Vault-13

PIEDMONT LITHIUM INC PLL

COM · Common Stock · CUSIP 72016P105 · ISIN US72016P1057

153 institutional holders +8 vs Q3 2023
10,468,88810.5m shares reported held*
$295.3mreported value*
23 new 52 added 36 reduced 23 sold out net bought ≈ $23.2m (+813.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.21. Options: 13 managers hold calls ($32.2m notional), 12 hold puts ($20.7m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 144Q4 22: 158Q1 23: 162Q2 23: 171Q3 23: 145Q4 23: 153153Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022144
Q4 2022158
Q1 2023162
Q2 2023171
Q3 2023145
Q4 2023153

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 83 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 66 cut or sold outQ1 23Q2 23: 88 bought or addedQ2 23: 61 cut or sold outQ2 23Q3 23: 63 bought or addedQ3 23: 79 cut or sold outQ3 23Q4 23: 75 bought or addedQ4 23: 59 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228359
Q1 20238266
Q2 20238861
Q3 20236379
Q4 20237559

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ1 23 calls: $44.0mQ1 23 puts: $39.5mQ1 23P/C 0.90Q2 23 calls: $41.9mQ2 23 puts: $33.9mQ2 23P/C 0.81Q3 23 calls: $33.3mQ3 23 puts: $27.0mQ3 23P/C 0.81Q4 23 calls: $32.2mQ4 23 puts: $20.7mQ4 23P/C 0.64
Numbers
QuarterCallsPutsP/C
Q1 2023$44.0m$39.5m0.90
Q2 2023$41.9m$33.9m0.81
Q3 2023$33.3m$27.0m0.81
Q4 2023$32.2m$20.7m0.64

Biggest buyers

MORGAN STANLEY Added +391,941+391.9k
STATE STREET CORP Added +202,731+202.7k
Mirae Asset Global Investments Co., Ltd. Added +201,881+201.9k
Invesco Ltd. Added +176,915+176.9k
BlackRock Inc. Added +139,045+139.0k
MILLENNIUM MANAGEMENT LLC Added +70,681+70.7k
ALPS ADVISORS INC New +60,766+60.8k
Balyasny Asset Management L.P. Added +50,810+50.8k
GOLDMAN SACHS GROUP INC Added +48,588+48.6k
GROUP ONE TRADING LLC New +43,844+43.8k

Biggest sellers

Schonfeld Strategic Advisors LLC Reduced -315,129-315.1k
Point72 Asset Management, L.P. Reduced -103,600-103.6k
Yaupon Capital Management LP Sold out -93,450-93.5k
Polar Capital Holdings Plc Sold out -92,500-92.5k
KENNEDY CAPITAL MANAGEMENT LLC Sold out -54,770-54.8k
VAN ECK ASSOCIATES CORP Reduced -50,842-50.8k
DIMENSIONAL FUND ADVISORS LP Reduced -39,207-39.2k
UBS Group AG Reduced -31,660-31.7k
Amundi Reduced -27,569-27.6k
Kestra Advisory Services, LLC Sold out -25,666-25.7k

Biggest calls

CITADEL ADVISORS LLC Added $8.9m313.9k shares
D. E. Shaw & Co., Inc. Added $8.0m282.8k shares
UBS Group AG New $2.9m102.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.7m95.3k shares
Squarepoint Ops LLC Reduced $2.2m76.3k shares
BANK OF MONTREAL /CAN/ New $1.7m55.0k shares
Walleye Capital LLC Added $1.4m50.5k shares
SIMPLEX TRADING, LLC Reduced $1.2m42.0k shares
Walleye Trading LLC Added $1.1m39.5k shares
WOLVERINE TRADING, LLC New $1.0m36.2k shares

Biggest puts

CITADEL ADVISORS LLC Added $4.4m156.0k shares
Sculptor Capital LP Unchanged $4.3m153.2k shares
GROUP ONE TRADING LLC Added $4.0m142.9k shares
D. E. Shaw & Co., Inc. Added $2.9m102.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.5m87.9k shares
Squarepoint Ops LLC Reduced $1.5m54.6k shares
WOLVERINE TRADING, LLC New $488.4k17.3k shares
Arbiter Partners Capital Management LLC Unchanged $282.3k10.0k shares
SIMPLEX TRADING, LLC Reduced $186.0k6.6k shares
Walleye Capital LLC Reduced $93.2k3.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2025-04-17 6.1% 1.3m 2025-04-17
VANGUARD GROUP INC 13G · institution +0.8 pts · filed 2025-07-29 5.5% +0.8 pts 1.2m 2025-07-29

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,816,0881.8m $51.3m $51.3m 0.00% Added +202.7k +202,731
2 BlackRock Inc. 0.00% of their portfolio New York, NY 1,474,9291.5m $41.6m $41.6m 0.00% Added +139.0k +139,045
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,050,0101.1m $29.6m $29.6m 0.00% Added +28.5k +28,493
4 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 747,307747.3k $21.1m $21.1m 0.01% Added +176.9k +176,915
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 677,012677.0k $19.1m $19.1m 0.00% Added +391.9k +391,941
6 VAN ECK ASSOCIATES CORP 0.03% of their portfolio NEW YORK, NY 539,065539.1k $15.2m $15.2m 0.03% Reduced -50.8k -50,842
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 396,762396.8k $11.2m $11.2m 0.00% Added +20.6k +20,607
8 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 390,064390.1k $11.0m $11.0m 0.02% Added +201.9k +201,881
9 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 361,625361.6k $10.2m $10.2m 0.01% Added +1.2k +1,232
10 NORGES BANK 0.00% of their portfolio OSLO, Q8 253,204253.2k $7.1m $7.1m 0.00% Added +17.6k +17,574
11 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 227,600227.6k $6.4m $6.4m 0.02% Reduced -103.6k -103,600
12 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 188,901188.9k $5.3m $5.3m 0.00% Added +1.2k +1,214
13 Sculptor Capital LP 0.11% of their portfolio New York, NY 153,200153.2k $4.3m $4.3m 0.11% Unchanged
14 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 145,417145.4k $4.1m $4.1m 0.00% Reduced -39.2k -39,207
15 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 138,502138.5k $3.9m $3.9m 0.00% Added +1.6k +1,625
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 117,496117.5k $3.3m $3.3m 0.00% Added +48.6k +48,588
17 CWM, LLC 0.01% of their portfolio OMAHA, NE 87,85187.9k $2.5m $2.5m 0.01% Added +25.2k +25,241
18 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 85,19585.2k $2.4m $2.4m 0.00% Added +70.7k +70,681
19 Boston Partners 0.00% of their portfolio BOSTON, MA 66,82466.8k $1.9m $1.9m 0.00% Reduced -4.6k -4,629
20 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 64,46564.5k $1.8m $1.8m 0.01% Added +50.8k +50,810
21 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 61,85361.9k $1.7m $1.7m 0.00% Added +457 +457
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 60,91360.9k $1.7m $1.7m 0.00% Added +21.0k +20,963
23 ALPS ADVISORS INC 0.01% of their portfolio Denver, CO 60,76660.8k $1.7m $1.7m 0.01% New
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 59,29859.3k $1.7m $1.7m 0.00% Added +19.4k +19,406
25 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 59,23059.2k $1.7m $1.7m 0.00% Reduced -1.1k -1,149
26 Amundi 0.00% of their portfolio Paris, I0 58,05358.1k $1.4m $1.4m 0.00% Reduced -27.6k -27,569
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 53,61853.6k $1.5m $1.5m 0.00% Added +6.9k +6,928
28 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 48,18648.2k $1.4m $1.4m 0.00% Added +455 +455
29 GROUP ONE TRADING LLC 0.04% of their portfolio CHICAGO, IL 43,84443.8k $1.2m $1.2m 0.04% New
30 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 43,30243.3k $1.2m $1.2m 0.00% Added +9.0k +8,960
31 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 42,14942.1k $1.2m $1.2m 0.00% Added +33.2k +33,233
32 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 40,81340.8k $1.2m $1.2m 0.00% Added +21.0k +20,981
33 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 37,94937.9k $1.1m $1.1m 0.00% Added +31.5k +31,475
34 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 36,34036.3k $1.0m $1.0m 0.00% Added +2.9k +2,925
35 Swiss National Bank 0.00% of their portfolio ZURICH, V8 36,00036.0k $1.0m $1.0m 0.00% Reduced -4.1k -4,100
36 UBS Group AG 0.00% of their portfolio ZURICH, V8 31,42231.4k $887.0k $887.0k 0.00% Reduced -31.7k -31,660
37 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 28,43428.4k $802.7k $802.7k 0.01% Reduced -315.1k -315,129
38 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 27,50927.5k $776.6k $776.6k 0.00% Reduced -803 -803
39 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 27,41027.4k $773.8k $773.8k 0.00% Reduced -115 -115
40 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 26,86026.9k $758.3k $758.3k 0.00% Reduced -13.4k -13,384
41 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 24,13324.1k $681.3k $681.3k 0.00% Added +4.7k +4,685
42 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 23,54223.5k $665.0k $665.0k 0.01% Added +10.7k +10,713
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 21,65721.7k $611.4k $611.4k 0.00% Added +5.9k +5,885
44 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 21,46021.5k $605.8k $605.8k 0.00% Added +1.4k +1,449
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 19,22519.2k $542.7k $542.7k 0.00% Reduced -830 -830
46 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 19,02719.0k $537.1k $537.1k 0.01% Added +8.5k +8,541
47 Legal & General Group Plc 0.00% of their portfolio London, X0 18,41218.4k $519.8k $519.8k 0.00% Unchanged
48 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio Englewood, NJ 17,22617.2k $486.3k $486.3k 0.04% New
49 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 16,97017.0k $479.1k $479.1k 0.00% Reduced -130 -130
50 Quantbot Technologies LP 0.03% of their portfolio NEW YORK, NY 16,18416.2k $456.9k $456.9k 0.03% Added +8.2k +8,185
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,18415.2k $428.6k $428.6k 0.00% Added +9.8k +9,758
52 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 15,04115.0k $424.7k $424.7k 0.00% Reduced -7.0k -6,957
53 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,85314.9k $419.3k $419.3k 0.00% Reduced -6.0k -5,980
54 HITE Hedge Asset Management LLC 0.04% of their portfolio BRAINTREE, MA 14,27214.3k $402.9k $402.9k 0.04% Unchanged
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,11213.1k $371.0k $371.0k 0.00% Added +4.8k +4,799
56 Entropy Technologies, LP 0.07% of their portfolio NEW YORK, NY 12,78812.8k $361.0k $361.0k 0.07% First filing
57 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 12,72612.7k $360.0k $360.0k 0.00% Added +2.5k +2,452
58 683 Capital Management, LLC 0.04% of their portfolio NEW YORK, NY 12,50012.5k $352.9k $352.9k 0.04% New
59 CAPITAL FUND MANAGEMENT S.A. 0.00% of their portfolio PARIS, I0 12,24812.2k $345.8k $345.8k 0.00% Reduced -10.9k -10,863
60 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 11,87311.9k $335.2k $335.2k 0.01% New
61 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 11,70711.7k $330.5k $330.5k 0.00% Unchanged
62 AlphaQuest LLC 0.07% of their portfolio New York, NY 10,92710.9k $308.5k $308.5k 0.07% First filing
63 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 10,72810.7k $302.9k $302.9k 0.00% Reduced -2.8k -2,793
64 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,19510.2k $287.8k $287.8k 0.00% New
65 Jade Capital Advisors, LLC 0.17% of their portfolio Essex Fells, NJ 10,00010.0k $282.3k $282.3k 0.17% Unchanged
66 Vectors Research Management, LLC 0.08% of their portfolio New York, NY 9,8689.9k $279.0k $279.0k 0.08% Added +76 +76
67 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 9,4559.5k $266.9k $266.9k 0.00% Unchanged
68 HARBOR CAPITAL ADVISORS, INC. 0.05% of their portfolio CHICAGO, IL 9,3099.3k $262.8k $262.8k 0.05% Reduced -397 -397
69 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,2449.2k $265.0k $265.0k 0.00% New
70 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 8,9198.9k $251.8k $251.8k 0.00% Reduced -36 -36
71 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 8,9018.9k $251.5k $251.5k 0.00% Reduced -15 -15
72 COURIER CAPITAL LLC 0.02% of their portfolio BUFFALO, NY 8,7548.8k $247.1k $247.1k 0.02% Added +87 +87
73 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 8,5118.5k $240.0k $240.0k 0.00% Added +540 +540
74 Graham Capital Management, L.P. 0.01% of their portfolio ROWAYTON, CT 8,4558.5k $238.7k $238.7k 0.01% New
75 Scientech Research LLC 0.24% of their portfolio JERSEY CITY, NJ 8,4028.4k $237.5k $237.5k 0.24% First filing
76 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,2418.2k $232.6k $232.6k 0.00% Reduced -1.5k -1,514
77 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 7,9748.0k $225.0k $225.0k 0.00% Added +1.6k +1,650
78 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 7,8717.9k $222.2k $222.2k 0.00% Reduced -15.5k -15,499
79 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,8277.8k $221.0k $221.0k 0.00% Reduced -9 -9
80 Whitener Capital Management, Inc. 0.08% of their portfolio Rocky Mount, NC 7,7257.7k $218.1k $218.1k 0.08% Reduced -2.4k -2,420
81 BARD ASSOCIATES INC 0.08% of their portfolio CHICAGO, IL 7,7007.7k $217.4k $217.4k 0.08% Unchanged
82 Virtu Financial LLC 0.02% of their portfolio New York, NY 7,6787.7k $217.0k $217.0k 0.02% New
83 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 7,6117.6k $214.9k $214.9k 0.00% Added +6.9k +6,893
84 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 7,2577.3k $204.9k $204.9k 0.00% Added +52 +52
85 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 7,2417.2k $204.4k $204.4k 0.00% Unchanged
86 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 5,1185.1k $144.0k $144.0k 0.00% New
87 Aquatic Capital Management LLC 0.00% of their portfolio CHICAGO, IL 4,4004.4k $124.0k $124.0k 0.00% Added +900 +900
88 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 3,4043.4k $96.1k $96.1k 0.00% Added +194 +194
89 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,7152.7k $76.6k $76.6k 0.00% Added +2.6k +2,647
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,5802.6k $72.8k $72.8k 0.00% Added +1.5k +1,521
91 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,5232.5k $71.2k $71.2k 0.00% New
92 Householder Group Estate & Retirement Specialist, LLC 0.02% of their portfolio SCOTTSDALE, AZ 2,2142.2k $62.0k $62.0k 0.02% Added +237 +237
93 FNY Investment Advisers, LLC 0.07% of their portfolio NEW YORK, NY 2,2002.2k $62.0k $62.0k 0.07% New
94 EntryPoint Capital, LLC 0.06% of their portfolio NEW YORK, NY 2,0592.1k $58.1k $58.1k 0.06% First filing
95 Leonteq Securities AG 0.01% of their portfolio ZURICH, V8 1,9101.9k $53.9k $53.9k 0.01% Added +54 +54
96 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 1,8941.9k $53.0k $53.0k 0.00% Reduced -179 -179
97 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,7831.8k $50.3k $50.3k 0.00% Unchanged
98 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,6571.7k $50.5k $50.5k 0.00% New
99 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,5701.6k $44.3k $44.3k 0.00% Unchanged
100 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 1,2231.2k $34.5k $34.5k 0.00% Added +78 +78