Vault-13

PIMCO HIGH INCOME FD PHK

COM SHS · Closed-End Fund · CUSIP 722014107

113 institutional holders +12 vs Q2 2023
16,577,31216.6m shares reported held*
$73.3mreported value*
21 new 32 added 28 reduced 9 sold out net sold ≈ $2.2m (-508.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.42.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 108Q1 23: 97Q2 23: 101Q3 23: 113113Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202298
Q4 2022108
Q1 202397
Q2 2023101
Q3 2023113

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 49 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 50 cut or sold outQ1 23Q2 23: 45 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 37 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224934
Q1 20234050
Q2 20234536
Q3 20235337

Biggest buyers

AVANTAX ADVISORY SERVICES, INC. Added +301,224+301.2k
OSAIC HOLDINGS, INC. Added +241,404+241.4k
BANK OF AMERICA CORP /DE/ Added +196,522+196.5k
ENVESTNET ASSET MANAGEMENT INC Added +64,643+64.6k
TRUIST FINANCIAL CORP New +61,439+61.4k
JANE STREET GROUP, LLC New +60,444+60.4k
Cetera Advisors LLC Added +59,981+60.0k
HRT FINANCIAL LP New +59,004+59.0k
Lion Street Advisors, LLC New +48,836+48.8k
Bryn Mawr Trust Advisors, LLC New +37,910+37.9k

Biggest sellers

RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -1,065,338-1.1m
Penserra Capital Management LLC Reduced -150,908-150.9k
Invesco Ltd. Reduced -144,281-144.3k
Thrivent Financial for Lutherans Reduced -124,672-124.7k
Procyon Advisors, LLC Reduced -119,349-119.3k
Kestra Advisory Services, LLC Reduced -66,660-66.7k
GUGGENHEIM CAPITAL LLC Reduced -50,400-50.4k
WELLS FARGO & COMPANY/MN Reduced -49,542-49.5k
MILLENNIUM MANAGEMENT LLC Reduced -41,597-41.6k
NewEdge Advisors, LLC Reduced -37,519-37.5k

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.64% of their portfolio WEST PALM BEACH, FL 2,795,2482.8m $12.4m $12.4m 0.64% Reduced -1.1m -1,065,338
2 Penserra Capital Management LLC 0.16% of their portfolio ORINDA, CA 1,735,4321.7m $7.7m $7.7m 0.16% Reduced -150.9k -150,908
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,477,8431.5m $6.5m $6.5m 0.00% Added +23.2k +23,198
4 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 1,065,6431.1m $4.7m $4.7m 0.02% Reduced -18.8k -18,754
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 796,450796.5k $3.5m $3.5m 0.00% Added +8.2k +8,180
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 768,133768.1k $3.4m $3.4m 0.00% Reduced -144.3k -144,281
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 730,331730.3k $3.2m $3.2m 0.00% Added +196.5k +196,522
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 692,977693.0k $3.1m $3.1m 0.01% Added +13.1k +13,066
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 539,746539.7k $2.4m $2.4m 0.00% Added +241.4k +241,404
10 Procyon Advisors, LLC 0.24% of their portfolio SHELTON, CT 537,885537.9k $2.4m $2.4m 0.24% Reduced -119.3k -119,349
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 508,174508.2k $2.2m $2.2m 0.00% Added +64.6k +64,643
12 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 447,312447.3k $2.0m $2.0m 0.02% Reduced -50.4k -50,400
13 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 345,910345.9k $1.5m $1.5m 0.00% Unchanged
14 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 324,054324.1k $1.4m $1.4m 0.01% Added +29.4k +29,439
15 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 311,687311.7k $1.4m $1.4m 0.02% Added +301.2k +301,224
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 261,104261.1k $1.2m $1.2m 0.00% Added +28.6k +28,628
17 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 234,011234.0k $1.0m $1.0m 0.02% Added +16.6k +16,593
18 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 200,155200.2k $884.7k $884.7k 0.03% Added +1.5k +1,475
19 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 194,800194.8k $861.0k $861.0k 0.01% Reduced -37.5k -37,519
20 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 166,455166.5k $735.7k $735.7k 0.04% Added +25.0k +25,004
21 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 142,842142.8k $631.4k $631.4k 0.00% Added +2.5k +2,505
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 112,175112.2k $495.8k $495.8k 0.00% Added +1.5k +1,512
23 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 100,872100.9k $445.9k $445.9k 0.01% Added +60.0k +59,981
24 Arlington Capital Management, Inc. 0.44% of their portfolio ARLINGTON HEIGHTS, IL 94,07294.1k $415.8k $415.8k 0.44% Reduced -908 -908
25 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 89,16089.2k $394.1k $394.1k 0.01% Added +2.1k +2,126
26 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 87,43387.4k $386.5k $386.5k 0.00% Added +1.6k +1,625
27 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 84,58184.6k $374.0k $374.0k 0.00% Reduced -124.7k -124,672
28 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 84,00084.0k $371.0k $371.0k 0.00% Unchanged
29 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 68,55668.6k $304.5k $304.5k 0.00% Added +10.8k +10,786
30 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 61,43961.4k $271.6k $271.6k 0.00% New
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 60,44460.4k $267.2k $267.2k 0.00% New
32 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 59,00459.0k $260.0k $260.0k 0.00% New
33 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 50,40550.4k $222.8k $222.8k 0.00% Reduced -4.3k -4,265
34 Lion Street Advisors, LLC 0.07% of their portfolio Austin, TX 48,83648.8k $215.9k $215.9k 0.07% New
35 KPP Advisory Services LLC 0.06% of their portfolio Louisville, KY 43,47543.5k $192.2k $192.2k 0.06% First filing
36 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 43,27043.3k $191.0k $191.0k 0.00% Reduced -13.6k -13,623
37 Meridian Wealth Management, LLC 0.01% of their portfolio LEXINGTON, KY 43,04043.0k $190.2k $190.2k 0.01% Added +22.8k +22,839
38 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 42,13642.1k $186.2k $186.2k 0.00% Reduced -66.7k -66,660
39 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 41,00041.0k $181.2k $181.2k 0.01% Added +2.5k +2,500
40 SFI Advisors, LLC 0.17% of their portfolio Montclair, NJ 40,07440.1k $177.1k $177.1k 0.17% Unchanged
41 INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio JESSUP, PA 38,21838.2k $168.9k $168.9k 0.15% Added +591 +591
42 Bryn Mawr Trust Advisors, LLC 0.01% of their portfolio PHILADELPHIA, PA 37,91037.9k $167.6k $167.6k 0.01% New
43 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 35,95536.0k $158.9k $158.9k 0.01% Reduced -16.7k -16,700
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 35,26535.3k $156.0k $156.0k 0.00% Added +21 +21
45 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 35,02635.0k $154.8k $154.8k 0.00% Unchanged
46 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 34,14334.1k $150.9k $150.9k 0.00% Added +1.6k +1,614
47 Carl P. Sherr & Co., LLC 0.10% of their portfolio WORCESTER, MA 32,10032.1k $141.9k $141.9k 0.10% Unchanged
48 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 32,05832.1k $141.7k $141.7k 0.00% Reduced -2.5k -2,500
49 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 31,62331.6k $139.8k $139.8k 0.01% Unchanged
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 30,99231.0k $137.0k $137.0k 0.00% New
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 30,16930.2k $133.3k $133.3k 0.00% New
52 Tempus Wealth Planning, LLC 0.06% of their portfolio IRVINE, CA 27,97828.0k $123.7k $123.7k 0.06% Unchanged
53 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 27,02727.0k $119.5k $119.5k 0.00% Reduced -1.4k -1,421
54 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 26,75026.8k $118.2k $118.2k 0.01% Unchanged
55 Williams Jones Wealth Management, LLC. 0.00% of their portfolio NEW YORK, NY 25,91025.9k $114.5k $114.5k 0.00% New
56 Sutton Wealth Advisors Inc. 0.05% of their portfolio TAMPA, FL 24,81024.8k $109.7k $109.7k 0.05% Unchanged
57 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 23,59423.6k $104.3k $104.3k 0.00% Added +10 +10
58 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 22,75022.8k $100.6k $100.6k 0.00% Unchanged
59 Founders Financial Alliance, LLC 0.04% of their portfolio RALEIGH, NC 21,45621.5k $94.8k $94.8k 0.04% New
60 WT Wealth Management 0.04% of their portfolio SCOTTSDALE, AZ 20,89320.9k $92.3k $92.3k 0.04% Unchanged
61 180 WEALTH ADVISORS, LLC 0.02% of their portfolio FEDERAL WAY, WA 20,69320.7k $91.5k $91.5k 0.02% Reduced -3.2k -3,202
62 Wagner Wealth Management, LLC 0.03% of their portfolio GREENVILLE, SC 17,72917.7k $78.4k $78.4k 0.03% Unchanged
63 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,34816.3k $72.3k $72.3k 0.00% New
64 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 16,07416.1k $71.8k $71.8k 0.00% Added +36 +36
65 Roof Eidam Maycock Peralta, LLC 0.02% of their portfolio San Francisco, CA 15,51715.5k $68.6k $68.6k 0.02% Unchanged
66 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,42015.4k $68.2k $68.2k 0.00% Added +612 +612
67 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 15,24315.2k $67.4k $67.4k 0.00% Reduced -41.6k -41,597
68 Gladstone Institutional Advisory LLC 0.00% of their portfolio Bedminster, NJ 15,01615.0k $66.4k $66.4k 0.00% Unchanged
69 RAYMOND JAMES TRUST N.A. 0.00% of their portfolio ST. PETERSBURG, FL 14,99415.0k $66.3k $66.3k 0.00% Unchanged
70 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 14,70014.7k $65.6k $65.6k 0.01% Added +1.7k +1,700
71 RFG Advisory, LLC 0.00% of their portfolio BIRMINGHAM, AL 13,97514.0k $61.8k $61.8k 0.00% Added +15 +15
72 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 13,33913.3k $59.0k $59.0k 0.00% Unchanged
73 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 13,21313.2k $58.4k $58.4k 0.00% Reduced -772 -772
74 Shulman DeMeo Asset Management LLC 0.02% of their portfolio LAKE SUCCESS, NY 12,94912.9k $57.2k $57.2k 0.02% Reduced -20 -20
75 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,94212.9k $57.2k $57.2k 0.00% Reduced -13.9k -13,916
76 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 12,63512.6k $55.8k $55.8k 0.00% New
77 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 12,50512.5k $52.5k $52.5k 0.00% Reduced -142 -142
78 MGO ONE SEVEN LLC 0.00% of their portfolio Beachwood, OH 12,50012.5k $55.2k $55.2k 0.00% Unchanged
79 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 12,15812.2k $53.7k $53.7k 0.01% New
80 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 12,05512.1k $53.3k $53.3k 0.00% Reduced -16.0k -16,024
81 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,96012.0k $53.0k $53.0k 0.00% Reduced -686 -686
82 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 11,80111.8k $52.2k $52.2k 0.00% Added +612 +612
83 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,30211.3k $50.0k $50.0k 0.00% Reduced -120 -120
84 RMR Wealth Builders 0.01% of their portfolio Montclair, NJ 11,11211.1k $49.1k $49.1k 0.01% Added +243 +243
85 Worth Asset Management, LLC 0.04% of their portfolio DALLAS, TX 11,07011.1k $48.9k $48.9k 0.04% Unchanged
86 Mechanics Bank Trust Department 0.01% of their portfolio Walnut Creek, CA 10,80010.8k $47.7k $47.7k 0.01% Unchanged
87 Mutual Advisors, LLC 0.00% of their portfolio OMAHA, NE 10,77710.8k $47.6k $47.6k 0.00% Unchanged
88 Cornerstone Wealth Management, LLC 0.00% of their portfolio ST. PETERS, MO 10,40110.4k $46.0k $46.0k 0.00% New
89 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 10,35010.3k $45.7k $45.7k 0.00% Reduced -9.9k -9,907
90 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 10,08810.1k $44.6k $44.6k 0.00% Unchanged
91 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 10,00010.0k $44.2k $44.2k 0.00% New
92 Highlander Capital Management, LLC 0.01% of their portfolio SHORT HILLS, NJ 7,3607.4k $33.0k $33.0k 0.01% New
93 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 5,5775.6k $24.6k $24.6k 0.00% New
94 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 4,2814.3k $18.9k $18.9k 0.00% New
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 4,0004.0k $17.9k $17.9k 0.00% Unchanged
96 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,8433.8k $17.0k $17.0k 0.00% Reduced -49.5k -49,542
97 Cedar Mountain Advisors, LLC 0.00% of their portfolio LAKE OSWEGO, OR 2,8542.9k $12.6k $12.6k 0.00% Unchanged
98 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 2,6002.6k $11.0k $11.0k 0.01% Unchanged
99 Johnson Midwest Financial, LLC 0.02% of their portfolio GLIDDEN, IA 2,2542.3k $10.0k $10.0k 0.02% Added +45 +45
100 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 2,0272.0k $9.0k $9.0k 0.00% Unchanged