Vault-13

PIMCO STRATEGIC INCOME FD RCS

COM · Closed-End Fund · CUSIP 72200X104

57 institutional holders -1 vs Q4 2023
7,736,5937.7m shares reported held*
$47.1mreported value*
9 new 26 added 8 reduced 8 sold out net bought ≈ $1.5m (+247.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.09.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 48Q4 22: 55Q1 23: 54Q2 23: 49Q3 23: 55Q4 23: 58Q1 24: 5757Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202248
Q4 202255
Q1 202354
Q2 202349
Q3 202355
Q4 202358
Q1 202457

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 27 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 27 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 18 cut or sold outQ3 23Q4 23: 24 bought or addedQ4 23: 23 cut or sold outQ4 23Q1 24: 35 bought or addedQ1 24: 16 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222716
Q1 20232427
Q2 20232126
Q3 20232218
Q4 20232423
Q1 20243516

Biggest buyers

MORGAN STANLEY Added +533,840+533.8k
Cambridge Investment Research Advisors, Inc. Added +264,294+264.3k
Cetera Investment Advisers Added +121,427+121.4k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +118,596+118.6k
MILESTONE ASSET MANAGEMENT, LLC New +86,714+86.7k
Ameritas Advisory Services, LLC New +63,537+63.5k
Compound Planning, Inc. Added +48,682+48.7k
UBS Group AG Added +38,293+38.3k
IFP Advisors, Inc Added +36,810+36.8k
Kestra Advisory Services, LLC Added +35,921+35.9k

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Sold out -791,339-791.3k
Cetera Advisor Networks LLC Sold out -122,274-122.3k
GUGGENHEIM CAPITAL LLC Sold out -88,889-88.9k
OSAIC HOLDINGS, INC. Reduced -67,727-67.7k
BEACON INVESTMENT ADVISORY SERVICES, INC. Sold out -59,718-59.7k
LPL Financial LLC Reduced -25,834-25.8k
Integrated Wealth Concepts LLC Sold out -15,332-15.3k
INDEPENDENT FINANCIAL GROUP, LLC Reduced -12,766-12.8k
NewEdge Advisors, LLC Reduced -10,700-10.7k
Advisory Services Network, LLC Sold out -8,442-8.4k

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,658,6821.7m $10.1m $10.1m 0.00% Added +533.8k +533,840
2 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 867,868867.9k $5.3m $5.3m 0.01% Reduced -67.7k -67,727
3 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 816,568816.6k $5.0m $5.0m 0.02% Added +264.3k +264,294
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 745,873745.9k $4.5m $4.5m 0.00% Reduced -25.8k -25,834
5 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 498,686498.7k $3.0m $3.0m 0.02% Added +35.9k +35,921
6 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 461,579461.6k $2.8m $2.8m 0.12% Added +36.8k +36,810
7 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 430,885430.9k $2.6m $2.6m 0.00% Added +5.0k +5,048
8 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 275,353275.4k $1.7m $1.7m 0.03% Added +118.6k +118,596
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 243,006243.0k $1.5m $1.5m 0.00% Added +38.3k +38,293
10 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 167,214167.2k $1.0m $1.0m 0.01% Reduced -10.7k -10,700
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 161,665161.7k $984.5k $984.5k 0.00% Added +3.9k +3,887
12 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 150,000150.0k $914.0k $914.0k 0.00% Unchanged
13 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 143,580143.6k $874.4k $874.4k 0.00% Added +121.4k +121,427
14 Owen LaRue, LLC 0.54% of their portfolio ELIZABETHTOWN, KY 141,285141.3k $860.4k $860.4k 0.54% Reduced -8.0k -8,029
15 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 125,213125.2k $763.0k $763.0k 0.00% Reduced -46 -46
16 Wagner Wealth Management, LLC 0.18% of their portfolio GREENVILLE, SC 96,67196.7k $588.7k $588.7k 0.18% Added +8.3k +8,310
17 MILESTONE ASSET MANAGEMENT, LLC 0.15% of their portfolio PITTSBURGH, PA 86,71486.7k $528.1k $528.1k 0.15% New
18 Compound Planning, Inc. 0.05% of their portfolio NEW YORK, NY 84,53684.5k $514.8k $514.8k 0.05% Added +48.7k +48,682
19 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 63,53763.5k $374.9k $374.9k 0.02% New
20 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 46,57946.6k $283.7k $283.7k 0.00% Added +2.1k +2,117
21 Bison Wealth, LLC 0.04% of their portfolio Atlanta, GA 42,35042.4k $257.9k $257.9k 0.04% Added +668 +668
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 32,03232.0k $195.1k $195.1k 0.00% Added +28.2k +28,193
23 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 31,41231.4k $191.3k $191.3k 0.01% Reduced -12.8k -12,766
24 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.09% of their portfolio GARDEN CITY, NY 27,76327.8k $169.1k $169.1k 0.09% Reduced -1.4k -1,359
25 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 25,92025.9k $157.9k $157.9k 0.02% Added +85 +85
26 Straight Path Wealth Management 0.08% of their portfolio Jenison, MI 23,42223.4k $142.6k $142.6k 0.08% Added +3.0k +3,013
27 NATIXIS 0.00% of their portfolio PARIS, I0 21,50921.5k $131.2k $131.2k 0.00% Unchanged
28 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 21,30721.3k $130.0k $130.0k 0.00% Reduced -907 -907
29 Clearbridge Investments, LLC 0.00% of their portfolio NEW YORK, NY 18,82318.8k $114.6k $114.6k 0.00% Unchanged
30 ARMSTRONG ADVISORY GROUP, INC 0.01% of their portfolio NEEDHAM, MA 16,88616.9k $102.7k $102.7k 0.01% Unchanged
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 16,33516.3k $99.5k $99.5k 0.00% New
32 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 16,11316.1k $98.1k $98.1k 0.00% Added +36 +36
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,52815.5k $94.6k $94.6k 0.00% New
34 Private Advisory Group LLC 0.01% of their portfolio REDMOND, WA 14,34914.3k $87.4k $87.4k 0.01% Unchanged
35 MRA Advisory Group 0.05% of their portfolio PARSIPPANY, NJ 14,34814.3k $87.4k $87.4k 0.05% Added +5 +5
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,35813.4k $82.0k $82.0k 0.00% Added +112 +112
37 Alpha Cubed Investments, LLC 0.00% of their portfolio COSTA MESA, CA 12,00012.0k $73.1k $73.1k 0.00% Unchanged
38 FSA Wealth Management LLC 0.03% of their portfolio Needham, MA 12,00012.0k $73.1k $73.1k 0.03% Unchanged
39 Keystone Financial Group 0.01% of their portfolio LEXINGTON, KY 11,75511.8k $71.6k $71.6k 0.01% Added +1.6k +1,625
40 Freestone Capital Holdings, LLC 0.00% of their portfolio Seattle, WA 11,05311.1k $67.3k $67.3k 0.00% Added +275 +275
41 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 10,68510.7k $65.1k $65.1k 0.00% Added +278 +278
42 Keudell/Morrison Wealth Management 0.02% of their portfolio Salem, OR 10,00010.0k $60.9k $60.9k 0.02% Unchanged
43 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 8,2258.2k $50.1k $50.1k 0.00% New
44 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 8,2098.2k $47.2k $47.2k 0.01% New
45 Main Street Group, LTD 0.02% of their portfolio GLEN ALLEN, VA 6,7126.7k $40.9k $40.9k 0.02% Added +44 +44
46 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,4196.4k $39.1k $39.1k 0.00% Added +898 +898
47 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 6,1486.1k $37.4k $37.4k 0.00% Added +2.1k +2,148
48 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 5,3135.3k $32.4k $32.4k 0.00% New
49 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 4,7224.7k $28.8k $28.8k 0.00% Added +81 +81
50 BOKF, NA 0.00% of their portfolio TULSA, OK 2,1502.1k $13.1k $13.1k 0.00% New
51 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 1,7001.7k $10.4k $10.4k 0.00% Unchanged
52 Salomon & Ludwin, LLC 0.00% of their portfolio RICHMOND, VA 1,2221.2k $7.4k $7.4k 0.00% Unchanged
53 COMERICA BANK 0.00% of their portfolio DALLAS, TX 500500 $3.0k $3.0k 0.00% Unchanged
54 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 500500 $3.0k $3.0k 0.00% Unchanged
55 Truvestments Capital LLC 0.00% of their portfolio SARASOTA, FL 285285 $1.7k $1.7k 0.00% New
56 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 4646 $281 $281 0.00% Unchanged
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged