Vault-13

PIMCO MUN INCOME FD

COM · CUSIP 72200R107

57 institutional holders -4 vs Q4 2023
4,704,1374.7m shares reported held*
$43.7mreported value*
3 new 17 added 18 reduced 6 sold out net bought ≈ $2.7m (+286.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.30.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 58Q1 23: 56Q2 23: 54Q3 23: 54Q4 23: 61Q1 24: 5757Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202259
Q4 202258
Q1 202356
Q2 202354
Q3 202354
Q4 202361
Q1 202457

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 29 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 27 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 24 bought or addedQ3 23: 17 cut or sold outQ3 23Q4 23: 31 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 20 bought or addedQ1 24: 24 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222926
Q1 20232027
Q2 20232026
Q3 20232417
Q4 20233118
Q1 20242024

Biggest buyers

MORGAN STANLEY Added +377,417+377.4k
CAPTRUST FINANCIAL ADVISORS Added +47,717+47.7k
Mariner, LLC New +25,155+25.2k
AMERIPRISE FINANCIAL INC Added +22,172+22.2k
Cetera Investment Advisers New +13,255+13.3k
AVANTAX ADVISORY SERVICES, INC. Added +12,975+13.0k
Traynor Capital Management, Inc. Added +9,330+9.3k
Capital Investment Advisors, LLC Added +2,250+2.2k
Summit X, LLC Added +1,557+1.6k
HighTower Advisors, LLC Added +814+814

Biggest sellers

COLDSTREAM CAPITAL MANAGEMENT INC Reduced -33,815-33.8k
VAN ECK ASSOCIATES CORP Reduced -33,073-33.1k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -18,056-18.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -17,079-17.1k
ACT Advisors, LLC. Sold out -15,653-15.7k
OSAIC HOLDINGS, INC. Reduced -15,149-15.1k
GUGGENHEIM CAPITAL LLC Reduced -14,548-14.5k
ROYAL BANK OF CANADA Reduced -12,330-12.3k
Elequin Capital, LP Sold out -11,804-11.8k
UBS Group AG Reduced -10,157-10.2k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,122,5251.1m $10.5m $10.5m 0.00% Added +377.4k +377,417
2 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 601,509601.5k $5.6m $5.6m 0.01% Reduced -6.1k -6,109
3 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 392,640392.6k $3.7m $3.7m 0.03% Reduced -14.5k -14,548
4 Selway Asset Management 1.37% of their portfolio BOISE, ID 368,400368.4k $3.4m $3.4m 1.37% Reduced -7.3k -7,272
5 GILL CAPITAL PARTNERS, LLC 1.09% of their portfolio DENVER, CO 303,463303.5k $2.7m $2.7m 1.09% Reduced -6.0k -6,036
6 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 175,217175.2k $1.6m $1.6m 0.01% Added +47.7k +47,717
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 144,881144.9k $1.4m $1.4m 0.00% Added +22.2k +22,172
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 143,302143.3k $1.3m $1.3m 0.00% Reduced -10.2k -10,157
9 Traynor Capital Management, Inc. 0.12% of their portfolio MALVERN, PA 129,837129.8k $1.2m $1.2m 0.12% Added +9.3k +9,330
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 124,071124.1k $1.2m $1.2m 0.00% Reduced -12.3k -12,330
11 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 117,320117.3k $1.1m $1.1m 0.00% Reduced -33.1k -33,073
12 Gridiron Partners, LLC 0.62% of their portfolio Wexford, PA 104,330104.3k $973.4k $973.4k 0.62% Unchanged
13 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 102,798102.8k $959.0k $959.0k 0.00% Reduced -2.4k -2,446
14 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 100,084100.1k $933.8k $933.8k 0.01% Added +13.0k +12,975
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 91,82791.8k $856.7k $856.7k 0.00% Reduced -1.8k -1,844
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 81,24881.2k $758.0k $758.0k 0.00% Added +228 +228
17 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio Englewood, NJ 45,90545.9k $428.3k $428.3k 0.04% Reduced -18.1k -18,056
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 37,76537.8k $352.4k $352.4k 0.00% Reduced -3.4k -3,365
19 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,53634.5k $322.0k $322.0k 0.00% Added +814 +814
20 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 33,81533.8k $315.5k $315.5k 0.01% Reduced -33.8k -33,815
21 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 32,73732.7k $305.4k $305.4k 0.00% Added +427 +427
22 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 30,00030.0k $279.9k $279.9k 0.01% Unchanged
23 Hudock, Inc. 0.06% of their portfolio Williamsport, PA 29,37129.4k $274.0k $274.0k 0.06% Added +765 +765
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 27,24627.2k $254.2k $254.2k 0.00% Reduced -15.1k -15,149
25 Mariner, LLC 0.00% of their portfolio Overland Park, KS 25,15525.2k $234.7k $234.7k 0.00% New
26 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 25,15025.1k $234.7k $234.7k 0.01% Added +2.2k +2,250
27 Summit X, LLC 0.05% of their portfolio CHESTERFIELD, MO 21,80521.8k $203.5k $203.5k 0.05% Added +1.6k +1,557
28 MELFA WEALTH MANAGEMENT, INC. 0.14% of their portfolio WESTBOROUGH, MA 20,65320.7k $192.7k $192.7k 0.14% Reduced -3.1k -3,122
29 Palogic Value Management, L.P. 0.08% of their portfolio DALLAS, TX 20,00020.0k $186.6k $186.6k 0.08% Unchanged
30 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 19,46019.5k $164.3k $164.3k 0.00% Reduced -4.9k -4,913
31 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 18,41318.4k $171.8k $171.8k 0.01% Unchanged
32 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 18,36918.4k $171.4k $171.4k 0.00% Added +700 +700
33 EWG Elevate Inc. 0.06% of their portfolio ROSEVILLE, CA 16,31116.3k $152.2k $152.2k 0.06% Unchanged
34 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 15,43415.4k $144.0k $144.0k 0.00% Unchanged
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,81114.8k $138.2k $138.2k 0.00% Reduced -613 -613
36 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,72714.7k $137.4k $137.4k 0.00% Unchanged
37 KENNEDY INVESTMENT GROUP, INC. 0.07% of their portfolio WEST DEPTFORD, NJ 14,65814.7k $136.8k $136.8k 0.07% Added +194 +194
38 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,25513.3k $123.7k $123.7k 0.00% New
39 GHE, LLC 0.05% of their portfolio MEMPHIS, TN 12,00012.0k $112.0k $112.0k 0.05% Unchanged
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,34010.3k $96.5k $96.5k 0.00% Unchanged
41 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9,0189.0k $84.1k $84.1k 0.00% Added +1 +1
42 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,8716.9k $64.1k $64.1k 0.00% Unchanged
43 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 6,8066.8k $63.5k $63.5k 0.00% Added +89 +89
44 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 5,8745.9k $54.8k $54.8k 0.00% Unchanged
45 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 5,4005.4k $50.4k $50.4k 0.00% Reduced -4.0k -3,977
46 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,3155.3k $49.6k $49.6k 0.00% Unchanged
47 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 3,3093.3k $30.9k $30.9k 0.00% Added +43 +43
48 NBT BANK, N.A. 0.00% of their portfolio NORWICH, NY 2,2002.2k $20.5k $20.5k 0.00% Unchanged
49 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,4141.4k $13.0k $13.0k 0.00% Unchanged
50 Main Street Group, LTD 0.00% of their portfolio GLEN ALLEN, VA 640640 $6.0k $6.0k 0.00% Unchanged
51 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 600600 $5.0k $5.0k 0.00% Unchanged
52 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 594594 $5.5k $5.5k 0.00% Added +5 +5
53 COMERICA BANK 0.00% of their portfolio DALLAS, TX 505505 $4.7k $4.7k 0.00% Reduced -9 -9
54 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 115115 $1.1k $1.1k 0.00% New
55 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 7070 $656 $656 0.00% Unchanged
56 Mascoma Wealth Management LLC 0.00% of their portfolio HANOVER, NH 3838 $355 $355 0.00% Unchanged
57 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $9 $9 0.00% Unchanged