Vault-13

PIMCO CALIF MUN INCOME FD XPCQX

COM · Closed-End Fund · CUSIP 72200N106

48 institutional holders +0 vs Q1 2024
3,590,9803.6m shares reported held*
$33.8mreported value*
5 new 10 added 17 reduced 5 sold out net sold ≈ $5.0m (-527.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.42.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 29Q4 22: 34Q1 23: 37Q2 23: 36Q3 23: 44Q4 23: 54Q1 24: 48Q2 24: 4848Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202229
Q4 202234
Q1 202337
Q2 202336
Q3 202344
Q4 202354
Q1 202448
Q2 202448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 18 bought or addedQ1 23: 18 cut or sold outQ2 23: 14 bought or addedQ2 23: 17 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 14 cut or sold outQ4 23: 23 bought or addedQ4 23: 20 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 23 cut or sold outQ2 24: 15 bought or addedQ2 24: 22 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022199
Q1 20231818
Q2 20231417
Q3 20231814
Q4 20232320
Q1 20241923
Q2 20241522

Biggest buyers

Advisors Asset Management, Inc. Added +94,393+94.4k
Hennion & Walsh Asset Management, Inc. Added +82,835+82.8k
GUGGENHEIM CAPITAL LLC Added +21,105+21.1k
Beta Wealth Group, Inc. New +15,409+15.4k
MERCER GLOBAL ADVISORS INC /ADV New +12,172+12.2k
AQR Arbitrage LLC New +11,576+11.6k
Logan Stone Capital, LLC Added +10,936+10.9k
Northwest Financial Advisors New +10,787+10.8k
LPL Financial LLC Added +7,782+7.8k
WEDBUSH SECURITIES INC Added +4,012+4.0k

Biggest sellers

MORGAN STANLEY Reduced -423,720-423.7k
Fiera Capital Corp Reduced -109,204-109.2k
ROBINSON CAPITAL MANAGEMENT, LLC Reduced -100,773-100.8k
OSAIC HOLDINGS, INC. Reduced -41,590-41.6k
WELLS FARGO & COMPANY/MN Reduced -35,223-35.2k
BAKER TILLY WEALTH MANAGEMENT, LLC Sold out -24,946-24.9k
Ackerman Capital Advisors, LLC Reduced -10,970-11.0k
SIMON QUICK ADVISORS, LLC Sold out -10,307-10.3k
WOLVERINE ASSET MANAGEMENT LLC Reduced -8,624-8.6k
BANK OF MONTREAL /CAN/ Reduced -7,805-7.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Saba Capital Management, L.P. (1.9%, 2026-01-12)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 407,290407.3k $3.8m $3.8m 0.03% Added +21.1k +21,105
2 Advisors Asset Management, Inc. 0.07% of their portfolio Monument, CO 382,112382.1k $3.6m $3.6m 0.07% Added +94.4k +94,393
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 328,317328.3k $3.1m $3.1m 0.00% Reduced -423.7k -423,720
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.10% of their portfolio WEST PALM BEACH, FL 235,341235.3k $2.2m $2.2m 0.10% Unchanged
5 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 219,837219.8k $2.1m $2.1m 0.01% Reduced -109.2k -109,204
6 Dynamic Advisor Solutions LLC 0.06% of their portfolio PHOENIX, AZ 214,755214.8k $2.0m $2.0m 0.06% Unchanged
7 Williams & Novak, LLC 1.88% of their portfolio WESTLAKE VILLAGE, CA 214,755214.8k $2.0m $2.0m 1.88% Unchanged
8 Hennion & Walsh Asset Management, Inc. 0.09% of their portfolio Parsippany, NJ 186,292186.3k $1.8m $1.8m 0.09% Added +82.8k +82,835
9 MELFA WEALTH MANAGEMENT, INC. 0.98% of their portfolio WESTBOROUGH, MA 148,647148.6k $1.4m $1.4m 0.98% Reduced -1.6k -1,643
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 133,358133.4k $1.3m $1.3m 0.00% Reduced -35.2k -35,223
11 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 124,909124.9k $1.2m $1.2m 0.02% Reduced -8.6k -8,624
12 Logan Stone Capital, LLC 0.30% of their portfolio CHICAGO, IL 122,369122.4k $1.2m $1.2m 0.30% Added +10.9k +10,936
13 FIRST FOUNDATION ADVISORS 0.03% of their portfolio Irvine, CA 72,94972.9k $687.2k $687.2k 0.03% Unchanged
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 58,01458.0k $546.5k $546.5k 0.00% Added +7.8k +7,782
15 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 52,65352.7k $496.0k $496.0k 0.00% Added +3.7k +3,701
16 ROBINSON CAPITAL MANAGEMENT, LLC 0.16% of their portfolio GROSSE POINTE FARMS, MI 47,50847.5k $443.7k $443.7k 0.16% Reduced -100.8k -100,773
17 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 46,62246.6k $439.2k $439.2k 0.03% Added +402 +402
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 44,21444.2k $416.5k $416.5k 0.00% Reduced -41.6k -41,590
19 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 41,97642.0k $395.0k $395.0k 0.02% Reduced -6.3k -6,297
20 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 41,49741.5k $390.9k $390.9k 0.03% Reduced -3.2k -3,250
21 Ackerman Capital Advisors, LLC 0.10% of their portfolio DALLAS, TX 40,69240.7k $383.3k $383.3k 0.10% Reduced -11.0k -10,970
22 DAVIDSON TRUST CO 0.24% of their portfolio SEATTLE, WA 37,44037.4k $352.7k $352.7k 0.24% Unchanged
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 35,88035.9k $338.0k $338.0k 0.00% Reduced -113 -113
24 Core Wealth Partners LLC 0.22% of their portfolio SANTA ROSA, CA 34,69534.7k $326.8k $326.8k 0.22% Unchanged
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 28,39228.4k $267.5k $267.5k 0.00% Added +2.9k +2,870
26 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 24,94624.9k $235.0k $235.0k 0.00% Unchanged
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 24,09724.1k $227.0k $227.0k 0.00% Reduced -6.9k -6,947
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 23,00023.0k $216.7k $216.7k 0.00% Added +2.5k +2,500
29 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 21,87821.9k $206.1k $206.1k 0.00% Unchanged
30 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 21,84121.8k $206.0k $206.0k 0.01% Added +4.0k +4,012
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 19,31919.3k $182.0k $182.0k 0.00% Reduced -1.1k -1,136
32 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 17,90217.9k $168.6k $168.6k 0.00% Unchanged
33 Beta Wealth Group, Inc. 0.07% of their portfolio SAN DIEGO, CA 15,40915.4k $145.2k $145.2k 0.07% New
34 REGATTA CAPITAL GROUP, LLC 0.03% of their portfolio EL SEGUNDO, CA 14,98815.0k $141.2k $141.2k 0.03% Reduced -7.3k -7,328
35 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 14,82114.8k $155.3k $155.3k 0.00% Reduced -7.8k -7,805
36 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 13,91913.9k $131.6k $131.6k 0.00% Unchanged
37 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 12,17212.2k $114.7k $114.7k 0.00% New
38 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,87211.9k $112.0k $112.0k 0.00% Unchanged
39 AQR Arbitrage LLC 0.00% of their portfolio Greenwich, CT 11,57611.6k $109.0k $109.0k 0.00% New
40 Mechanics Bank Trust Department 0.01% of their portfolio Walnut Creek, CA 11,10011.1k $104.6k $104.6k 0.01% Unchanged
41 Northwest Financial Advisors 0.10% of their portfolio HERNDON, VA 10,78710.8k $101.6k $101.6k 0.10% New
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,59510.6k $99.0k $99.0k 0.00% Reduced -353 -353
43 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 6,6556.7k $62.7k $62.7k 0.00% Unchanged
44 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,0002.0k $19.0k $19.0k 0.00% Unchanged
45 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 932932 $8.8k $8.8k 0.00% Reduced -524 -524
46 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 357357 $3.4k $3.4k 0.00% New
47 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 300300 $2.8k $2.8k 0.00% Unchanged
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged