Vault-13

PIEDMONT LITHIUM INC PLL

COM · Common Stock · CUSIP 72016P105 · ISIN US72016P1057

145 institutional holders -26 vs Q2 2023
9,619,1469.6m shares reported held*
$381.3mreported value*
10 new 53 added 45 reduced 34 sold out net bought ≈ $1.2m (+30.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.63. Options: 10 managers hold calls ($33.3m notional), 15 hold puts ($27.0m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 144Q4 22: 158Q1 23: 162Q2 23: 171Q3 23: 145145Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022144
Q4 2022158
Q1 2023162
Q2 2023171
Q3 2023145

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 83 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 66 cut or sold outQ1 23Q2 23: 88 bought or addedQ2 23: 61 cut or sold outQ2 23Q3 23: 63 bought or addedQ3 23: 79 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228359
Q1 20238266
Q2 20238861
Q3 20236379

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ4 22 calls: $17.2mQ4 22 puts: $7.3mQ4 22P/C 0.42Q1 23 calls: $44.0mQ1 23 puts: $39.5mQ1 23P/C 0.90Q2 23 calls: $41.9mQ2 23 puts: $33.9mQ2 23P/C 0.81Q3 23 calls: $33.3mQ3 23 puts: $27.0mQ3 23P/C 0.81
Numbers
QuarterCallsPutsP/C
Q4 2022$17.2m$7.3m0.42
Q1 2023$44.0m$39.5m0.90
Q2 2023$41.9m$33.9m0.81
Q3 2023$33.3m$27.0m0.81

Biggest buyers

STATE STREET CORP Added +478,948+478.9k
Schonfeld Strategic Advisors LLC Added +219,206+219.2k
DIMENSIONAL FUND ADVISORS LP Added +88,679+88.7k
Point72 Asset Management, L.P. Added +81,243+81.2k
Polar Capital Holdings Plc Added +72,600+72.6k
MORGAN STANLEY Added +67,190+67.2k
Invesco Ltd. Added +58,012+58.0k
Boston Partners Added +51,118+51.1k
VANGUARD GROUP INC Added +44,335+44.3k
VAN ECK ASSOCIATES CORP Added +36,016+36.0k

Biggest sellers

Luxor Capital Group, LP Sold out -212,053-212.1k
GOLDMAN SACHS GROUP INC Reduced -120,293-120.3k
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Sold out -107,078-107.1k
CITADEL ADVISORS LLC Reduced -77,609-77.6k
Yaupon Capital Management LP Reduced -67,587-67.6k
Weiss Multi-Strategy Advisers LLC Sold out -65,867-65.9k
MILLENNIUM MANAGEMENT LLC Reduced -60,874-60.9k
Moody Aldrich Partners LLC Sold out -59,876-59.9k
ExodusPoint Capital Management, LP Reduced -57,233-57.2k
RENAISSANCE TECHNOLOGIES LLC Sold out -53,700-53.7k

Biggest calls

CITADEL ADVISORS LLC Added $11.6m293.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $9.8m247.9k shares
Squarepoint Ops LLC Added $4.2m105.4k shares
GROUP ONE TRADING LLC Added $2.5m62.7k shares
SIMPLEX TRADING, LLC Added $1.7m43.7k shares
Walleye Trading LLC Added $984.6k24.8k shares
D. E. Shaw & Co., Inc. Reduced $889.3k22.4k shares
Walleye Capital LLC Added $798.0k20.1k shares
TWO SIGMA SECURITIES, LLC New $762.2k19.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Sculptor Capital LP Unchanged $6.1m153.2k shares
CITADEL ADVISORS LLC Added $5.6m139.9k shares
UBS Group AG Reduced $3.6m91.8k shares
Squarepoint Ops LLC Added $3.2m79.9k shares
K2 PRINCIPAL FUND, L.P. Added $2.0m51.0k shares
D. E. Shaw & Co., Inc. Added $2.0m50.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.4m34.6k shares
SIMPLEX TRADING, LLC Added $1.2m31.3k shares
Walleye Trading LLC Added $714.6k18.0k shares
TWO SIGMA SECURITIES, LLC Added $559.8k14.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2025-04-17 6.1% 1.3m 2025-04-17
VANGUARD GROUP INC 13G · institution +0.8 pts · filed 2025-07-29 5.5% +0.8 pts 1.2m 2025-07-29

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,613,3571.6m $64.1m $64.1m 0.00% Added +478.9k +478,948
2 BlackRock Inc. 0.00% of their portfolio New York, NY 1,335,8841.3m $53.0m $53.0m 0.00% Added +15.2k +15,221
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,021,5171.0m $40.6m $40.6m 0.00% Added +44.3k +44,335
4 VAN ECK ASSOCIATES CORP 0.05% of their portfolio NEW YORK, NY 589,907589.9k $23.4m $23.4m 0.05% Added +36.0k +36,016
5 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 570,392570.4k $22.6m $22.6m 0.01% Added +58.0k +58,012
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 376,155376.2k $14.9m $14.9m 0.00% Added +30.1k +30,087
7 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 360,393360.4k $14.3m $14.3m 0.01% Reduced -4.4k -4,371
8 Schonfeld Strategic Advisors LLC 0.13% of their portfolio NEW YORK, NY 343,563343.6k $13.6m $13.6m 0.13% Added +219.2k +219,206
9 Point72 Asset Management, L.P. 0.04% of their portfolio STAMFORD, CT 331,200331.2k $13.1m $13.1m 0.04% Added +81.2k +81,243
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 285,071285.1k $11.3m $11.3m 0.00% Added +67.2k +67,190
11 NORGES BANK 0.00% of their portfolio OSLO, Q8 235,630235.6k $9.4m $9.4m 0.00% Added +1.3k +1,316
12 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 188,183188.2k $7.5m $7.5m 0.02% Added +33.3k +33,262
13 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 187,687187.7k $7.5m $7.5m 0.00% Added +1.9k +1,943
14 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 184,624184.6k $7.3m $7.3m 0.00% Added +88.7k +88,679
15 Sculptor Capital LP 0.15% of their portfolio New York, NY 153,200153.2k $6.1m $6.1m 0.15% Unchanged
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 136,877136.9k $5.4m $5.4m 0.00% Added +10.2k +10,243
17 Yaupon Capital Management LP 0.42% of their portfolio NEW YORK, NY 93,45093.5k $3.7m $3.7m 0.42% Reduced -67.6k -67,587
18 Polar Capital Holdings Plc 0.03% of their portfolio London, X0 92,50092.5k $3.7m $3.7m 0.03% Added +72.6k +72,600
19 Amundi 0.00% of their portfolio Paris, I0 85,62285.6k $2.8m $2.8m 0.00% Reduced -3.7k -3,663
20 Boston Partners 0.00% of their portfolio BOSTON, MA 71,45371.5k $2.8m $2.8m 0.00% Added +51.1k +51,118
21 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 68,90868.9k $2.7m $2.7m 0.00% Reduced -120.3k -120,293
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 63,08263.1k $2.5m $2.5m 0.00% Added +21.9k +21,884
23 CWM, LLC 0.02% of their portfolio OMAHA, NE 62,61062.6k $2.5m $2.5m 0.02% Reduced -2.6k -2,571
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 61,39661.4k $2.4m $2.4m 0.00% Reduced -5.1k -5,097
25 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 60,37960.4k $2.4m $2.4m 0.00% Added +18.7k +18,676
26 KENNEDY CAPITAL MANAGEMENT LLC 0.05% of their portfolio ST LOUIS, MO 54,77054.8k $2.2m $2.2m 0.05% Added +5.4k +5,429
27 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 47,73147.7k $1.9m $1.9m 0.00% Reduced -429 -429
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 46,69046.7k $1.9m $1.9m 0.00% Reduced -3.6k -3,604
29 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 40,24440.2k $1.6m $1.6m 0.00% Reduced -14.3k -14,277
30 Swiss National Bank 0.00% of their portfolio ZURICH, V8 40,10040.1k $1.6m $1.6m 0.00% Added +400 +400
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 39,95040.0k $1.6m $1.6m 0.00% Reduced -77.6k -77,609
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 39,89239.9k $1.6m $1.6m 0.00% Reduced -18.2k -18,198
33 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 34,34234.3k $1.4m $1.4m 0.00% Added +1.9k +1,943
34 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 33,41533.4k $1.3m $1.3m 0.00% Added +13 +13
35 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 28,31228.3k $1.1m $1.1m 0.00% Reduced -1.6k -1,643
36 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 27,52527.5k $1.1m $1.1m 0.00% Added +1.1k +1,065
37 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 25,66625.7k $1.0m $1.0m 0.01% New
38 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 23,37023.4k $927.8k $927.8k 0.00% Added +11.9k +11,913
39 CAPITAL FUND MANAGEMENT S.A. 0.01% of their portfolio PARIS, I0 23,11123.1k $917.5k $917.5k 0.01% Reduced -25.2k -25,224
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 21,99822.0k $873.3k $873.3k 0.00% Reduced -20.3k -20,285
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,83320.8k $827.1k $827.1k 0.00% Reduced -5.9k -5,890
42 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 20,05520.1k $796.2k $796.2k 0.00% Reduced -1.9k -1,949
43 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 20,01120.0k $794.4k $794.4k 0.00% Added +838 +838
44 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 19,83219.8k $787.3k $787.3k 0.00% Reduced -23.4k -23,418
45 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 19,44819.4k $772.1k $772.1k 0.00% Added +3.3k +3,273
46 Legal & General Group Plc 0.00% of their portfolio London, X0 18,41218.4k $731.0k $731.0k 0.00% Added +481 +481
47 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 17,10017.1k $678.9k $678.9k 0.00% Unchanged
48 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 15,77215.8k $626.1k $626.1k 0.00% Added +2.4k +2,380
49 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 14,51414.5k $576.2k $576.2k 0.00% Reduced -60.9k -60,874
50 HITE Hedge Asset Management LLC 0.06% of their portfolio BRAINTREE, MA 14,27214.3k $566.6k $566.6k 0.06% Unchanged
51 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 13,65513.7k $542.1k $542.1k 0.00% Reduced -21.5k -21,501
52 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 13,52113.5k $536.8k $536.8k 0.00% New
53 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 12,82912.8k $509.0k $509.0k 0.01% New
54 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 11,70711.7k $464.8k $464.8k 0.00% Unchanged
55 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 11,07111.1k $439.5k $439.5k 0.00% Unchanged
56 DARK FOREST CAPITAL MANAGEMENT LP 0.04% of their portfolio NEW YORK, NY 10,71610.7k $425.4k $425.4k 0.04% Reduced -1.6k -1,592
57 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 10,48610.5k $416.3k $416.3k 0.01% Reduced -198 -198
58 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 10,27410.3k $408.0k $408.0k 0.00% Added +516 +516
59 Whitener Capital Management, Inc. 0.16% of their portfolio Rocky Mount, NC 10,14510.1k $402.8k $402.8k 0.16% Added +2.8k +2,840
60 Jade Capital Advisors, LLC 0.39% of their portfolio Essex Fells, NJ 10,00010.0k $397.0k $397.0k 0.39% Unchanged
61 Vectors Research Management, LLC 0.11% of their portfolio New York, NY 9,7929.8k $346.0k $346.0k 0.11% Reduced -89 -89
62 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 9,7859.8k $388.5k $388.5k 0.00% Reduced -27.4k -27,368
63 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 9,7559.8k $387.3k $387.3k 0.00% Reduced -519 -519
64 HARBOR CAPITAL ADVISORS, INC. 0.08% of their portfolio CHICAGO, IL 9,7069.7k $385.3k $385.3k 0.08% Added +1.9k +1,896
65 ExodusPoint Capital Management, LP 0.00% of their portfolio NEW YORK, NY 9,4649.5k $376.0k $376.0k 0.00% Reduced -57.2k -57,233
66 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 9,4559.5k $375.4k $375.4k 0.00% Unchanged
67 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 8,9559.0k $355.5k $355.5k 0.00% Added +318 +318
68 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 8,9168.9k $354.0k $354.0k 0.00% Reduced -14.7k -14,737
69 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 8,9168.9k $353.7k $353.7k 0.00% Added +1 +1
70 COURIER CAPITAL LLC 0.03% of their portfolio BUFFALO, NY 8,6678.7k $344.1k $344.1k 0.03% Reduced -89 -89
71 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,3138.3k $330.0k $330.0k 0.00% Added +1.1k +1,089
72 Quantbot Technologies LP 0.02% of their portfolio NEW YORK, NY 7,9998.0k $317.6k $317.6k 0.02% Reduced -2.4k -2,359
73 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,9718.0k $316.0k $316.0k 0.00% Reduced -242 -242
74 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,8367.8k $311.0k $311.0k 0.00% Added +1.6k +1,565
75 BARD ASSOCIATES INC 0.13% of their portfolio CHICAGO, IL 7,7007.7k $305.7k $305.7k 0.13% Unchanged
76 U S GLOBAL INVESTORS INC 0.02% of their portfolio SAN ANTONIO, TX 7,5007.5k $297.8k $297.8k 0.02% Unchanged
77 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 7,2417.2k $287.5k $287.5k 0.00% Added +126 +126
78 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 7,2057.2k $286.0k $286.0k 0.00% Reduced -23 -23
79 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 6,6636.7k $264.0k $264.0k 0.00% Added +194 +194
80 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 6,4746.5k $257.0k $257.0k 0.00% Reduced -6.8k -6,827
81 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,3246.3k $251.0k $251.0k 0.00% New
82 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,4265.4k $215.4k $215.4k 0.00% Reduced -12.5k -12,532
83 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 5,1895.2k $206.0k $206.0k 0.00% Added +71 +71
84 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 5,1605.2k $204.9k $204.9k 0.00% Added +70 +70
85 Aquatic Capital Management LLC 0.01% of their portfolio CHICAGO, IL 3,5003.5k $139.0k $139.0k 0.01% Added +3.2k +3,200
86 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 3,2103.2k $127.4k $127.4k 0.00% Added +1.0k +1,044
87 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 2,3332.3k $92.6k $92.6k 0.00% Reduced -23 -23
88 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 2,0732.1k $82.0k $82.0k 0.00% Unchanged
89 Householder Group Estate & Retirement Specialist, LLC 0.03% of their portfolio SCOTTSDALE, AZ 1,9772.0k $78.5k $78.5k 0.03% First filing
90 Leonteq Securities AG 0.01% of their portfolio ZURICH, V8 1,8561.9k $73.7k $73.7k 0.01% Added +132 +132
91 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,7831.8k $70.8k $70.8k 0.00% Added +301 +301
92 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 1,5701.6k $62.3k $62.3k 0.01% Unchanged
93 FMR LLC 0.00% of their portfolio BOSTON, MA 1,4051.4k $55.8k $55.8k 0.00% Added +16 +16
94 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 1,1451.1k $45.5k $45.5k 0.00% Added +144 +144
95 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 1,0751.1k $42.7k $42.7k 0.00% Added +114 +114
96 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,0591.1k $42.0k $42.0k 0.00% Reduced -60 -60
97 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 1,0151.0k $40.3k $40.3k 0.00% Unchanged
98 Cranbrook Wealth Management, LLC 0.01% of their portfolio Bloomfield Hills, MI 822822 $32.6k $32.6k 0.01% Unchanged
99 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 718718 $28.5k $28.5k 0.00% Reduced -876 -876
100 First Personal Financial Services 0.01% of their portfolio CHARLOTTE, NC 698698 $27.7k $27.7k 0.01% Reduced -107 -107