PIMCO STRATEGIC INCOME FD RCS
COM · Closed-End Fund · CUSIP 72200X104
55
institutional holders
+7 vs Q3 2022
7.8m
shares reported held*
$38.4mreported value*
9 new
18 added
11 reduced
5 sold out
net bought ≈ $2.3m (+456.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.94.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 48 |
| Q4 2022 | 55 |
Biggest buyers
| NATIXIS | New | +209.8k |
| ENVESTNET ASSET MANAGEMENT INC | New | +123.2k |
| SILVER OAK SECURITIES, INCORPORATED | New | +76.6k |
| MONEY CONCEPTS CAPITAL CORP | New | +51.4k |
| AXXCESS WEALTH MANAGEMENT, LLC | New | +49.2k |
| Ameritas Advisory Services, LLC | Added | +42.3k |
| River Wealth Advisors LLC | New | +32.0k |
| AMERIPRISE FINANCIAL INC | New | +11.3k |
| STIFEL FINANCIAL CORP | New | +10.6k |
| Janney Montgomery Scott LLC | Added | +7.2k |
Biggest sellers
| SIT INVESTMENT ASSOCIATES INC | Reduced | -90.8k |
| LPL Financial LLC | Reduced | -34.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -16.9k |
| Invesco Ltd. | Reduced | -12.5k |
| TFG Advisers LLC | Sold out | -10.6k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -7.0k |
| BNP PARIBAS FINANCIAL MARKETS | Sold out | -4.8k |
| MORGAN STANLEY | Reduced | -4.4k |
| NewEdge Advisors, LLC | Reduced | -4.1k |
| HARBOUR INVESTMENTS, INC. | Reduced | -3.0k |
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.33% of their portfolio | 2.4m $11.8m | Reduced -90.8k |
| GUGGENHEIM CAPITAL LLC 0.03% of their portfolio | 608.7k $3.0m | Reduced -211 |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 599.3k $3.0m | Added +2.2k |
| MORGAN STANLEY 0.00% of their portfolio | 564.8k $2.8m | Reduced -4.4k |
| LPL Financial LLC 0.00% of their portfolio | 524.6k $2.6m | Reduced -34.1k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 495.6k $2.4m | Added +3.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 431.6k $2.1m | Added +1.7k |
| Invesco Ltd. 0.00% of their portfolio | 280.0k $1.4m | Reduced -12.5k |
| NATIXIS 0.01% of their portfolio | 209.8k $1.0m | New |
| NewEdge Advisors, LLC 0.02% of their portfolio | 186.6k $921.8k | Reduced -4.1k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 124.7k $615.9k | Added +1.9k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 123.2k $608.6k | New |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 112.4k $555.1k | Added +7.1k |
| UBS Group AG 0.00% of their portfolio | 112.0k $553.2k | Added +4.1k |
| Ameritas Advisory Services, LLC 0.03% of their portfolio | 110.4k $545.6k | Added +42.3k |
| Owen LaRue, LLC 0.47% of their portfolio | 86.1k $434.7k | First filing |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 81.2k $401.0k | Added +7.2k |
| SILVER OAK SECURITIES, INCORPORATED 0.07% of their portfolio | 76.6k $378.0k | New |
| INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio | 53.2k $262.8k | Added +80 |
| MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio | 51.4k $254.0k | New |
| AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio | 49.2k $243.1k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 43.5k $214.8k | Reduced -516 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 39.9k $197.0k | Reduced -7.0k |
| River Wealth Advisors LLC 0.03% of their portfolio | 32.0k $157.9k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 27.5k $135.9k | Added +1.4k |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.11% of their portfolio | 27.5k $135.7k | Added +853 |
| Kovack Advisors, Inc. 0.02% of their portfolio | 26.0k $128.5k | Added +490 |
| LINCOLN NATIONAL CORP 0.00% of their portfolio | 25.6k $126.5k | Added +796 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 20.8k $103.0k | Added +4.1k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 19.9k $98.0k | Added +556 |
| Cetera Investment Advisers 0.00% of their portfolio | 19.6k $96.8k | Reduced -104 |
| Clearbridge Investments, LLC 0.00% of their portfolio | 18.8k $93.0k | Unchanged |
| Private Advisor Group, LLC 0.00% of their portfolio | 17.2k $85.0k | Added +5.6k |
| ARMSTRONG ADVISORY GROUP, INC 0.01% of their portfolio | 16.9k $83.4k | First filing |
| TrueWealth Advisors, LLC 0.04% of their portfolio | 16.6k $82.1k | Added +483 |
| CoreCap Advisors, LLC 0.01% of their portfolio | 14.7k $72.4k | Unchanged |
| Private Advisory Group LLC 0.02% of their portfolio | 14.3k $70.9k | Unchanged |
| MRA Advisory Group 0.05% of their portfolio | 14.0k $69.3k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 13.1k $64.5k | Reduced -3.0k |
| Alpha Cubed Investments, LLC 0.00% of their portfolio | 12.0k $59.3k | Unchanged |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 11.3k $56.0k | New |
| Relaxing Retirement Coach 0.02% of their portfolio | 11.0k $54.1k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 10.7k $52.8k | Reduced -1.8k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 10.6k $52.4k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 8.6k $42.4k | Added +2.6k |
| Worth Asset Management, LLC 0.03% of their portfolio | 7.5k $37.0k | Unchanged |
| Savior LLC 0.01% of their portfolio | 1.9k $9.6k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 1.7k $8.4k | Unchanged |
| NORTHWEST INVESTMENT COUNSELORS, LLC 0.00% of their portfolio | 1.1k $5.4k | Unchanged |
| Belpointe Asset Management LLC 0.00% of their portfolio | 500 $2.5k | New |
| FNY Investment Advisers, LLC 0.00% of their portfolio | 500 $2.0k | Unchanged |
| Coppell Advisory Solutions LLC 0.00% of their portfolio | 246 $1.2k | First filing |
| Coppell Advisory Solutions Corp. 0.00% of their portfolio | 246 $1.2k | First filing |
| US BANCORP \DE\ 0.00% of their portfolio | 76 $375 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |