Vault-13

PIMCO NEW YORK MUN INCOME FD

COM · CUSIP 72200T103

37 institutional holders +8 vs Q1 2025
1,815,7191.8m shares reported held*
$12.7mreported value*
11 new 14 added 7 reduced 3 sold out net bought ≈ $2.7m (+385.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.99.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 23Q4 22: 22Q1 23: 24Q2 23: 25Q3 23: 25Q4 23: 29Q1 24: 26Q2 24: 25Q3 24: 26Q4 24: 32Q1 25: 29Q2 25: 3737Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202223
Q4 202222
Q1 202324
Q2 202325
Q3 202325
Q4 202329
Q1 202426
Q2 202425
Q3 202426
Q4 202432
Q1 202529
Q2 202537

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 8 bought or addedQ3 23: 9 cut or sold outQ4 23: 13 bought or addedQ4 23: 9 cut or sold outQ4 23Q1 24: 11 bought or addedQ1 24: 15 cut or sold outQ2 24: 12 bought or addedQ2 24: 9 cut or sold outQ2 24Q3 24: 14 bought or addedQ3 24: 9 cut or sold outQ4 24: 14 bought or addedQ4 24: 12 cut or sold outQ4 24Q1 25: 12 bought or addedQ1 25: 11 cut or sold outQ2 25: 25 bought or addedQ2 25: 10 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202389
Q4 2023139
Q1 20241115
Q2 2024129
Q3 2024149
Q4 20241412
Q1 20251211
Q2 20252510

Biggest buyers

RIVERNORTH CAPITAL MANAGEMENT, LLC Added +216,475+216.5k
Bank of New York Mellon Corp New +56,622+56.6k
Thomas J. Herzfeld Advisors, Inc. New +45,917+45.9k
WHITEBOX ADVISORS LLC New +45,163+45.2k
TORONTO DOMINION BANK New +37,202+37.2k
WOLVERINE ASSET MANAGEMENT LLC New +34,157+34.2k
GUGGENHEIM CAPITAL LLC Added +28,715+28.7k
Hennion & Walsh Asset Management, Inc. Added +22,074+22.1k
Morse Asset Management, Inc New +18,000+18.0k
Almitas Capital LLC New +10,814+10.8k

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Sold out -91,144-91.1k
MORGAN STANLEY Reduced -20,885-20.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -16,760-16.8k
MML INVESTORS SERVICES, LLC Sold out -12,441-12.4k
CITADEL ADVISORS LLC Reduced -5,175-5.2k
UBS Group AG Reduced -4,344-4.3k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -3,293-3.3k
PFG Investments, LLC Reduced -2,000-2.0k
BANK OF AMERICA CORP /DE/ Reduced -850-850
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -500-500

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.12% of their portfolio WEST PALM BEACH, FL 306,922306.9k $2.1m $2.1m 0.12% Added +216.5k +216,475
2 Matisse Capital 0.78% of their portfolio PORTLAND, OR 236,000236.0k $1.6m $1.6m 0.78% Added +6.0k +6,000
3 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 189,232189.2k $1.3m $1.3m 0.01% Added +28.7k +28,715
4 Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio Parsippany, NJ 158,014158.0k $1.1m $1.1m 0.04% Added +22.1k +22,074
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 130,937130.9k $915.3k $915.3k 0.00% Reduced -20.9k -20,885
6 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 94,34494.3k $662.6k $662.6k 0.00% Unchanged
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 65,70065.7k $459.2k $459.2k 0.00% Reduced -4.3k -4,344
8 MELFA WEALTH MANAGEMENT, INC. 0.29% of their portfolio WESTBOROUGH, MA 64,71864.7k $452.4k $452.4k 0.29% Added +4.7k +4,719
9 HORIZON KINETICS ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 58,95659.0k $412.1k $412.1k 0.00% Unchanged
10 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 56,62256.6k $395.8k $395.8k 0.00% New
11 Logan Stone Capital, LLC 0.18% of their portfolio CHICAGO, IL 53,26853.3k $372.3k $372.3k 0.18% Added +963 +963
12 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 47,98348.0k $335.4k $335.4k 0.00% Added +43 +43
13 Thomas J. Herzfeld Advisors, Inc. 0.11% of their portfolio MIAMI BEACH, FL 45,91745.9k $321.0k $321.0k 0.11% New
14 WHITEBOX ADVISORS LLC 0.01% of their portfolio MINNEAPOLIS, MN 45,16345.2k $315.7k $315.7k 0.01% New
15 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 37,20237.2k $260.0k $260.0k 0.00% New
16 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 34,15734.2k $238.8k $238.8k 0.00% New
17 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 27,25527.3k $191.0k $191.0k 0.00% Added +33 +33
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 25,92725.9k $181.2k $181.2k 0.00% Added +2.1k +2,135
19 Morse Asset Management, Inc 0.03% of their portfolio DARIEN, CT 18,00018.0k $125.8k $125.8k 0.03% New
20 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio Englewood, NJ 16,35016.4k $114.3k $114.3k 0.01% Reduced -3.3k -3,293
21 Compass Financial Group, INC/SD 0.02% of their portfolio Sioux Falls, SD 15,74515.7k $110.1k $110.1k 0.02% Unchanged
22 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 13,55213.6k $94.7k $94.7k 0.01% Reduced -500 -500
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 12,09612.1k $84.6k $84.6k 0.00% Reduced -850 -850
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,33611.3k $79.2k $79.2k 0.00% Reduced -5.2k -5,175
25 Almitas Capital LLC 0.02% of their portfolio SANTA MONICA, CA 10,81410.8k $75.6k $75.6k 0.02% New
26 PFG Investments, LLC 0.00% of their portfolio WOODBURY, NY 10,33310.3k $72.2k $72.2k 0.00% Reduced -2.0k -2,000
27 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 8,5258.5k $59.6k $59.6k 0.00% New
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8,5018.5k $59.4k $59.4k 0.00% Added +1 +1
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,1973.2k $22.3k $22.3k 0.00% Added +45 +45
30 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,0953.1k $21.6k $21.6k 0.00% Added +43 +43
31 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 2,6262.6k $18.4k $18.4k 0.00% Added +2.2k +2,216
32 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,7001.7k $11.9k $11.9k 0.00% New
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0001.0k $7.0k $7.0k 0.00% Added +500 +500
34 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 432432 $3.0k $3.0k 0.00% New
35 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 100100 $0 $0 0.00% Unchanged
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged
37 TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio NEW YORK, NY 00 $2 $2 0.00% New