Vault-13

PIMCO MUN INCOME FD

COM · CUSIP 72200R107

60 institutional holders +3 vs Q1 2024
3,819,1963.8m shares reported held*
$35.0mreported value*
7 new 18 added 14 reduced 5 sold out net sold ≈ $8.2m (-892.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.17.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 58Q1 23: 56Q2 23: 54Q3 23: 54Q4 23: 61Q1 24: 57Q2 24: 6060Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202259
Q4 202258
Q1 202356
Q2 202354
Q3 202354
Q4 202361
Q1 202457
Q2 202460

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 29 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 27 cut or sold outQ2 23: 20 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 24 bought or addedQ3 23: 17 cut or sold outQ4 23: 31 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 20 bought or addedQ1 24: 24 cut or sold outQ2 24: 25 bought or addedQ2 24: 19 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222926
Q1 20232027
Q2 20232026
Q3 20232417
Q4 20233118
Q1 20242024
Q2 20242519

Biggest buyers

CAPTRUST FINANCIAL ADVISORS Added +39,856+39.9k
Ackerman Capital Advisors, LLC New +37,919+37.9k
AVANTAX ADVISORY SERVICES, INC. Added +26,369+26.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +23,090+23.1k
AMERIPRISE FINANCIAL INC Added +20,869+20.9k
WOLVERINE ASSET MANAGEMENT LLC Added +19,407+19.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +19,001+19.0k
LPL Financial LLC Added +18,964+19.0k
Modern Wealth Management, LLC New +18,000+18.0k
Summit X, LLC Added +16,892+16.9k

Biggest sellers

MORGAN STANLEY Reduced -936,647-936.6k
GUGGENHEIM CAPITAL LLC Reduced -159,000-159.0k
Selway Asset Management Reduced -19,500-19.5k
OSAIC HOLDINGS, INC. Reduced -17,721-17.7k
GHE, LLC Sold out -12,000-12.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -5,679-5.7k
ROYAL BANK OF CANADA Reduced -5,160-5.2k
BANK OF AMERICA CORP /DE/ Reduced -5,049-5.0k
VAN ECK ASSOCIATES CORP Reduced -2,653-2.7k
KENNEDY INVESTMENT GROUP, INC. Reduced -2,301-2.3k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 605,110605.1k $5.5m $5.5m 0.01% Added +3.6k +3,601
2 Selway Asset Management 1.31% of their portfolio BOISE, ID 348,900348.9k $3.2m $3.2m 1.31% Reduced -19.5k -19,500
3 GILL CAPITAL PARTNERS, LLC 1.08% of their portfolio DENVER, CO 303,513303.5k $2.8m $2.8m 1.08% Added +50 +50
4 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 233,640233.6k $2.1m $2.1m 0.02% Reduced -159.0k -159,000
5 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 215,073215.1k $2.0m $2.0m 0.01% Added +39.9k +39,856
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 185,878185.9k $1.7m $1.7m 0.00% Reduced -936.6k -936,647
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 165,750165.8k $1.5m $1.5m 0.00% Added +20.9k +20,869
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 142,180142.2k $1.3m $1.3m 0.00% Reduced -1.1k -1,122
9 Traynor Capital Management, Inc. 0.10% of their portfolio MALVERN, PA 134,871134.9k $1.2m $1.2m 0.10% Added +5.0k +5,034
10 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 126,453126.5k $1.2m $1.2m 0.01% Added +26.4k +26,369
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 118,911118.9k $1.1m $1.1m 0.00% Reduced -5.2k -5,160
12 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 114,667114.7k $1.1m $1.1m 0.00% Reduced -2.7k -2,653
13 Gridiron Partners, LLC 0.61% of their portfolio Wexford, PA 104,330104.3k $956.7k $956.7k 0.61% Unchanged
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 102,485102.5k $940.0k $940.0k 0.00% Reduced -313 -313
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 86,77886.8k $795.8k $795.8k 0.00% Reduced -5.0k -5,049
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 75,56975.6k $693.0k $693.0k 0.00% Reduced -5.7k -5,679
17 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 68,99569.0k $632.7k $632.7k 0.05% Added +23.1k +23,090
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 56,72956.7k $520.2k $520.2k 0.00% Added +19.0k +18,964
19 Summit X, LLC 0.08% of their portfolio CHESTERFIELD, MO 38,69738.7k $358.2k $358.2k 0.08% Added +16.9k +16,892
20 Ackerman Capital Advisors, LLC 0.09% of their portfolio DALLAS, TX 37,91937.9k $347.7k $347.7k 0.09% New
21 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,53634.5k $317.0k $317.0k 0.00% Unchanged
22 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 33,81533.8k $310.1k $310.1k 0.01% Unchanged
23 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 33,18733.2k $304.3k $304.3k 0.00% Added +450 +450
24 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 32,00032.0k $293.4k $293.4k 0.01% Added +2.0k +2,000
25 Hudock, Inc. 0.05% of their portfolio Williamsport, PA 29,57829.6k $271.2k $271.2k 0.05% Added +207 +207
26 Mariner, LLC 0.00% of their portfolio Overland Park, KS 25,15525.2k $230.7k $230.7k 0.00% Unchanged
27 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 25,15025.1k $230.6k $230.6k 0.01% Unchanged
28 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 24,80724.8k $227.5k $227.5k 0.00% Added +19.4k +19,407
29 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 21,80621.8k $200.9k $200.9k 0.01% Added +2.3k +2,346
30 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 21,36921.4k $196.0k $196.0k 0.00% Added +3.0k +3,000
31 MELFA WEALTH MANAGEMENT, INC. 0.13% of their portfolio WESTBOROUGH, MA 20,66320.7k $189.5k $189.5k 0.13% Added +10 +10
32 Palogic Value Management, L.P. 0.08% of their portfolio DALLAS, TX 20,00020.0k $183.4k $183.4k 0.08% Unchanged
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,00119.0k $174.2k $174.2k 0.00% New
34 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 18,41318.4k $168.8k $168.8k 0.01% Unchanged
35 Modern Wealth Management, LLC 0.01% of their portfolio KANSAS CITY, MO 18,00018.0k $165.1k $165.1k 0.01% New
36 EWG Elevate Inc. 0.05% of their portfolio ROSEVILLE, CA 16,31116.3k $149.6k $149.6k 0.05% Unchanged
37 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 15,43415.4k $141.5k $141.5k 0.00% Unchanged
38 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,80614.8k $135.8k $135.8k 0.00% Reduced -5 -5
39 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,72714.7k $135.0k $135.0k 0.00% Unchanged
40 KENNEDY INVESTMENT GROUP, INC. 0.06% of their portfolio WEST DEPTFORD, NJ 12,35712.4k $113.3k $113.3k 0.06% Reduced -2.3k -2,301
41 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 11,25511.3k $103.2k $103.2k 0.00% Reduced -2.0k -2,000
42 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 10,44310.4k $95.8k $95.8k 0.01% New
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,34010.3k $94.8k $94.8k 0.00% Unchanged
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,5259.5k $87.4k $87.4k 0.00% Reduced -17.7k -17,721
45 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9,0179.0k $82.7k $82.7k 0.00% Reduced -1 -1
46 Kimelman & Baird, LLC 0.01% of their portfolio New York, NY 7,7127.7k $70.7k $70.7k 0.01% First filing
47 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 6,9006.9k $63.3k $63.3k 0.00% Added +94 +94
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,8716.9k $63.0k $63.0k 0.00% Unchanged
49 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 5,8745.9k $53.9k $53.9k 0.00% Unchanged
50 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,8155.8k $53.3k $53.3k 0.00% New
51 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,3155.3k $48.7k $48.7k 0.00% Unchanged
52 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 3,3543.4k $30.8k $30.8k 0.00% Added +45 +45
53 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,8502.9k $26.4k $26.4k 0.00% New
54 NBT BANK, N.A. 0.00% of their portfolio NORWICH, NY 2,2002.2k $20.2k $20.2k 0.00% Unchanged
55 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,0002.0k $18.3k $18.3k 0.00% New
56 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,4141.4k $13.0k $13.0k 0.00% Unchanged
57 Main Street Group, LTD 0.00% of their portfolio GLEN ALLEN, VA 640640 $5.8k $5.8k 0.00% Unchanged
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 7070 $644 $644 0.00% Unchanged
59 Mascoma Wealth Management LLC 0.00% of their portfolio HANOVER, NH 3838 $348 $348 0.00% Unchanged
60 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $9 $9 0.00% Unchanged