PIMCO HIGH INCOME FD PHK
COM SHS · Closed-End Fund · CUSIP 722014107
101
institutional holders
+4 vs Q1 2023
17.0m
shares reported held*
$85.2mreported value*
13 new
32 added
25 reduced
11 sold out
net sold ≈ $1.7m (-348.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.00.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 98 |
| Q4 2022 | 108 |
| Q1 2023 | 97 |
| Q2 2023 | 101 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 49 | 34 |
| Q1 2023 | 40 | 50 |
| Q2 2023 | 45 | 36 |
Biggest buyers
| LPL Financial LLC | Added | +300.2k |
| BANK OF AMERICA CORP /DE/ | Added | +167.0k |
| Penserra Capital Management LLC | Added | +117.6k |
| MORGAN STANLEY | Added | +109.3k |
| Kestra Advisory Services, LLC | Added | +80.5k |
| Apollon Wealth Management, LLC | Added | +76.9k |
| Cambridge Investment Research Advisors, Inc. | Added | +47.3k |
| MILLENNIUM MANAGEMENT LLC | Added | +29.7k |
| OSAIC HOLDINGS, INC. | Added | +28.8k |
| Creative Planning | New | +26.9k |
Biggest sellers
| COHEN & STEERS, INC. | Reduced | -584.3k |
| Cetera Advisor Networks LLC | Reduced | -263.5k |
| Stratos Wealth Partners, LTD. | Reduced | -169.2k |
| GUGGENHEIM CAPITAL LLC | Reduced | -168.7k |
| Lion Street Advisors, LLC | Sold out | -71.7k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Reduced | -56.6k |
| CITADEL ADVISORS LLC | Sold out | -23.2k |
| Invesco Ltd. | Reduced | -22.5k |
| Belpointe Asset Management LLC | Sold out | -21.1k |
| UBS Group AG | Reduced | -20.7k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.96% of their portfolio | 3.9m $19.3m | Reduced -56.6k |
| Penserra Capital Management LLC 0.19% of their portfolio | 1.9m $9.4m | Added +117.6k |
| MORGAN STANLEY 0.00% of their portfolio | 1.5m $7.3m | Added +109.3k |
| Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio | 1.1m $5.4m | Added +47.3k |
| Invesco Ltd. 0.00% of their portfolio | 912.4k $4.6m | Reduced -22.5k |
| LPL Financial LLC 0.00% of their portfolio | 788.3k $3.9m | Added +300.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 679.9k $3.4m | Reduced -7.9k |
| Procyon Advisors, LLC 0.41% of their portfolio | 657.2k $3.3m | Added +1.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 533.8k $2.7m | Added +167.0k |
| GUGGENHEIM CAPITAL LLC 0.02% of their portfolio | 497.7k $2.5m | Reduced -168.7k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 443.5k $2.2m | Reduced -6.1k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 345.9k $1.7m | Reduced -584.3k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 298.3k $1.5m | Added +28.8k |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 294.6k $1.5m | Reduced -263.5k |
| UBS Group AG 0.00% of their portfolio | 232.5k $1.2m | Reduced -20.7k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 232.3k $1.2m | Added +900 |
| PARK AVENUE SECURITIES LLC 0.02% of their portfolio | 217.4k $1.1m | Added +6.7k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 209.3k $1.0m | Added +18.2k |
| Sigma Planning Corp 0.04% of their portfolio | 198.7k $993.4k | Reduced -8.0k |
| Apollon Wealth Management, LLC 0.03% of their portfolio | 141.5k $707.3k | Added +76.9k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 140.3k $701.7k | Added +2.7k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 110.7k $553.3k | Reduced -10.1k |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 108.8k $547.4k | Added +80.5k |
| Arlington Capital Management, Inc. 0.41% of their portfolio | 95.0k $474.9k | Added +8.4k |
| Kingsview Wealth Management, LLC 0.02% of their portfolio | 87.0k $435.2k | Added +2.6k |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 85.8k $429.0k | First filing |
| CIBC WORLD MARKET INC. 0.00% of their portfolio | 84.0k $420.0k | Unchanged |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 57.8k $291.1k | Reduced -3.3k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 56.9k $284.0k | Added +6.4k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 56.8k $284.2k | Added +29.7k |
| Cetera Investment Advisers 0.00% of their portfolio | 54.7k $273.3k | Reduced -9.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 53.4k $266.9k | Reduced -2.7k |
| CoreCap Advisors, LLC 0.02% of their portfolio | 52.7k $263.3k | First filing |
| Cetera Advisors LLC 0.00% of their portfolio | 40.9k $204.5k | Added +5.4k |
| SFI Advisors, LLC 0.19% of their portfolio | 40.1k $200.4k | Unchanged |
| INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio | 38.5k $192.5k | Unchanged |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.17% of their portfolio | 37.6k $188.1k | Added +5.9k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 35.2k $176.0k | Added +8.1k |
| SYNOVUS FINANCIAL CORP 0.00% of their portfolio | 35.0k $175.1k | Unchanged |
| Veritable, L.P. 0.00% of their portfolio | 35.0k $175.0k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 34.6k $172.8k | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 32.5k $162.6k | Reduced -6.3k |
| Carl P. Sherr & Co., LLC 0.11% of their portfolio | 32.1k $160.5k | Unchanged |
| Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio | 31.6k $158.1k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 28.4k $142.2k | Reduced -11.0k |
| Stratos Wealth Partners, LTD. 0.00% of their portfolio | 28.1k $140.4k | Reduced -169.2k |
| Tempus Wealth Planning, LLC 0.06% of their portfolio | 28.0k $139.9k | Unchanged |
| Creative Planning 0.00% of their portfolio | 26.9k $134.3k | New |
| Moors & Cabot, Inc. 0.01% of their portfolio | 26.8k $133.8k | New |
| Sutton Wealth Advisors Inc. 0.06% of their portfolio | 24.8k $124.0k | Unchanged |
| 180 WEALTH ADVISORS, LLC 0.03% of their portfolio | 23.9k $120.9k | Added +6.2k |
| Spire Wealth Management 0.00% of their portfolio | 23.6k $117.9k | Added +9 |
| SCOTIA CAPITAL INC. 0.00% of their portfolio | 22.8k $113.8k | Unchanged |
| WT Wealth Management 0.04% of their portfolio | 20.9k $104.5k | Unchanged |
| Arkadios Wealth Advisors 0.01% of their portfolio | 20.3k $101.3k | Reduced -1.4k |
| Meridian Wealth Management, LLC 0.01% of their portfolio | 20.2k $101.0k | Added +2.4k |
| Wagner Wealth Management, LLC 0.03% of their portfolio | 17.7k $88.6k | Reduced -2.0k |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 16.0k $81.0k | Reduced -1.4k |
| Roof Eidam Maycock Peralta, LLC 0.03% of their portfolio | 15.5k $77.6k | Unchanged |
| Gladstone Institutional Advisory LLC 0.00% of their portfolio | 15.0k $75.1k | Added +1 |
| RAYMOND JAMES TRUST N.A. 0.00% of their portfolio | 15.0k $75.0k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 14.8k $74.0k | New |
| Walleye Capital LLC 0.00% of their portfolio | 14.0k $69.9k | New |
| RFG Advisory, LLC 0.00% of their portfolio | 14.0k $69.8k | New |
| Parallel Advisors, LLC 0.00% of their portfolio | 13.8k $69.0k | New |
| OneDigital Investment Advisors LLC 0.00% of their portfolio | 13.3k $66.7k | Reduced -2.6k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 13.0k $65.0k | Reduced -6.2k |
| Shulman DeMeo Asset Management LLC 0.02% of their portfolio | 13.0k $64.8k | Reduced -442 |
| Ameritas Advisory Services, LLC 0.01% of their portfolio | 12.6k $64.1k | Added +342 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 12.6k $63.0k | New |
| MGO ONE SEVEN LLC 0.01% of their portfolio | 12.5k $62.5k | Reduced -250 |
| Private Advisor Group, LLC 0.00% of their portfolio | 11.4k $57.1k | Added +2 |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 11.2k $55.9k | Reduced -2.1k |
| Worth Asset Management, LLC 0.04% of their portfolio | 11.1k $55.4k | New |
| RMR Wealth Builders 0.01% of their portfolio | 10.9k $54.5k | Added +245 |
| Mechanics Bank Trust Department 0.01% of their portfolio | 10.8k $54.0k | Unchanged |
| Mutual Advisors, LLC 0.00% of their portfolio | 10.8k $53.9k | New |
| Centric Wealth Management 0.02% of their portfolio | 10.6k $53.2k | New |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 10.5k $52.3k | Unchanged |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 10.1k $50.4k | Unchanged |
| BDO Wealth Advisors, LLC 0.00% of their portfolio | 5.9k $29.4k | Added +137 |
| Coppell Advisory Solutions LLC 0.01% of their portfolio | 5.2k $25.7k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 4.0k $20.2k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 3.6k $18.1k | Unchanged |
| Cedar Mountain Advisors, LLC 0.00% of their portfolio | 2.9k $14.3k | Unchanged |
| FNY Investment Advisers, LLC 0.02% of their portfolio | 2.6k $13.0k | Unchanged |
| WealthPLAN Partners, LLC 0.00% of their portfolio | 2.3k $11.3k | Unchanged |
| Johnson Midwest Financial, LLC 0.01% of their portfolio | 2.2k $11.0k | Added +68 |
| HHM Wealth Advisors, LLC 0.00% of their portfolio | 2.0k $10.1k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 2.0k $10.0k | Reduced -400 |
| Concord Wealth Partners 0.00% of their portfolio | 946 $4.7k | Added +29 |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 833 $4.2k | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 750 $3.8k | Unchanged |
| CAMBRIDGE TRUST CO 0.00% of their portfolio | 700 $3.5k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 641 $3.2k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 314 $1.6k | Added +3 |
| Key Financial Inc 0.00% of their portfolio | 130 $650 | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 98 $652 | Added +49 |
| HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio | 49 $245 | Unchanged |
| Avior Wealth Management, LLC 0.00% of their portfolio | 16 $83 | Unchanged |