PIMCO MUN INCOME FD III XPMQX
COM · Closed-End Fund · CUSIP 72201A103
87
institutional holders
+1 vs Q4 2023
7.8m
shares reported held*
$58.7mreported value*
13 new
29 added
20 reduced
11 sold out
net bought ≈ $7.3m (+985.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.50.
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 65 |
| Q4 2022 | 68 |
| Q1 2023 | 70 |
| Q2 2023 | 73 |
| Q3 2023 | 69 |
| Q4 2023 | 86 |
| Q1 2024 | 87 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 31 | 27 |
| Q1 2023 | 36 | 24 |
| Q2 2023 | 28 | 23 |
| Q3 2023 | 33 | 32 |
| Q4 2023 | 52 | 29 |
| Q1 2024 | 42 | 31 |
Biggest buyers
| MORGAN STANLEY | Added | +892.7k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | New | +127.1k |
| Advisors Asset Management, Inc. | Added | +107.8k |
| GUGGENHEIM CAPITAL LLC | Added | +66.8k |
| WELLS FARGO & COMPANY/MN | Added | +36.1k |
| Raymond James Financial Services Advisors, Inc. | Added | +31.5k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +31.0k |
| SIT INVESTMENT ASSOCIATES INC | Added | +24.8k |
| GILL CAPITAL PARTNERS, LLC | Added | +21.6k |
| Virtu Financial LLC | New | +17.4k |
Biggest sellers
| Fiera Capital Corp | Reduced | -187.6k |
| CALIFORNIA FIRST LEASING CORP | Sold out | -85.5k |
| VAN ECK ASSOCIATES CORP | Reduced | -35.2k |
| Coombe, Bender & Co LLC | Sold out | -30.7k |
| Elequin Capital, LP | Sold out | -30.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -24.5k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Sold out | -22.6k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Reduced | -17.7k |
| AMERIPRISE FINANCIAL INC | Reduced | -14.8k |
| Logan Stone Capital, LLC | Sold out | -13.3k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC 13G · institution +2.3 pts · filed 2025-08-14 | 8.0% |
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 2.2m $16.1m | Added +892.7k |
| GUGGENHEIM CAPITAL LLC 0.04% of their portfolio | 722.5k $5.4m | Added +66.8k |
| Fiera Capital Corp 0.01% of their portfolio | 646.0k $4.8m | Reduced -187.6k |
| Advisors Asset Management, Inc. 0.06% of their portfolio | 425.1k $3.2m | Added +107.8k |
| GILL CAPITAL PARTNERS, LLC 1.26% of their portfolio | 421.8k $3.1m | Added +21.6k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 291.4k $2.2m | Added +7.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 277.9k $2.1m | Added +36.1k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 203.8k $1.5m | Reduced -35.2k |
| UBS Group AG 0.00% of their portfolio | 149.7k $1.1m | Reduced -9.8k |
| Beta Wealth Group, Inc. 0.49% of their portfolio | 135.8k $1.0m | Added +9.1k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 134.9k $1.0m | Reduced -5.3k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 130.4k $973.8k | Added +1.8k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 130.2k $972.9k | Added +31.5k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.08% of their portfolio | 129.8k $969.6k | Reduced -17.7k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.08% of their portfolio | 127.1k $949.5k | New |
| PARK AVENUE SECURITIES LLC 0.01% of their portfolio | 122.0k $911.0k | Added +870 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 118.0k $881.5k | Added +510 |
| Wakefield Asset Management LLLP 0.27% of their portfolio | 106.3k $794.0k | Added +7.3k |
| SIT INVESTMENT ASSOCIATES INC 0.01% of their portfolio | 67.3k $503.0k | Added +24.8k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 59.7k $485.0k | Added +4.3k |
| Dynamic Advisor Solutions LLC 0.01% of their portfolio | 52.2k $389.6k | Unchanged |
| Allen Mooney & Barnes Investment Advisors LLC 0.07% of their portfolio | 51.9k $379.3k | Added +616 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 51.4k $384.1k | Added +4.7k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 50.0k $374.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 47.5k $355.0k | Reduced -13.2k |
| Invesco Ltd. 0.00% of their portfolio | 46.4k $346.3k | Reduced -257 |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 44.9k $336.6k | Added +11.3k |
| Williams & Novak, LLC 0.37% of their portfolio | 43.8k $323.3k | Unchanged |
| MELFA WEALTH MANAGEMENT, INC. 0.24% of their portfolio | 43.6k $325.7k | Added +20 |
| WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio | 42.5k $317.1k | Added +31.0k |
| Cetera Investment Advisers 0.00% of their portfolio | 42.3k $316.2k | Added +6.5k |
| Spire Wealth Management 0.01% of their portfolio | 39.5k $294.7k | Reduced -286 |
| Centurion Wealth Management LLC 0.12% of their portfolio | 39.5k $294.7k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 37.7k $282.0k | Reduced -9.1k |
| LPL Financial LLC 0.00% of their portfolio | 36.2k $270.7k | Added +2.5k |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 34.4k $223.8k | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 33.5k $249.9k | Unchanged |
| Wealth Alliance Advisory Group, LLC 0.05% of their portfolio | 31.7k $236.9k | Unchanged |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 31.0k $231.0k | Reduced -540 |
| Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio | 26.9k $200.9k | Reduced -824 |
| HighTower Advisors, LLC 0.00% of their portfolio | 24.3k $181.0k | Added +3.5k |
| NOMURA HOLDINGS INC 0.00% of their portfolio | 23.0k $171.8k | Reduced -1.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 21.9k $164.0k | Reduced -24.5k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 21.9k $164.0k | Added +8.4k |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.13% of their portfolio | 21.8k $162.9k | Added +157 |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 20.9k $156.3k | Added +3.5k |
| SIMON QUICK ADVISORS, LLC 0.01% of their portfolio | 20.5k $153.0k | Added +2.3k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 18.1k $134.8k | Reduced -6.5k |
| Virtu Financial LLC 0.01% of their portfolio | 17.4k $130.0k | New |
| LINCOLN NATIONAL CORP 0.00% of their portfolio | 17.4k $130.1k | Added +221 |
| Kercheville Advisors, LLC 0.06% of their portfolio | 17.0k $127.0k | Unchanged |
| EWG Elevate Inc. 0.05% of their portfolio | 16.0k $119.6k | Unchanged |
| Catalina Capital Group, LLC 0.05% of their portfolio | 15.4k $114.7k | Unchanged |
| Palogic Value Management, L.P. 0.05% of their portfolio | 15.2k $113.9k | Reduced -250 |
| Ceeto Capital Group, LLC 0.05% of their portfolio | 15.0k $113.0k | Unchanged |
| Williams Jones Wealth Management, LLC. 0.00% of their portfolio | 15.0k $112.0k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 14.6k $109.0k | New |
| Summit Trail Advisors, LLC 0.00% of their portfolio | 14.4k $108.3k | Reduced -2.7k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 14.1k $105.2k | Reduced -2.1k |
| Wealthstream Advisors, Inc. 0.04% of their portfolio | 13.8k $103.3k | New |
| Washington Trust Advisors, Inc. 0.01% of their portfolio | 13.5k $100.8k | Unchanged |
| Redhawk Wealth Advisors, Inc. 0.02% of their portfolio | 12.8k $95.8k | New |
| Concorde Asset Management, LLC 0.06% of their portfolio | 12.4k $92.3k | New |
| MOODY NATIONAL BANK TRUST DIVISION 0.01% of their portfolio | 12.1k $90.6k | Reduced -3.9k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 10.4k $77.7k | Reduced -14.8k |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.01% of their portfolio | 10.2k $75.9k | New |
| HRT FINANCIAL LP 0.00% of their portfolio | 10.0k $74.0k | New |
| Ellis Investment Partners, LLC 0.02% of their portfolio | 10.0k $74.7k | New |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 9.5k $70.8k | Unchanged |
| HBC Financial Services, PLLC 0.03% of their portfolio | 6.0k $44.0k | New |
| CoreFirst Bank & Trust 0.02% of their portfolio | 3.3k $24.7k | Unchanged |
| Colonial Trust Co / SC 0.00% of their portfolio | 3.0k $22.5k | Unchanged |
| UMB Bank, n.a. 0.00% of their portfolio | 2.8k $20.9k | Reduced -912 |
| US BANCORP \DE\ 0.00% of their portfolio | 2.6k $19.8k | Unchanged |
| FSA Wealth Management LLC 0.01% of their portfolio | 2.5k $18.5k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.9k $14.0k | Added +25 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.8k $13.4k | Unchanged |
| ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio | 1.4k $10.5k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 1.1k $8.3k | Added +495 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.0k $7.5k | Unchanged |
| Financial Perspectives, Inc 0.00% of their portfolio | 990 $7.4k | New |
| FNY Investment Advisers, LLC 0.00% of their portfolio | 700 $5.0k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 582 $4.3k | Unchanged |
| CHESAPEAKE ASSET MANAGEMENT LLC 0.00% of their portfolio | 500 $3.7k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 453 $3.4k | New |
| Atlantic Edge Private Wealth Management, LLC 0.00% of their portfolio | 175 $1.3k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |