2k $923.2k 0.42% Unchanged
17 Wakefield Asset Management LLLP 0.29% of their portfolio Englewood, CO 109,086109.1k $901.3k $901.3k 0.29% Added +1.6k +1,566
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 96,97397.0k $801.0k $801.0k 0.00% Added +23.0k +22,968
19 SMITH, MOORE & CO. 0.07% of their portfolio CLAYTON, MO 86,88586.9k $717.7k $717.7k 0.07% Added +35.5k +35,550
20 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 60,90960.9k $505.1k $505.1k 0.00% Added +1.5k +1,515
21 Palumbo Wealth Management LLC 0.19% of their portfolio GREAT NECK, NY 58,63558.6k $484.3k $484.3k 0.19% New
22 Allen Mooney & Barnes Investment Advisors LLC 0.07% of their portfolio THOMASVILLE, GA 52,03452.0k $429.8k $429.8k 0.07% Added +85 +85
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 51,35051.4k $424.1k $424.1k 0.00% Reduced -1.4k -1,448
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 45,94945.9k $380.0k $380.0k 0.00% Reduced -906 -906
25 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 45,60345.6k $376.7k $376.7k 0.00% Added +14.6k +14,564
26 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 44,69844.7k $372.3k $372.3k 0.00% Added +300 +300
27 Williams & Novak, LLC 0.34% of their portfolio WESTLAKE VILLAGE, CA 43,75543.8k $361.4k $361.4k 0.34% Unchanged
28 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 43,73943.7k $361.3k $361.3k 0.00% New
29 MELFA WEALTH MANAGEMENT, INC. 0.24% of their portfolio WESTBOROUGH, MA 43,60843.6k $360.2k $360.2k 0.24% Unchanged
30 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 41,01041.0k $340.1k $340.1k 0.01% Unchanged
31 Centurion Wealth Management LLC 0.10% of their portfolio Mclean, VA 39,45039.5k $325.9k $325.9k 0.10% First filing
32 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 38,30838.3k $316.4k $316.4k 0.00% Reduced -2.6k -2,640
33 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 33,46033.5k $276.4k $276.4k 0.00% Unchanged
34 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 32,61832.6k $269.0k $269.0k 0.00% Added +10.7k +10,704
35 Wealth Alliance Advisory Group, LLC 0.06% of their portfolio Wichita, KS 31,71831.7k $262.0k $262.0k 0.06% Unchanged
36 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 31,53731.5k $260.5k $260.5k 0.00% Reduced -14.6k -14,636
37 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 31,46131.5k $260.0k $260.0k 0.00% Reduced -13.0k -12,985
38 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 28,61328.6k $236.0k $236.0k 0.00% Reduced -1.3k -1,264
39 Arlington Capital Management, Inc. 0.18% of their portfolio ARLINGTON HEIGHTS, IL 26,09626.1k $215.6k $215.6k 0.18% Added +1.1k +1,141
40 Innova Wealth Partners 0.18% of their portfolio NEWTOWN, PA 26,09626.1k $215.6k $215.6k 0.18% New
41 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 24,67224.7k $203.8k $203.8k 0.00% New
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 24,25624.3k $199.0k $199.0k 0.00% Unchanged
43 INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio JESSUP, PA 23,54623.5k $194.5k $194.5k 0.15% Reduced -909 -909
44 Fortitude Family Office, LLC 0.06% of their portfolio SCOTTSDALE, AZ 18,93018.9k $156.4k $156.4k 0.06% New
45 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,35617.4k $143.4k $143.4k 0.00% Reduced -13.4k -13,356
46 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 16,82616.8k $139.0k $139.0k 0.00% Reduced -4.1k -4,100
47 EWG Elevate Inc. 0.05% of their portfolio ROSEVILLE, CA 16,00816.0k $132.2k $132.2k 0.05% Unchanged
48 Palogic Value Management, L.P. 0.05% of their portfolio DALLAS, TX 15,25015.2k $126.0k $126.0k 0.05% Unchanged
49 Ceeto Capital Group, LLC 0.05% of their portfolio CORAL GABLES, FL 15,00015.0k $124.0k $124.0k 0.05% Unchanged
50 Kercheville Advisors, LLC 0.05% of their portfolio San Antonio, TX 15,00015.0k $123.9k $123.9k 0.05% Reduced -2.0k -2,000
51 Wealthstream Advisors, Inc. 0.02% of their portfolio NEW YORK, NY 14,76514.8k $122.0k $122.0k 0.02% Unchanged
52 SIMON QUICK ADVISORS, LLC 0.01% of their portfolio MORRISTOWN, NJ 14,30514.3k $118.2k $118.2k 0.01% Added +840 +840
53 ARBOR TRUST WEALTH ADVISORS, LLC 0.05% of their portfolio ANN ARBOR, MI 13,00013.0k $102.9k $102.9k 0.05% Unchanged
54 Redhawk Wealth Advisors, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 12,81812.8k $105.9k $105.9k 0.02% Unchanged
55 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 11,18511.2k $92.4k $92.4k 0.00% New
56 Concorde Asset Management, LLC 0.05% of their portfolio ANN ARBOR, MI 10,98011.0k $90.7k $90.7k 0.05% New
57 PLIMOTH TRUST CO LLC 0.02% of their portfolio SWANSEA, MA 10,12410.1k $83.6k $83.6k 0.02% New
58 Ellis Investment Partners, LLC 0.02% of their portfolio Berwyn, PA 10,00010.0k $82.6k $82.6k 0.02% Unchanged
59 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 9,4759.5k $78.3k $78.3k 0.00% Unchanged
60 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,9848.0k $65.9k $65.9k 0.00% Added +609 +609
61 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,6502.6k $21.9k $21.9k 0.00% Unchanged
62 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 1,7801.8k $14.7k $14.7k 0.00% Unchanged
63 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,5431.5k $12.7k $12.7k 0.00% Added +426 +426
64 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,4241.4k $11.9k $11.9k 0.00% Reduced -3.3k -3,335
65 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1,4001.4k $11.6k $11.6k 0.00% Unchanged
66 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,0051.0k $8.3k $8.3k 0.00% Unchanged
67 FSA Wealth Management LLC 0.00% of their portfolio Needham, MA 1,0001.0k $8.3k $8.3k 0.00% First filing
68 Financial Perspectives, Inc 0.00% of their portfolio MINNEAPOLIS, MN 990990 $8.2k $8.2k 0.00% Unchanged
69 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 700700 $5.0k $5.0k 0.00% New
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged