PIMCO STRATEGIC INCOME FD RCS
COM · Closed-End Fund · CUSIP 72200X104
49
institutional holders
-5 vs Q1 2023
6.7m
shares reported held*
$34.9mreported value*
6 new
15 added
14 reduced
12 sold out
net sold ≈ $2.5m (-480.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.21.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 48 |
| Q4 2022 | 55 |
| Q1 2023 | 54 |
| Q2 2023 | 49 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 27 | 16 |
| Q1 2023 | 24 | 27 |
| Q2 2023 | 21 | 26 |
Biggest buyers
| Kestra Advisory Services, LLC | Added | +87.7k |
| Owen LaRue, LLC | Added | +69.1k |
| Bison Wealth, LLC | New | +36.9k |
| OSAIC HOLDINGS, INC. | Added | +25.5k |
| Atria Wealth Solutions, Inc. | New | +21.3k |
| Janney Montgomery Scott LLC | Added | +20.0k |
| WELLS FARGO & COMPANY/MN | Added | +13.1k |
| FSA Wealth Management LLC | New | +12.0k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +4.8k |
| Cambridge Investment Research Advisors, Inc. | Added | +4.2k |
Biggest sellers
| GUGGENHEIM CAPITAL LLC | Reduced | -229.6k |
| ENVESTNET ASSET MANAGEMENT INC | Sold out | -141.9k |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -120.4k |
| SILVER OAK SECURITIES, INCORPORATED | Sold out | -76.3k |
| HRT FINANCIAL LP | Sold out | -36.1k |
| JANE STREET GROUP, LLC | Sold out | -32.6k |
| GOLDMAN SACHS GROUP INC | Sold out | -31.4k |
| NATIXIS | Reduced | -17.5k |
| UBS Group AG | Reduced | -16.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -13.5k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.24% of their portfolio | 1.8m $9.3m | Reduced -120.4k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 858.4k $4.5m | Added +25.5k |
| MORGAN STANLEY 0.00% of their portfolio | 648.2k $3.4m | Reduced -13.1k |
| LPL Financial LLC 0.00% of their portfolio | 540.3k $2.8m | Reduced -1.1k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 487.6k $2.5m | Added +4.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 434.8k $2.3m | Added +4.8k |
| GUGGENHEIM CAPITAL LLC 0.02% of their portfolio | 370.3k $1.9m | Reduced -229.6k |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 208.7k $1.1m | Added +87.7k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 179.8k $935.2k | Added +4.0k |
| Owen LaRue, LLC 0.87% of their portfolio | 155.2k $827.3k | Added +69.1k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 121.2k $630.2k | Added +401 |
| UBS Group AG 0.00% of their portfolio | 111.5k $579.6k | Reduced -16.8k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 101.2k $526.0k | Added +20.0k |
| NATIXIS 0.00% of their portfolio | 85.4k $436.0k | Reduced -17.5k |
| Ameritas Advisory Services, LLC 0.05% of their portfolio | 70.5k $394.2k | Reduced -3.0k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio | 45.1k $234.8k | Reduced -6.5k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 41.7k $216.9k | Added +595 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 39.9k $207.3k | Reduced -3.9k |
| Compound Planning, Inc. 0.09% of their portfolio | 37.2k $193.4k | Unchanged |
| Bison Wealth, LLC 0.04% of their portfolio | 36.9k $192.1k | New |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.10% of their portfolio | 29.2k $151.6k | Added +875 |
| Kovack Advisors, Inc. 0.02% of their portfolio | 27.4k $142.5k | Added +1.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 25.2k $131.1k | Added +13.1k |
| Cetera Investment Advisers 0.00% of their portfolio | 22.2k $115.4k | Unchanged |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 21.3k $111.4k | New |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 21.0k $109.0k | Added +1.5k |
| Clearbridge Investments, LLC 0.00% of their portfolio | 18.8k $97.9k | Unchanged |
| ARMSTRONG ADVISORY GROUP, INC 0.01% of their portfolio | 16.9k $87.8k | Unchanged |
| Private Advisor Group, LLC 0.00% of their portfolio | 16.0k $83.2k | Reduced -1.3k |
| Private Advisory Group LLC 0.01% of their portfolio | 14.3k $74.6k | Unchanged |
| MRA Advisory Group 0.05% of their portfolio | 14.0k $73.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 13.0k $68.0k | Added +2.1k |
| Alpha Cubed Investments, LLC 0.00% of their portfolio | 12.0k $62.4k | Reduced -2.1k |
| FSA Wealth Management LLC 0.03% of their portfolio | 12.0k $62.4k | New |
| LINCOLN NATIONAL CORP 0.00% of their portfolio | 11.9k $62.1k | Reduced -3.9k |
| Advisory Services Network, LLC 0.00% of their portfolio | 10.7k $55.5k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 10.6k $55.2k | Reduced -100 |
| Freestone Capital Holdings, LLC 0.00% of their portfolio | 10.2k $53.0k | Added +195 |
| Keystone Financial Group 0.01% of their portfolio | 10.1k $52.7k | First filing |
| Keudell/Morrison Wealth Management 0.01% of their portfolio | 10.0k $52.0k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 4.0k $20.8k | Reduced -8.2k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 2.5k $13.0k | New |
| Savior LLC 0.04% of their portfolio | 1.9k $10.1k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 1.7k $8.8k | Unchanged |
| FNY Investment Advisers, LLC 0.00% of their portfolio | 500 $2.0k | Unchanged |
| Coppell Advisory Solutions LLC 0.00% of their portfolio | 262 $1.4k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 76 $395 | Unchanged |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 46 $239 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |