Vault-13

PIMCO MUN INCOME FD

COM · CUSIP 72200R107

61 institutional holders +7 vs Q3 2023
4,418,3514.4m shares reported held*
$41.2mreported value*
9 new 22 added 12 reduced 6 sold out net bought ≈ $2.9m (+309.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.33.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 58Q1 23: 56Q2 23: 54Q3 23: 54Q4 23: 6161Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202259
Q4 202258
Q1 202356
Q2 202354
Q3 202354
Q4 202361

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 29 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 27 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 24 bought or addedQ3 23: 17 cut or sold outQ3 23Q4 23: 31 bought or addedQ4 23: 18 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222926
Q1 20232027
Q2 20232026
Q3 20232417
Q4 20233118

Biggest buyers

MORGAN STANLEY Added +264,274+264.3k
CAPTRUST FINANCIAL ADVISORS New +127,500+127.5k
AMERIPRISE FINANCIAL INC Added +105,129+105.1k
UBS Group AG Added +85,950+86.0k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +48,585+48.6k
VAN ECK ASSOCIATES CORP Added +46,301+46.3k
Traynor Capital Management, Inc. Added +43,005+43.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +17,079+17.1k
ACT Advisors, LLC. New +15,653+15.7k
Aptus Capital Advisors, LLC New +15,434+15.4k

Biggest sellers

RIVERNORTH CAPITAL MANAGEMENT, LLC Sold out -210,262-210.3k
GILL CAPITAL PARTNERS, LLC Reduced -90,654-90.7k
Selway Asset Management Reduced -61,175-61.2k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Sold out -58,571-58.6k
GUGGENHEIM CAPITAL LLC Reduced -33,328-33.3k
Ackerman Capital Advisors, LLC Sold out -19,930-19.9k
SeaCrest Wealth Management, LLC Sold out -13,975-14.0k
TRUIST FINANCIAL CORP Reduced -12,220-12.2k
Baird Financial Group, Inc. Sold out -10,214-10.2k
Cerity Partners LLC Sold out -10,000-10.0k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 745,108745.1k $7.0m $7.0m 0.00% Added +264.3k +264,274
2 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 607,618607.6k $5.7m $5.7m 0.01% Reduced -12.2k -12,220
3 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 407,188407.2k $3.8m $3.8m 0.03% Reduced -33.3k -33,328
4 Selway Asset Management 1.47% of their portfolio BOISE, ID 375,672375.7k $3.5m $3.5m 1.47% Reduced -61.2k -61,175
5 GILL CAPITAL PARTNERS, LLC 1.22% of their portfolio DENVER, CO 309,499309.5k $2.9m $2.9m 1.22% Reduced -90.7k -90,654
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 153,459153.5k $1.4m $1.4m 0.00% Added +86.0k +85,950
7 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 150,393150.4k $1.4m $1.4m 0.00% Added +46.3k +46,301
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 136,401136.4k $1.3m $1.3m 0.00% Reduced -6.9k -6,900
9 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 127,500127.5k $1.2m $1.2m 0.00% New
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 122,709122.7k $1.1m $1.1m 0.00% Added +105.1k +105,129
11 Traynor Capital Management, Inc. 0.13% of their portfolio MALVERN, PA 120,507120.5k $1.1m $1.1m 0.13% Added +43.0k +43,005
12 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 105,244105.2k $982.0k $982.0k 0.00% Reduced -1.1k -1,076
13 Gridiron Partners, LLC 0.69% of their portfolio Wexford, PA 104,330104.3k $973.4k $973.4k 0.69% First filing
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 93,67193.7k $874.0k $874.0k 0.00% Reduced -6.8k -6,804
15 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 87,10987.1k $812.7k $812.7k 0.01% Added +9.3k +9,320
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 81,02081.0k $756.0k $756.0k 0.00% Added +8.4k +8,398
17 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 67,63067.6k $631.0k $631.0k 0.02% Reduced -355 -355
18 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 63,96164.0k $596.8k $596.8k 0.05% Added +48.6k +48,585
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 42,39542.4k $395.6k $395.6k 0.00% Reduced -9.6k -9,596
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 41,13041.1k $383.7k $383.7k 0.00% Added +4.0k +3,969
21 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 33,72233.7k $315.0k $315.0k 0.00% Added +13.5k +13,457
22 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 32,31032.3k $301.5k $301.5k 0.00% Reduced -4.6k -4,641
23 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 30,00030.0k $279.9k $279.9k 0.01% Added +10.0k +10,000
24 Hudock, Inc. 0.06% of their portfolio Williamsport, PA 28,60628.6k $266.9k $266.9k 0.06% Added +1.6k +1,645
25 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 24,37324.4k $228.4k $228.4k 0.01% Added +4.9k +4,913
26 MELFA WEALTH MANAGEMENT, INC. 0.21% of their portfolio WESTBOROUGH, MA 23,77523.8k $221.8k $221.8k 0.21% Added +2.5k +2,482
27 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 22,90022.9k $213.7k $213.7k 0.01% Unchanged
28 Summit X, LLC 0.05% of their portfolio CHESTERFIELD, MO 20,24820.2k $188.9k $188.9k 0.05% Added +1.2k +1,188
29 Palogic Value Management, L.P. 0.08% of their portfolio DALLAS, TX 20,00020.0k $186.6k $186.6k 0.08% Reduced -5.0k -5,000
30 HOLLENCREST CAPITAL MANAGEMENT 0.02% of their portfolio NEWPORT BEACH, CA 18,41318.4k $171.8k $171.8k 0.02% Unchanged
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 17,66917.7k $164.9k $164.9k 0.00% Added +3.5k +3,500
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,07917.1k $159.3k $159.3k 0.00% New
33 EWG Elevate Inc. 0.06% of their portfolio ROSEVILLE, CA 16,31116.3k $152.2k $152.2k 0.06% Added +2.2k +2,200
34 ACT Advisors, LLC. 0.08% of their portfolio ASHEVILLE, NC 15,65315.7k $146.0k $146.0k 0.08% New
35 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 15,43415.4k $144.0k $144.0k 0.00% New
36 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,42415.4k $143.9k $143.9k 0.00% Unchanged
37 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,72714.7k $137.4k $137.4k 0.00% Unchanged
38 KENNEDY INVESTMENT GROUP, INC. 0.08% of their portfolio WEST DEPTFORD, NJ 14,46414.5k $134.9k $134.9k 0.08% Added +213 +213
39 GHE, LLC 0.07% of their portfolio MEMPHIS, TN 12,00012.0k $112.0k $112.0k 0.07% Unchanged
40 Elequin Capital, LP 0.03% of their portfolio NEW YORK, NY 11,80411.8k $110.1k $110.1k 0.03% New
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,34010.3k $96.5k $96.5k 0.00% Unchanged
42 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 9,3779.4k $87.5k $87.5k 0.00% Added +5.9k +5,899
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9,0179.0k $84.1k $84.1k 0.00% Added +3.0k +3,000
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,8716.9k $64.1k $64.1k 0.00% Unchanged
45 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 6,7176.7k $62.7k $62.7k 0.00% New
46 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 5,8745.9k $54.8k $54.8k 0.00% Unchanged
47 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 5,5285.5k $51.6k $51.6k 0.00% Unchanged
48 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,3155.3k $49.6k $49.6k 0.00% Added +3.3k +3,270
49 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 3,2663.3k $30.5k $30.5k 0.00% First filing
50 NBT BANK, N.A. 0.00% of their portfolio NORWICH, NY 2,2002.2k $20.5k $20.5k 0.00% New
51 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,4141.4k $13.0k $13.0k 0.00% Unchanged
52 Tennessee Valley Asset Management Partners 0.00% of their portfolio KNOXVILLE, TN 1,0231.0k $9.5k $9.5k 0.00% New
53 Able Wealth Management LLC 0.01% of their portfolio Toms River, NJ 1,0001.0k $9.3k $9.3k 0.01% First filing
54 Main Street Group, LTD 0.00% of their portfolio GLEN ALLEN, VA 640640 $6.0k $6.0k 0.00% First filing
55 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 600600 $5.0k $5.0k 0.01% Unchanged
56 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 589589 $5.5k $5.5k 0.00% First filing
57 COMERICA BANK 0.00% of their portfolio DALLAS, TX 514514 $4.8k $4.8k 0.00% Added +43 +43
58 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 502502 $4.7k $4.7k 0.00% New
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 7070 $656 $656 0.00% Reduced -70 -70
60 Mascoma Wealth Management LLC 0.00% of their portfolio HANOVER, NH 3838 $355 $355 0.00% Unchanged
61 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $9 $9 0.00% Unchanged