PIMCO MUN INCOME FD III XPMQX
COM · Closed-End Fund · CUSIP 72201A103
86
institutional holders
+17 vs Q3 2023
6.8m
shares reported held*
$50.9mreported value*
26 new
26 added
16 reduced
13 sold out
net bought ≈ $10.0m (+1.3m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.43.
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 65 |
| Q4 2022 | 68 |
| Q1 2023 | 70 |
| Q2 2023 | 73 |
| Q3 2023 | 69 |
| Q4 2023 | 86 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 31 | 27 |
| Q1 2023 | 36 | 24 |
| Q2 2023 | 28 | 23 |
| Q3 2023 | 33 | 32 |
| Q4 2023 | 52 | 29 |
Biggest buyers
| Fiera Capital Corp | New | +833.6k |
| MORGAN STANLEY | Added | +652.5k |
| STIFEL FINANCIAL CORP | New | +284.0k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | New | +147.5k |
| Advisors Asset Management, Inc. | Added | +134.1k |
| Beta Wealth Group, Inc. | New | +126.7k |
| Wakefield Asset Management LLLP | New | +98.9k |
| UBS Group AG | Added | +91.4k |
| WELLS FARGO & COMPANY/MN | Added | +79.0k |
| BANK OF MONTREAL /CAN/ | New | +55.4k |
Biggest sellers
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Reduced | -1.2m |
| Bank of New York Mellon Corp | Sold out | -88.5k |
| WOLVERINE ASSET MANAGEMENT LLC | Reduced | -76.8k |
| GUGGENHEIM CAPITAL LLC | Reduced | -63.3k |
| Ackerman Capital Advisors, LLC | Sold out | -47.3k |
| SMITH, MOORE & CO. | Sold out | -44.1k |
| Mariner, LLC | Sold out | -34.0k |
| ACT Advisors, LLC. | Sold out | -23.4k |
| GILL CAPITAL PARTNERS, LLC | Reduced | -20.5k |
| Karpus Management, Inc. | Sold out | -19.1k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC 13G · institution +2.3 pts · filed 2025-08-14 | 8.0% |
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.3m $9.3m | Added +652.5k |
| Fiera Capital Corp 0.02% of their portfolio | 833.6k $6.2m | New |
| GUGGENHEIM CAPITAL LLC 0.04% of their portfolio | 655.7k $4.8m | Reduced -63.3k |
| GILL CAPITAL PARTNERS, LLC 1.25% of their portfolio | 400.2k $3.0m | Reduced -20.5k |
| Advisors Asset Management, Inc. 0.05% of their portfolio | 317.3k $2.3m | Added +134.1k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 284.0k $2.1m | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 241.8k $1.8m | Added +79.0k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 239.0k $1.8m | Added +48.4k |
| UBS Group AG 0.00% of their portfolio | 159.5k $1.2m | Added +91.4k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.10% of their portfolio | 147.5k $1.1m | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 140.2k $1.0m | Added +10.4k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 128.6k $950.3k | Added +4.4k |
| Beta Wealth Group, Inc. 0.49% of their portfolio | 126.7k $936.0k | New |
| PARK AVENUE SECURITIES LLC 0.01% of their portfolio | 121.1k $895.0k | Added +4.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 117.5k $868.3k | Added +40.7k |
| Wakefield Asset Management LLLP 0.27% of their portfolio | 98.9k $731.2k | New |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 98.8k $730.0k | Reduced -3.1k |
| CALIFORNIA FIRST LEASING CORP 0.34% of their portfolio | 85.5k $631.5k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 60.7k $448.0k | Reduced -1.5k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 55.4k $460.2k | New |
| Dynamic Advisor Solutions LLC 0.01% of their portfolio | 52.2k $388.0k | New |
| Allen Mooney & Barnes Investment Advisors LLC 0.07% of their portfolio | 51.3k $378.9k | Added +96 |
| COHEN & STEERS, INC. 0.00% of their portfolio | 50.0k $370.0k | Added +43.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 46.9k $346.0k | Reduced -3.1k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 46.8k $345.6k | Added +12.5k |
| Invesco Ltd. 0.00% of their portfolio | 46.6k $344.5k | Reduced -148 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 46.4k $343.0k | Added +724 |
| Williams & Novak, LLC 0.37% of their portfolio | 43.8k $323.3k | First filing |
| MELFA WEALTH MANAGEMENT, INC. 0.30% of their portfolio | 43.6k $322.1k | Added +21 |
| SIT INVESTMENT ASSOCIATES INC 0.01% of their portfolio | 42.6k $315.0k | New |
| Spire Wealth Management 0.01% of their portfolio | 39.7k $283.7k | Added +26.8k |
| Centurion Wealth Management LLC 0.12% of their portfolio | 39.5k $291.5k | Added +26.8k |
| Cetera Investment Advisers 0.00% of their portfolio | 35.8k $264.6k | Added +2.2k |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 34.4k $255.4k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 33.7k $249.4k | Reduced -18.3k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 33.6k $249.1k | New |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 33.5k $247.3k | New |
| Wealth Alliance Advisory Group, LLC 0.06% of their portfolio | 31.7k $234.4k | Reduced -12.0k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 31.5k $233.0k | Reduced -1.3k |
| Coombe, Bender & Co LLC 0.14% of their portfolio | 30.7k $227.0k | Added +1.2k |
| Elequin Capital, LP 0.07% of their portfolio | 30.2k $223.3k | New |
| Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio | 27.7k $204.9k | Added +3.9k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 25.2k $186.4k | Added +5.3k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 24.5k $181.1k | Reduced -7.8k |
| NOMURA HOLDINGS INC 0.00% of their portfolio | 24.1k $178.0k | New |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 22.6k $166.9k | Reduced -1.2m |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.14% of their portfolio | 21.6k $160.0k | Added +801 |
| HighTower Advisors, LLC 0.00% of their portfolio | 20.8k $154.0k | Added +1.2k |
| SIMON QUICK ADVISORS, LLC 0.01% of their portfolio | 18.2k $134.3k | New |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 17.4k $128.8k | New |
| LINCOLN NATIONAL CORP 0.00% of their portfolio | 17.2k $127.1k | Added +241 |
| Summit Trail Advisors, LLC 0.00% of their portfolio | 17.2k $127.3k | New |
| Kercheville Advisors, LLC 0.07% of their portfolio | 17.0k $125.6k | Unchanged |
| Baird Financial Group, Inc. 0.00% of their portfolio | 16.2k $119.9k | Reduced -1.4k |
| MOODY NATIONAL BANK TRUST DIVISION 0.01% of their portfolio | 16.1k $118.8k | New |
| EWG Elevate Inc. 0.05% of their portfolio | 16.0k $118.3k | Unchanged |
| Palogic Value Management, L.P. 0.05% of their portfolio | 15.5k $114.5k | Reduced -9.5k |
| Catalina Capital Group, LLC 0.09% of their portfolio | 15.4k $113.5k | First filing |
| Ceeto Capital Group, LLC 0.05% of their portfolio | 15.0k $111.0k | Unchanged |
| Williams Jones Wealth Management, LLC. 0.00% of their portfolio | 15.0k $110.8k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 13.5k $100.0k | Reduced -11.8k |
| Washington Trust Advisors, Inc. 0.01% of their portfolio | 13.5k $99.8k | Unchanged |
| Logan Stone Capital, LLC 0.02% of their portfolio | 13.3k $98.3k | New |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 11.5k $85.0k | Reduced -76.8k |
| Moors & Cabot, Inc. 0.00% of their portfolio | 10.0k $73.9k | New |
| HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio | 9.5k $70.0k | Added +2.7k |
| Bramshill Investments, LLC 0.00% of their portfolio | 6.3k $46.3k | New |
| UMB Bank, n.a. 0.00% of their portfolio | 3.7k $27.5k | Not comparable |
| CoreFirst Bank & Trust 0.02% of their portfolio | 3.3k $24.4k | New |
| Colonial Trust Co / SC 0.00% of their portfolio | 3.0k $22.2k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 2.6k $19.6k | Unchanged |
| FSA Wealth Management LLC 0.01% of their portfolio | 2.5k $18.0k | New |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.9k $14.0k | Added +28 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.8k $13.3k | Unchanged |
| Larson Financial Group LLC 0.00% of their portfolio | 1.5k $11.4k | New |
| WEBSTER BANK, N. A. 0.00% of their portfolio | 1.4k $10.7k | Unchanged |
| ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio | 1.4k $10.3k | First filing |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.0k $7.4k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 700 $5.0k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 622 $4.6k | Added +13 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 582 $4.3k | Reduced -42 |
| CHESAPEAKE ASSET MANAGEMENT LLC 0.00% of their portfolio | 500 $3.7k | Unchanged |
| Mariner Managed Account Solutions, LLC 0.00% of their portfolio | 301 $2.2k | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 5 $37 | New |
| FMR LLC 0.00% of their portfolio | 1 $7 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |