PIMCO HIGH INCOME FD PHK
COM SHS · Closed-End Fund · CUSIP 722014107
97
institutional holders
-11 vs Q4 2022
17.3m
shares reported held*
$82.3mreported value*
11 new
29 added
29 reduced
21 sold out
net bought ≈ $13.0m (+2.7m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.77.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 98 |
| Q4 2022 | 108 |
| Q1 2023 | 97 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 49 | 34 |
| Q1 2023 | 40 | 50 |
Biggest buyers
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Added | +2.6m |
| Penserra Capital Management LLC | Added | +516.7k |
| MORGAN STANLEY | Added | +172.8k |
| BANK OF AMERICA CORP /DE/ | Added | +146.4k |
| Cambridge Investment Research Advisors, Inc. | Added | +103.5k |
| Arlington Capital Management, Inc. | New | +86.5k |
| Lion Street Advisors, LLC | New | +71.7k |
| Apollon Wealth Management, LLC | New | +64.6k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +50.1k |
| Cetera Advisor Networks LLC | Added | +43.2k |
Biggest sellers
| MILLENNIUM MANAGEMENT LLC | Reduced | -275.7k |
| COHEN & STEERS, INC. | Reduced | -202.8k |
| Merit Financial Group, LLC | Sold out | -135.2k |
| Orion Porfolio Solutions, LLC | Sold out | -120.8k |
| GUGGENHEIM CAPITAL LLC | Reduced | -77.4k |
| D. E. Shaw & Co., Inc. | Sold out | -47.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -38.6k |
| CAPTRUST FINANCIAL ADVISORS | Sold out | -35.8k |
| Elequin Capital, LP | Sold out | -33.4k |
| Aristides Capital LLC | Sold out | -32.3k |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.90% of their portfolio | 3.9m $18.7m | Added +2.6m |
| Penserra Capital Management LLC 0.18% of their portfolio | 1.8m $8.4m | Added +516.7k |
| MORGAN STANLEY 0.00% of their portfolio | 1.3m $6.4m | Added +172.8k |
| Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio | 1.0m $4.9m | Added +103.5k |
| Invesco Ltd. 0.00% of their portfolio | 934.9k $4.5m | Reduced -22.6k |
| COHEN & STEERS, INC. 0.01% of their portfolio | 930.2k $4.4m | Reduced -202.8k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 687.8k $3.3m | Added +50.1k |
| GUGGENHEIM CAPITAL LLC 0.03% of their portfolio | 666.4k $3.2m | Reduced -77.4k |
| Procyon Advisors, LLC 0.52% of their portfolio | 655.5k $3.1m | Added +15.3k |
| Cetera Advisor Networks LLC 0.02% of their portfolio | 558.1k $2.7m | Added +43.2k |
| LPL Financial LLC 0.00% of their portfolio | 488.0k $2.3m | Added +2.6k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 449.6k $2.1m | Reduced -942 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 366.8k $1.7m | Added +146.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 269.5k $1.3m | Reduced -26.2k |
| UBS Group AG 0.00% of their portfolio | 253.2k $1.2m | Added +12.4k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 231.4k $1.1m | Reduced -13.0k |
| PARK AVENUE SECURITIES LLC 0.02% of their portfolio | 210.7k $1.0m | Reduced -8.5k |
| Sigma Planning Corp 0.03% of their portfolio | 206.7k $986.1k | Added +9.3k |
| Stratos Wealth Partners, LTD. 0.03% of their portfolio | 197.3k $941.1k | Added +1.1k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 191.0k $911.0k | Added +13.2k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 137.6k $656.3k | Reduced -4.0k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 120.7k $575.9k | Reduced -1.2k |
| Arlington Capital Management, Inc. 0.39% of their portfolio | 86.5k $412.8k | New |
| Kingsview Wealth Management, LLC 0.02% of their portfolio | 84.5k $402.9k | Added +2.9k |
| CIBC WORLD MARKET INC. 0.00% of their portfolio | 84.0k $401.0k | Unchanged |
| Lion Street Advisors, LLC 0.11% of their portfolio | 71.7k $342.2k | New |
| Cetera Investment Advisers 0.00% of their portfolio | 64.6k $308.1k | Added +5.8k |
| Apollon Wealth Management, LLC 0.02% of their portfolio | 64.6k $308.0k | New |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 61.1k $293.6k | Added +8.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 56.1k $267.5k | Added +945 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 50.5k $241.0k | Reduced -8.1k |
| SFI Advisors, LLC 0.19% of their portfolio | 40.1k $191.2k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 39.4k $188.2k | Reduced -4.8k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 38.8k $185.3k | Reduced -6.4k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio | 38.5k $183.6k | Reduced -10.5k |
| Cetera Advisors LLC 0.00% of their portfolio | 35.5k $169.4k | Added +11.8k |
| SYNOVUS FINANCIAL CORP 0.00% of their portfolio | 35.0k $167.1k | Unchanged |
| Veritable, L.P. 0.00% of their portfolio | 35.0k $166.9k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 34.6k $164.8k | Reduced -25.0k |
| Carl P. Sherr & Co., LLC 0.11% of their portfolio | 32.1k $153.1k | New |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.13% of their portfolio | 31.8k $146.4k | Reduced -2.8k |
| Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio | 31.6k $150.8k | Unchanged |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 28.3k $135.0k | Added +136 |
| Tempus Wealth Planning, LLC 0.07% of their portfolio | 28.0k $133.5k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 27.2k $130.0k | Reduced -2.2k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 27.1k $129.0k | Reduced -275.7k |
| Sutton Wealth Advisors Inc. 0.06% of their portfolio | 24.8k $118.3k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 23.6k $112.5k | Added +307 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 23.2k $110.6k | New |
| SCOTIA CAPITAL INC. 0.00% of their portfolio | 22.8k $108.5k | New |
| Arkadios Wealth Advisors 0.01% of their portfolio | 21.7k $103.3k | Reduced -5.2k |
| Belpointe Asset Management LLC 0.01% of their portfolio | 21.1k $100.9k | Added +12.3k |
| WT Wealth Management 0.04% of their portfolio | 20.9k $99.7k | Unchanged |
| Good Life Advisors, LLC 0.01% of their portfolio | 20.3k $96.9k | Reduced -18.0k |
| Legacy PCG, LLC 0.08% of their portfolio | 20.1k $95.7k | New |
| Wagner Wealth Management, LLC 0.04% of their portfolio | 19.7k $94.1k | Reduced -7.5k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 19.2k $91.6k | Reduced -6.2k |
| Meridian Wealth Management, LLC 0.01% of their portfolio | 17.8k $84.9k | Added +4.0k |
| 180 WEALTH ADVISORS, LLC 0.02% of their portfolio | 17.7k $84.6k | Unchanged |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 17.4k $83.9k | Reduced -7.5k |
| OneDigital Investment Advisors LLC 0.00% of their portfolio | 15.9k $76.0k | Added +2.6k |
| Roof Eidam Maycock Peralta, LLC 0.03% of their portfolio | 15.5k $74.0k | Unchanged |
| Gladstone Institutional Advisory LLC 0.00% of their portfolio | 15.0k $71.6k | Reduced -300 |
| RAYMOND JAMES TRUST N.A. 0.00% of their portfolio | 15.0k $72.0k | Unchanged |
| Shulman DeMeo Asset Management LLC 0.02% of their portfolio | 13.4k $64.0k | Reduced -146 |
| TWO SIGMA SECURITIES, LLC 0.01% of their portfolio | 13.3k $63.4k | New |
| MGO ONE SEVEN LLC 0.00% of their portfolio | 12.8k $60.8k | Unchanged |
| Ameritas Advisory Services, LLC 0.00% of their portfolio | 12.3k $58.7k | Reduced -28 |
| Platform Technology Partners 0.03% of their portfolio | 12.3k $58.5k | Reduced -29 |
| Private Advisor Group, LLC 0.00% of their portfolio | 11.4k $54.5k | Added +16 |
| Mechanics Bank Trust Department 0.01% of their portfolio | 10.8k $51.5k | Unchanged |
| RMR Wealth Builders 0.01% of their portfolio | 10.6k $51.2k | Added +226 |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 10.5k $49.9k | Unchanged |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 10.1k $48.1k | Unchanged |
| BDO Wealth Advisors, LLC 0.00% of their portfolio | 5.7k $27.4k | Reduced -20.5k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 4.0k $19.3k | Reduced -2.0k |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 3.6k $17.2k | Unchanged |
| ADIRONDACK TRUST CO 0.01% of their portfolio | 3.5k $16.5k | Unchanged |
| Cedar Mountain Advisors, LLC 0.00% of their portfolio | 2.9k $13.6k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 2.6k $12.0k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 2.4k $11.4k | Unchanged |
| WealthPLAN Partners, LLC 0.00% of their portfolio | 2.3k $10.7k | New |
| Johnson Midwest Financial, LLC 0.01% of their portfolio | 2.1k $10.2k | Added +63 |
| HHM Wealth Advisors, LLC 0.00% of their portfolio | 2.0k $9.7k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 1.6k $7.7k | Unchanged |
| Syverson Strege & Co 0.00% of their portfolio | 1.2k $5.8k | Added +36 |
| Concord Wealth Partners 0.00% of their portfolio | 917 $4.4k | Added +27 |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 833 $4.0k | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 750 $3.6k | Unchanged |
| CAMBRIDGE TRUST CO 0.00% of their portfolio | 700 $3.3k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 388 $1.9k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 311 $1.5k | Added +14 |
| Key Financial Inc 0.00% of their portfolio | 130 $620 | Unchanged |
| Arax Advisory Partners 0.00% of their portfolio | 75 $358 | New |
| HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio | 49 $234 | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 49 $405 | Reduced -1.0k |
| Avior Wealth Management, LLC 0.00% of their portfolio | 16 $77 | New |