PIMCO MUN INCOME FD III XPMQX
COM · Closed-End Fund · CUSIP 72201A103
73
institutional holders
+3 vs Q1 2023
5.5m
shares reported held*
$44.4mreported value*
5 new
23 added
20 reduced
3 sold out
net bought ≈ $6.2m (+755.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.05.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 65 |
| Q4 2022 | 68 |
| Q1 2023 | 70 |
| Q2 2023 | 73 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 31 | 27 |
| Q1 2023 | 36 | 24 |
| Q2 2023 | 28 | 23 |
Biggest buyers
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Added | +535.4k |
| ROBINSON CAPITAL MANAGEMENT, LLC | New | +174.5k |
| Advisors Asset Management, Inc. | New | +124.1k |
| Bank of New York Mellon Corp | New | +86.4k |
| COHEN & STEERS, INC. | Added | +54.7k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +36.0k |
| WELLS FARGO & COMPANY/MN | Added | +21.9k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +17.4k |
| WINTRUST INVESTMENTS LLC | New | +10.2k |
| B. Riley Wealth Advisors, Inc. | Added | +7.8k |
Biggest sellers
| UBS Group AG | Reduced | -165.7k |
| Mariner, LLC | Reduced | -27.6k |
| Beta Wealth Group, Inc. | Reduced | -20.3k |
| INTEGRATED CAPITAL MANAGEMENT, INC. | Reduced | -16.8k |
| Hardy Reed LLC | Sold out | -15.4k |
| Wealth Alliance Advisory Group, LLC | Reduced | -12.0k |
| Americana Partners, LLC | Sold out | -10.2k |
| ROYAL BANK OF CANADA | Reduced | -8.7k |
| ACT Advisors, LLC. | Reduced | -8.5k |
| MORGAN STANLEY | Reduced | -6.2k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC 13G · institution +2.3 pts · filed 2025-08-14 | 8.0% |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.43% of their portfolio | 1.1m $8.6m | Added +535.4k |
| GUGGENHEIM CAPITAL LLC 0.05% of their portfolio | 729.8k $5.9m | Added +6.3k |
| MORGAN STANLEY 0.00% of their portfolio | 447.3k $3.6m | Reduced -6.2k |
| GILL CAPITAL PARTNERS, LLC 1.43% of their portfolio | 423.5k $3.4m | Reduced -5.1k |
| Beta Wealth Group, Inc. 1.18% of their portfolio | 253.4k $2.0m | Reduced -20.3k |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.63% of their portfolio | 174.5k $1.4m | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 131.1k $1.1m | Added +21.9k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 129.3k $1.0m | Added +1.9k |
| Advisors Asset Management, Inc. 0.02% of their portfolio | 124.1k $998.8k | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 123.3k $992.6k | Added +6.7k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 122.5k $986.1k | Added +161 |
| PARK AVENUE SECURITIES LLC 0.01% of their portfolio | 114.3k $920.0k | Added +3.2k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 106.9k $860.5k | Reduced -4.7k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 101.2k $815.0k | Added +54.7k |
| SMITH, MOORE & CO. 0.10% of their portfolio | 95.4k $767.7k | Reduced -6.0k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 86.4k $695.6k | New |
| CALIFORNIA FIRST LEASING CORP 0.42% of their portfolio | 85.5k $687.9k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 78.2k $629.4k | Reduced -165.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 68.8k $554.0k | Reduced -3.9k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 64.2k $517.0k | Reduced -8.7k |
| Allen Mooney & Barnes Investment Advisors LLC 0.11% of their portfolio | 62.0k $499.0k | Added +347 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 49.8k $401.0k | Added +17.4k |
| WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio | 49.5k $398.5k | Added +36.0k |
| LPL Financial LLC 0.00% of their portfolio | 48.8k $393.1k | Reduced -2.7k |
| MELFA WEALTH MANAGEMENT, INC. 0.36% of their portfolio | 43.5k $350.5k | Added +18 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 41.5k $334.3k | Reduced -5.5k |
| Cetera Investment Advisers 0.00% of their portfolio | 37.2k $299.2k | Added +1.9k |
| Mariner, LLC 0.00% of their portfolio | 36.0k $289.8k | Reduced -27.6k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 35.7k $287.4k | Reduced -3.2k |
| Coombe, Bender & Co LLC 0.20% of their portfolio | 33.6k $270.8k | Reduced -1.4k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 33.1k $266.6k | Added +173 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 33.1k $266.0k | Added +946 |
| Wealth Alliance Advisory Group, LLC 0.09% of their portfolio | 31.7k $255.3k | Reduced -12.0k |
| ACT Advisors, LLC. 0.17% of their portfolio | 31.5k $253.4k | Reduced -8.5k |
| Palogic Value Management, L.P. 0.11% of their portfolio | 30.0k $241.5k | Reduced -3.0k |
| Parisi Gray Wealth Management 0.11% of their portfolio | 28.0k $232.6k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 26.1k $210.0k | Unchanged |
| IHT Wealth Management, LLC 0.01% of their portfolio | 25.2k $203.1k | Unchanged |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 24.8k $200.8k | Added +7.8k |
| HighTower Advisors, LLC 0.00% of their portfolio | 19.6k $157.0k | Reduced -2.9k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 19.4k $156.3k | Added +2.1k |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.13% of their portfolio | 18.6k $150.1k | Reduced -16.8k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 18.4k $147.9k | Unchanged |
| Kercheville Advisors, LLC 0.08% of their portfolio | 17.0k $136.8k | Unchanged |
| LINCOLN NATIONAL CORP 0.00% of their portfolio | 16.6k $133.2k | Added +197 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 16.5k $133.2k | Added +36 |
| EWG Elevate Inc. 0.05% of their portfolio | 16.0k $128.9k | Unchanged |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 16.0k $132.6k | Unchanged |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 15.4k $123.6k | First filing |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 15.3k $123.5k | Added +42 |
| Ceeto Capital Group, LLC 0.06% of their portfolio | 15.0k $121.0k | Unchanged |
| Washington Trust Advisors, Inc. 0.01% of their portfolio | 13.5k $108.7k | Reduced -2.0k |
| Private Advisor Group, LLC 0.00% of their portfolio | 13.2k $106.0k | Added +75 |
| CCG WEALTH MANAGEMENT, LLC 0.05% of their portfolio | 10.2k $81.8k | Unchanged |
| WINTRUST INVESTMENTS LLC 0.01% of their portfolio | 10.2k $82.0k | New |
| Cerity Partners LLC 0.00% of their portfolio | 10.0k $80.5k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 7.8k $62.7k | Unchanged |
| HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio | 6.8k $54.3k | Unchanged |
| Colonial Trust Co / SC 0.01% of their portfolio | 3.0k $24.1k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.7k $21.5k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 2.6k $21.3k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.8k $15.0k | Added +23 |
| WEBSTER BANK, N. A. 0.00% of their portfolio | 1.4k $11.6k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 1.1k $10.4k | Added +533 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.0k $8.1k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 700 $5.0k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 624 $5.0k | Unchanged |
| CHESAPEAKE ASSET MANAGEMENT LLC 0.00% of their portfolio | 500 $4.0k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 286 $2.3k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 112 $902 | Reduced -1.2k |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 15 $121 | Unchanged |
| FMR LLC 0.00% of their portfolio | 1 $8 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |