PIMCO MUN INCOME FD III XPMQX
COM · Closed-End Fund · CUSIP 72201A103
69
institutional holders
-4 vs Q2 2023
5.5m
shares reported held*
$35.3mreported value*
9 new
24 added
19 reduced
13 sold out
net sold ≈ $377.7k (-58.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.47.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 65 |
| Q4 2022 | 68 |
| Q1 2023 | 70 |
| Q2 2023 | 73 |
| Q3 2023 | 69 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 31 | 27 |
| Q1 2023 | 36 | 24 |
| Q2 2023 | 28 | 23 |
| Q3 2023 | 33 | 32 |
Biggest buyers
| MORGAN STANLEY | Added | +158.4k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Added | +120.6k |
| VAN ECK ASSOCIATES CORP | Added | +61.3k |
| Advisors Asset Management, Inc. | Added | +59.1k |
| Ackerman Capital Advisors, LLC | New | +47.3k |
| Invesco Ltd. | New | +46.8k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +38.8k |
| WELLS FARGO & COMPANY/MN | Added | +31.6k |
| Hennion & Walsh Asset Management, Inc. | New | +23.8k |
| OSAIC HOLDINGS, INC. | Added | +22.8k |
Biggest sellers
| Beta Wealth Group, Inc. | Sold out | -253.4k |
| ROBINSON CAPITAL MANAGEMENT, LLC | Sold out | -174.5k |
| COHEN & STEERS, INC. | Reduced | -94.7k |
| SMITH, MOORE & CO. | Reduced | -51.2k |
| Parisi Gray Wealth Management | Sold out | -28.0k |
| IHT Wealth Management, LLC | Sold out | -25.2k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -20.6k |
| Cetera Advisor Networks LLC | Sold out | -16.5k |
| BANK OF MONTREAL /CAN/ | Sold out | -16.0k |
| Rockefeller Capital Management L.P. | Sold out | -15.4k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC 13G · institution +2.3 pts · filed 2025-08-14 | 8.0% |
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.40% of their portfolio | 1.2m $7.7m | Added +120.6k |
| GUGGENHEIM CAPITAL LLC 0.04% of their portfolio | 719.0k $4.7m | Reduced -10.8k |
| MORGAN STANLEY 0.00% of their portfolio | 605.8k $3.9m | Added +158.4k |
| GILL CAPITAL PARTNERS, LLC 1.20% of their portfolio | 420.7k $2.7m | Reduced -2.8k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 190.5k $1.2m | Added +61.3k |
| Advisors Asset Management, Inc. 0.03% of their portfolio | 183.2k $1.2m | Added +59.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 162.7k $1.1m | Added +31.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 129.7k $839.3k | Added +22.8k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 124.2k $803.6k | Added +901 |
| PARK AVENUE SECURITIES LLC 0.01% of their portfolio | 117.1k $758.0k | Added +2.8k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 101.9k $659.1k | Reduced -20.6k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 88.5k $572.3k | Added +2.0k |
| WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio | 88.3k $571.0k | Added +38.8k |
| CALIFORNIA FIRST LEASING CORP 0.32% of their portfolio | 85.5k $552.9k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 76.8k $497.1k | Added +8.0k |
| UBS Group AG 0.00% of their portfolio | 68.1k $440.5k | Reduced -10.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 62.2k $402.0k | Reduced -2.0k |
| LPL Financial LLC 0.00% of their portfolio | 52.0k $336.6k | Added +3.2k |
| Allen Mooney & Barnes Investment Advisors LLC 0.07% of their portfolio | 51.2k $331.1k | Reduced -10.8k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 50.0k $324.0k | Added +183 |
| Ackerman Capital Advisors, LLC 0.09% of their portfolio | 47.3k $306.1k | New |
| Invesco Ltd. 0.00% of their portfolio | 46.8k $302.6k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 45.7k $295.6k | Added +4.2k |
| SMITH, MOORE & CO. 0.04% of their portfolio | 44.1k $285.5k | Reduced -51.2k |
| Wealth Alliance Advisory Group, LLC 0.08% of their portfolio | 43.7k $282.9k | Added +12.0k |
| MELFA WEALTH MANAGEMENT, INC. 0.31% of their portfolio | 43.6k $281.8k | Added +18 |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 34.4k $223.8k | Added +9.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 34.3k $221.9k | Added +1.2k |
| Mariner, LLC 0.00% of their portfolio | 34.0k $220.0k | Reduced -2.0k |
| Cetera Investment Advisers 0.00% of their portfolio | 33.6k $217.3k | Reduced -3.6k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 32.8k $212.0k | Reduced -325 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 32.2k $208.7k | Reduced -3.5k |
| Coombe, Bender & Co LLC 0.14% of their portfolio | 29.6k $191.3k | Reduced -4.1k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 25.3k $164.0k | Reduced -800 |
| Palogic Value Management, L.P. 0.08% of their portfolio | 25.0k $161.8k | Reduced -5.0k |
| Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio | 23.8k $153.9k | New |
| ACT Advisors, LLC. 0.09% of their portfolio | 23.4k $151.3k | Reduced -8.1k |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.12% of their portfolio | 20.8k $134.9k | Added +2.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 19.9k $128.7k | Added +475 |
| HighTower Advisors, LLC 0.00% of their portfolio | 19.6k $127.0k | Unchanged |
| Karpus Management, Inc. 0.00% of their portfolio | 19.1k $123.3k | New |
| Baird Financial Group, Inc. 0.00% of their portfolio | 17.7k $114.3k | Reduced -703 |
| Virtu Financial LLC 0.01% of their portfolio | 17.3k $112.0k | New |
| Kercheville Advisors, LLC 0.07% of their portfolio | 17.0k $110.0k | Unchanged |
| LINCOLN NATIONAL CORP 0.00% of their portfolio | 17.0k $109.7k | Added +408 |
| EWG Elevate Inc. 0.05% of their portfolio | 16.0k $103.6k | Unchanged |
| Walleye Capital LLC 0.00% of their portfolio | 15.8k $102.5k | New |
| Ceeto Capital Group, LLC 0.05% of their portfolio | 15.0k $98.0k | Unchanged |
| Washington Trust Advisors, Inc. 0.01% of their portfolio | 13.5k $87.3k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 12.9k $83.7k | Added +12.7k |
| Centurion Wealth Management LLC 0.04% of their portfolio | 12.7k $81.8k | New |
| Beacon Pointe Advisors, LLC 0.00% of their portfolio | 12.6k $81.2k | New |
| CCG WEALTH MANAGEMENT, LLC 0.04% of their portfolio | 10.2k $65.7k | Unchanged |
| Cerity Partners LLC 0.00% of their portfolio | 10.0k $64.7k | Unchanged |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 6.8k $43.7k | Unchanged |
| COHEN & STEERS, INC. 0.00% of their portfolio | 6.5k $42.0k | Reduced -94.7k |
| Colonial Trust Co / SC 0.01% of their portfolio | 3.0k $21.9k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 2.6k $17.1k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.9k $12.0k | Added +23 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.8k $11.6k | Reduced -865 |
| WEBSTER BANK, N. A. 0.00% of their portfolio | 1.4k $9.4k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.4k $9.2k | Added +1.3k |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.0k $6.5k | Unchanged |
| FNY Investment Advisers, LLC 0.00% of their portfolio | 700 $4.0k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 624 $4.0k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 609 $3.9k | New |
| IFP Advisors, Inc 0.00% of their portfolio | 533 $3.4k | Reduced -533 |
| CHESAPEAKE ASSET MANAGEMENT LLC 0.00% of their portfolio | 500 $3.2k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |