Vault-13

PIMCO HIGH INCOME FD PHK

COM SHS · Closed-End Fund · CUSIP 722014107

108 institutional holders -5 vs Q3 2023
18,799,96118.8m shares reported held*
$93.8mreported value*
11 new 43 added 22 reduced 18 sold out net bought ≈ $9.2m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.99.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 108Q1 23: 97Q2 23: 101Q3 23: 113Q4 23: 108108Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202298
Q4 2022108
Q1 202397
Q2 2023101
Q3 2023113
Q4 2023108

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 49 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 50 cut or sold outQ1 23Q2 23: 45 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 37 cut or sold outQ3 23Q4 23: 54 bought or addedQ4 23: 40 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224934
Q1 20234050
Q2 20234536
Q3 20235337
Q4 20235440

Biggest buyers

MORGAN STANLEY Added +1,284,227+1.3m
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +643,910+643.9k
Invesco Ltd. Added +268,051+268.1k
BANK OF AMERICA CORP /DE/ Added +191,445+191.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +178,566+178.6k
Penserra Capital Management LLC Added +129,041+129.0k
Cetera Investment Advisers Added +127,989+128.0k
SCOTIA CAPITAL INC. Added +102,177+102.2k
Kestra Advisory Services, LLC Added +93,399+93.4k
ENVESTNET ASSET MANAGEMENT INC Added +67,738+67.7k

Biggest sellers

Procyon Advisors, LLC Sold out -537,885-537.9k
AVANTAX ADVISORY SERVICES, INC. Reduced -300,136-300.1k
OSAIC HOLDINGS, INC. Reduced -273,723-273.7k
Sigma Planning Corp Reduced -100,014-100.0k
Arlington Capital Management, Inc. Sold out -94,072-94.1k
GUGGENHEIM CAPITAL LLC Reduced -90,604-90.6k
TRUIST FINANCIAL CORP Sold out -61,439-61.4k
JANE STREET GROUP, LLC Sold out -60,444-60.4k
HRT FINANCIAL LP Sold out -59,004-59.0k
KPP Advisory Services LLC Sold out -43,475-43.5k

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.82% of their portfolio WEST PALM BEACH, FL 3,439,1583.4m $17.2m $17.2m 0.82% Added +643.9k +643,910
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,762,0702.8m $13.8m $13.8m 0.00% Added +1.3m +1,284,227
3 Penserra Capital Management LLC 0.17% of their portfolio ORINDA, CA 1,864,4731.9m $9.3m $9.3m 0.17% Added +129.0k +129,041
4 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 1,130,6781.1m $5.6m $5.6m 0.02% Added +65.0k +65,035
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,036,1841.0m $5.2m $5.2m 0.00% Added +268.1k +268,051
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 921,776921.8k $4.6m $4.6m 0.00% Added +191.4k +191,445
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 871,543871.5k $4.3m $4.3m 0.01% Added +178.6k +178,566
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 836,282836.3k $4.2m $4.2m 0.00% Added +39.8k +39,832
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 575,912575.9k $2.9m $2.9m 0.00% Added +67.7k +67,738
10 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 356,708356.7k $1.8m $1.8m 0.01% Reduced -90.6k -90,604
11 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 355,271355.3k $1.8m $1.8m 0.01% Added +31.2k +31,217
12 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 345,910345.9k $1.7m $1.7m 0.00% Unchanged
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 319,126319.1k $1.6m $1.6m 0.00% Added +58.0k +58,022
14 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 266,646266.6k $1.3m $1.3m 0.02% Added +32.6k +32,635
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 266,023266.0k $1.3m $1.3m 0.00% Reduced -273.7k -273,723
16 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 229,955230.0k $1.1m $1.1m 0.04% First filing
17 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 205,300205.3k $1.0m $1.0m 0.01% Added +10.5k +10,500
18 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 178,394178.4k $890.2k $890.2k 0.01% Added +128.0k +127,989
19 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 165,528165.5k $826.0k $826.0k 0.03% Reduced -927 -927
20 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 148,756148.8k $742.3k $742.3k 0.00% Added +5.9k +5,914
21 Livelsberger Financial Advisory 0.66% of their portfolio Ashland, OH 147,117147.1k $734.1k $734.1k 0.66% First filing
22 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 135,535135.5k $680.4k $680.4k 0.01% Added +93.4k +93,399
23 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 124,927124.9k $623.4k $623.4k 0.00% Added +102.2k +102,177
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 113,023113.0k $564.0k $564.0k 0.00% Added +848 +848
25 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 111,767111.8k $557.7k $557.7k 0.01% Added +10.9k +10,895
26 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 100,141100.1k $499.7k $499.7k 0.04% Reduced -100.0k -100,014
27 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 94,60094.6k $472.0k $472.0k 0.00% Added +10.6k +10,600
28 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 91,57491.6k $457.0k $457.0k 0.01% Added +2.4k +2,414
29 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 85,83685.8k $428.0k $428.0k 0.00% Added +1.3k +1,255
30 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 83,82483.8k $420.5k $420.5k 0.01% Added +15.3k +15,268
31 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 76,90976.9k $383.8k $383.8k 0.00% Added +44.9k +44,851
32 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 61,89061.9k $308.8k $308.8k 0.00% Reduced -25.5k -25,543
33 Founders Financial Alliance, LLC 0.10% of their portfolio RALEIGH, NC 54,25954.3k $270.8k $270.8k 0.10% Added +32.8k +32,803
34 Lion Street Advisors, LLC 0.10% of their portfolio Austin, TX 48,83648.8k $243.7k $243.7k 0.10% Unchanged
35 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 43,96444.0k $219.4k $219.4k 0.00% Added +28.7k +28,721
36 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 41,75041.8k $208.3k $208.3k 0.01% Added +15.0k +15,000
37 INTEGRATED CAPITAL MANAGEMENT, INC. 0.17% of their portfolio JESSUP, PA 40,76540.8k $203.4k $203.4k 0.17% Added +2.5k +2,547
38 Good Life Advisors, LLC 0.02% of their portfolio READING, PA 40,10240.1k $200.1k $200.1k 0.02% New
39 SFI Advisors, LLC 0.17% of their portfolio Montclair, NJ 40,07440.1k $200.0k $200.0k 0.17% Unchanged
40 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 38,00038.0k $189.6k $189.6k 0.01% Reduced -3.0k -3,000
41 Carl P. Sherr & Co., LLC 0.11% of their portfolio WORCESTER, MA 36,80036.8k $183.6k $183.6k 0.11% Added +4.7k +4,700
42 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 36,36136.4k $181.4k $181.4k 0.01% Added +406 +406
43 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 35,39535.4k $176.6k $176.6k 0.00% Added +369 +369
44 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 34,60334.6k $173.0k $173.0k 0.00% Reduced -8.7k -8,667
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 33,94733.9k $169.0k $169.0k 0.00% Reduced -1.3k -1,318
46 Bryn Mawr Trust Advisors, LLC 0.01% of their portfolio PHILADELPHIA, PA 33,91033.9k $169.2k $169.2k 0.01% Reduced -4.0k -4,000
47 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,47433.5k $167.0k $167.0k 0.00% Added +18.1k +18,054
48 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 32,25232.3k $160.9k $160.9k 0.00% Reduced -1.9k -1,891
49 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 29,73629.7k $148.4k $148.4k 0.01% Reduced -1.9k -1,887
50 Tempus Wealth Planning, LLC 0.06% of their portfolio IRVINE, CA 27,97828.0k $139.6k $139.6k 0.06% Unchanged
51 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 27,63227.6k $137.9k $137.9k 0.00% Added +605 +605
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 25,47225.5k $127.1k $127.1k 0.00% New
53 Mariner, LLC 0.00% of their portfolio Overland Park, KS 24,16724.2k $120.6k $120.6k 0.00% Added +7.8k +7,819
54 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 23,26823.3k $112.2k $112.2k 0.00% Reduced -326 -326
55 Madison Wealth Partners, Inc 0.05% of their portfolio MADISON, WI 23,25823.3k $116.1k $116.1k 0.05% New
56 International Private Wealth Advisors LLC 0.11% of their portfolio SAN DIEGO, CA 22,05522.1k $110.1k $110.1k 0.11% First filing
57 WATERS PARKERSON & CO., LLC 0.01% of their portfolio NEW ORLEANS, LA 21,25021.2k $106.0k $106.0k 0.01% New
58 Williams Jones Wealth Management, LLC. 0.00% of their portfolio NEW YORK, NY 21,24021.2k $106.0k $106.0k 0.00% Reduced -4.7k -4,670
59 WT Wealth Management 0.04% of their portfolio SCOTTSDALE, AZ 20,89320.9k $104.3k $104.3k 0.04% Unchanged
60 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 20,77020.8k $103.6k $103.6k 0.00% New
61 180 WEALTH ADVISORS, LLC 0.02% of their portfolio FEDERAL WAY, WA 20,69320.7k $103.5k $103.5k 0.02% Unchanged
62 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 20,00020.0k $99.8k $99.8k 0.01% Added +10.0k +10,000
63 Ceeto Capital Group, LLC 0.04% of their portfolio CORAL GABLES, FL 20,00020.0k $100.0k $100.0k 0.04% New
64 Wagner Wealth Management, LLC 0.03% of their portfolio GREENVILLE, SC 17,72917.7k $88.5k $88.5k 0.03% Unchanged
65 Mutual Advisors, LLC 0.00% of their portfolio OMAHA, NE 17,47717.5k $87.2k $87.2k 0.00% Added +6.7k +6,700
66 Roof Eidam Maycock Peralta, LLC 0.02% of their portfolio San Francisco, CA 15,51715.5k $77.4k $77.4k 0.02% Unchanged
67 Gladstone Institutional Advisory LLC 0.00% of their portfolio Bedminster, NJ 15,01715.0k $74.9k $74.9k 0.00% Added +1 +1
68 RAYMOND JAMES TRUST N.A. 0.00% of their portfolio ST. PETERSBURG, FL 14,99415.0k $74.8k $74.8k 0.00% Unchanged
69 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 13,67513.7k $68.2k $68.2k 0.00% Added +2.4k +2,373
70 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 13,33913.3k $66.6k $66.6k 0.00% Unchanged
71 MGO ONE SEVEN LLC 0.00% of their portfolio Beachwood, OH 12,50012.5k $62.4k $62.4k 0.00% Unchanged
72 Shulman DeMeo Asset Management LLC 0.02% of their portfolio LAKE SUCCESS, NY 12,47912.5k $62.3k $62.3k 0.02% Reduced -470 -470
73 Meridian Wealth Management, LLC 0.00% of their portfolio LEXINGTON, KY 12,08512.1k $60.3k $60.3k 0.00% Reduced -31.0k -30,955
74 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 12,05512.1k $60.2k $60.2k 0.00% Unchanged
75 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,96012.0k $60.0k $60.0k 0.00% Unchanged
76 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,55111.6k $57.6k $57.6k 0.00% Reduced -300.1k -300,136
77 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,97111.0k $54.7k $54.7k 0.00% Reduced -2.0k -1,971
78 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 10,91910.9k $54.5k $54.5k 0.00% Reduced -882 -882
79 Mechanics Bank Trust Department 0.01% of their portfolio Walnut Creek, CA 10,80010.8k $53.9k $53.9k 0.01% Unchanged
80 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 10,70010.7k $53.4k $53.4k 0.01% Reduced -4.0k -4,000
81 RMR Wealth Builders 0.01% of their portfolio Montclair, NJ 10,54110.5k $52.6k $52.6k 0.01% Reduced -571 -571
82 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 10,35010.3k $51.6k $51.6k 0.00% Unchanged
83 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 10,08810.1k $50.3k $50.3k 0.00% Unchanged
84 Cornerstone Wealth Management, LLC 0.00% of their portfolio ST. PETERS, MO 10,00110.0k $49.9k $49.9k 0.00% Reduced -400 -400
85 Future Financial Wealth Managment LLC 0.05% of their portfolio CINCINNATI, OH 10,00010.0k $49.9k $49.9k 0.05% New
86 Highlander Capital Management, LLC 0.01% of their portfolio SHORT HILLS, NJ 7,3607.4k $36.7k $36.7k 0.01% Unchanged
87 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,1826.2k $30.8k $30.8k 0.00% Added +2.3k +2,339
88 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 5,5775.6k $27.8k $27.8k 0.00% Unchanged
89 Coppell Advisory Solutions LLC 0.01% of their portfolio COPPELL, TX 5,2095.2k $26.0k $26.0k 0.01% Added +3.6k +3,580
90 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 4,0004.0k $20.2k $20.2k 0.00% Unchanged
91 Cedar Mountain Advisors, LLC 0.00% of their portfolio LAKE OSWEGO, OR 2,8542.9k $14.2k $14.2k 0.00% Unchanged
92 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,7902.8k $13.9k $13.9k 0.00% Added +1.7k +1,740
93 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 2,6002.6k $12.0k $12.0k 0.01% Unchanged
94 FSC Wealth Advisors, LLC 0.01% of their portfolio WAPPINGERS FALLS, NY 2,6002.6k $13.0k $13.0k 0.01% New
95 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 2,0272.0k $10.1k $10.1k 0.00% Unchanged
96 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,0002.0k $10.0k $10.0k 0.00% Unchanged
97 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,6041.6k $8.0k $8.0k 0.00% New
98 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,5501.6k $7.7k $7.7k 0.00% New
99 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 833833 $4.2k $4.2k 0.00% Unchanged
100 CAMBRIDGE TRUST CO 0.00% of their portfolio BOSTON, MA 700700 $3.5k $3.5k 0.00% Unchanged