PIMCO MUN INCOME FD III XPMQX
COM · Closed-End Fund · CUSIP 72201A103
70
institutional holders
+2 vs Q4 2022
4.7m
shares reported held*
$39.3mreported value*
13 new
23 added
13 reduced
11 sold out
net bought ≈ $2.4m (+303.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.28.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 65 |
| Q4 2022 | 68 |
| Q1 2023 | 70 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 31 | 27 |
| Q1 2023 | 36 | 24 |
Biggest buyers
| RIVERNORTH CAPITAL MANAGEMENT, LLC | New | +530.7k |
| ENVESTNET ASSET MANAGEMENT INC | New | +116.6k |
| PARK AVENUE SECURITIES LLC | New | +111.0k |
| MORGAN STANLEY | Added | +78.7k |
| Mariner, LLC | Added | +45.6k |
| INTEGRATED CAPITAL MANAGEMENT, INC. | New | +35.4k |
| VAN ECK ASSOCIATES CORP | Added | +33.8k |
| IHT Wealth Management, LLC | New | +25.2k |
| COHEN & STEERS, INC. | Added | +22.5k |
| Baird Financial Group, Inc. | New | +18.4k |
Biggest sellers
| UBS Group AG | Reduced | -509.7k |
| Beta Wealth Group, Inc. | Reduced | -65.7k |
| AE Wealth Management LLC | Sold out | -56.7k |
| OSAIC HOLDINGS, INC. | Reduced | -30.5k |
| TrinityPoint Wealth, LLC | Sold out | -28.0k |
| SouthState Bank Corp | Sold out | -22.7k |
| CALIFORNIA FIRST LEASING CORP | Reduced | -21.3k |
| AlphaCentric Advisors LLC | Reduced | -18.6k |
| Janney Capital Management LLC | Sold out | -15.1k |
| Virtu Financial LLC | Sold out | -14.2k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC 13G · institution +2.3 pts · filed 2025-08-14 | 8.0% |
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| GUGGENHEIM CAPITAL LLC 0.05% of their portfolio | 723.5k $6.0m | Added +17.0k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.21% of their portfolio | 530.7k $4.4m | New |
| MORGAN STANLEY 0.00% of their portfolio | 453.5k $3.8m | Added +78.7k |
| GILL CAPITAL PARTNERS, LLC 1.59% of their portfolio | 428.5k $3.6m | Reduced -1.3k |
| Beta Wealth Group, Inc. 1.30% of their portfolio | 273.7k $2.3m | Reduced -65.7k |
| UBS Group AG 0.00% of their portfolio | 243.9k $2.0m | Reduced -509.7k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 127.4k $1.1m | Added +33.8k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 122.3k $1.0m | Added +9.4k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 116.6k $968.9k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 111.6k $927.6k | Reduced -30.5k |
| PARK AVENUE SECURITIES LLC 0.02% of their portfolio | 111.0k $923.0k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 109.1k $907.0k | Added +5.6k |
| SMITH, MOORE & CO. 0.11% of their portfolio | 101.4k $842.7k | Added +1.9k |
| CALIFORNIA FIRST LEASING CORP 0.47% of their portfolio | 85.5k $710.2k | Reduced -21.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 72.9k $606.0k | Added +9.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 72.7k $604.0k | Added +170 |
| Mariner, LLC 0.00% of their portfolio | 63.6k $529.0k | Added +45.6k |
| Allen Mooney & Barnes Investment Advisors LLC 0.12% of their portfolio | 61.6k $512.2k | Reduced -151 |
| LPL Financial LLC 0.00% of their portfolio | 51.5k $428.1k | Reduced -3.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 47.0k $390.8k | Reduced -9.2k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 46.5k $386.0k | Added +22.5k |
| Wealth Alliance Advisory Group, LLC 0.14% of their portfolio | 43.7k $363.3k | Unchanged |
| MELFA WEALTH MANAGEMENT, INC. 0.36% of their portfolio | 43.5k $361.7k | Added +19 |
| ACT Advisors, LLC. 0.21% of their portfolio | 40.0k $332.2k | Added +2.2k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 38.9k $313.1k | Added +2.8k |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio | 35.4k $168.8k | New |
| Cetera Investment Advisers 0.00% of their portfolio | 35.2k $292.9k | Added +4.1k |
| Coombe, Bender & Co LLC 0.23% of their portfolio | 35.0k $291.3k | Added +411 |
| Palogic Value Management, L.P. 0.13% of their portfolio | 33.0k $274.2k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 32.9k $273.7k | Added +1.3k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 32.4k $269.0k | Added +114 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 32.1k $267.0k | Reduced -2.5k |
| Parisi Gray Wealth Management 0.14% of their portfolio | 28.0k $232.6k | Reduced -1.5k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 26.1k $217.0k | Added +12.2k |
| IHT Wealth Management, LLC 0.01% of their portfolio | 25.2k $209.6k | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 22.5k $186.0k | Added +1.0k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 18.4k $152.7k | New |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 17.3k $143.8k | Unchanged |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 17.0k $141.9k | Unchanged |
| Kercheville Advisors, LLC 0.10% of their portfolio | 17.0k $141.3k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 16.5k $137.2k | Reduced -6.8k |
| LINCOLN NATIONAL CORP 0.00% of their portfolio | 16.4k $135.9k | Added +514 |
| EWG Elevate Inc. 0.06% of their portfolio | 16.0k $133.0k | Unchanged |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 16.0k $133.0k | New |
| Washington Trust Advisors, Inc. 0.01% of their portfolio | 15.5k $128.8k | Unchanged |
| Hardy Reed LLC 0.02% of their portfolio | 15.4k $127.7k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 15.3k $127.1k | Added +3.1k |
| Ceeto Capital Group, LLC 0.06% of their portfolio | 15.0k $125.0k | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 13.5k $111.8k | New |
| Private Advisor Group, LLC 0.00% of their portfolio | 13.1k $108.8k | Added +82 |
| CCG WEALTH MANAGEMENT, LLC 0.06% of their portfolio | 10.2k $84.4k | Unchanged |
| Americana Partners, LLC 0.01% of their portfolio | 10.2k $84.3k | Unchanged |
| Cerity Partners LLC 0.00% of their portfolio | 10.0k $83.1k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 7.8k $64.7k | Unchanged |
| HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio | 6.8k $56.1k | Unchanged |
| AlphaCentric Advisors LLC 0.03% of their portfolio | 5.0k $41.5k | Reduced -18.6k |
| Colonial Trust Co / SC 0.01% of their portfolio | 3.0k $24.4k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.7k $22.1k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 2.6k $22.0k | New |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.8k $15.0k | Added +24 |
| WEBSTER BANK, N. A. 0.00% of their portfolio | 1.4k $12.0k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.3k $11.0k | New |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.0k $8.4k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 700 $5.0k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 624 $5.2k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 533 $6.2k | Reduced -1.9k |
| CHESAPEAKE ASSET MANAGEMENT LLC 0.00% of their portfolio | 500 $4.2k | First filing |
| Spire Wealth Management 0.00% of their portfolio | 286 $2.4k | Unchanged |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 15 $122 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |