Vault-13

PHOENIX BIOTECH ACQUISITION

CLASS A COM · CUSIP 71902K105

16 institutional holders +6 vs Q1 2024
1,956,6302.0m shares reported held*
$561.0kreported value*
8 new 2 added 1 reduced 2 sold out net bought ≈ $107.8k (+278.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.29.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 66Q4 22: 47Q1 23: 18Q2 23: 14Q3 23: 11Q4 23: 11Q1 24: 10Q2 24: 1616Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202266
Q4 202247
Q1 202318
Q2 202314
Q3 202311
Q4 202311
Q1 202410
Q2 202416

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 16 bought or addedQ4 22: 38 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 37 cut or sold outQ2 23: 3 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 2 bought or addedQ3 23: 6 cut or sold outQ4 23: 2 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 8 bought or addedQ1 24: 9 cut or sold outQ2 24: 10 bought or addedQ2 24: 3 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221638
Q1 2023437
Q2 202339
Q3 202326
Q4 202322
Q1 202489
Q2 2024103

Biggest buyers

Arena Investors LP New +198,566+198.6k
Avantax Planning Partners, Inc. New +80,000+80.0k
FIFTH LANE CAPITAL, LP New +76,593+76.6k
GEODE CAPITAL MANAGEMENT, LLC Added +37,554+37.6k
TWO SIGMA INVESTMENTS, LP New +18,096+18.1k
Corient Private Wealth LP New +14,999+15.0k
HRT FINANCIAL LP New +11,935+11.9k
JANE STREET GROUP, LLC Added +5,522+5.5k
OSAIC HOLDINGS, INC. New +400+400
BANK OF AMERICA CORP /DE/ New +68+68

Biggest sellers

HSG Holding Ltd Sold out -149,999-150.0k
KESTRA PRIVATE WEALTH SERVICES, LLC Sold out -10,000-10.0k
FNY Investment Advisers, LLC Reduced -5,250-5.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
ATWOOD BRIAN G 13D · may seek influence +3.2 pts · filed 2025-04-04
Stated purposeItem 4 is hereby supplemented as follows: The information set forth in Item 3 of this Statement, as amended therein, is incorporated herein by reference. Full filing
 9.9% +3.2 pts 511.8k 2025-04-04

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ARCH Venture Management, LLC 0.16% of their portfolio CHICAGO, IL 1,444,2961.4m $431.8k $431.8k 0.16% Unchanged
2 Arena Investors LP 1.01% of their portfolio PURCHASE, NY 198,566198.6k $59.4k $59.4k 1.01% New
3 Avantax Planning Partners, Inc. 0.00% of their portfolio DUBUQUE, IA 80,00080.0k $23.9k $23.9k 0.00% New
4 FIFTH LANE CAPITAL, LP 0.00% of their portfolio Austin, TX 76,59376.6k $0 $0 0.00% New
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 48,14248.1k $14.4k $14.4k 0.00% Added +37.6k +37,554
6 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 32,03732.0k $9.6k $9.6k 0.00% Added +5.5k +5,522
7 Birchview Capital, LP 0.00% of their portfolio BURLINGTON, VT 25,94425.9k $7.8k $7.8k 0.00% Unchanged
8 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 18,09618.1k $5.4k $5.4k 0.00% New
9 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 14,99915.0k $4.5k $4.5k 0.00% New
10 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 11,93511.9k $3.0k $3.0k 0.00% New
11 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 5,2505.2k $1.0k $1.0k 0.00% Reduced -5.2k -5,250
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 400400 $120 $120 0.00% New
13 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 300300 $90 $90 0.00% Unchanged
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6868 $20 $20 0.00% New
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 44 $2 $2 0.00% Unchanged
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged