Vault-13

PETIQ INC PETQ 4 06.01.26

NOTE 4.000% 6/0 · US DOMESTIC · CUSIP 71639TAB2

24 institutional holders -5 vs Q3 2023
11,906,00011.9m shares reported held*
$141.8mreported value*
1 new 7 added 3 reduced 6 sold out net sold ≈ $5.2m (-28 shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.18.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 22Q1 23: 23Q2 23: 24Q3 23: 29Q4 23: 2424Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202223
Q4 202222
Q1 202323
Q2 202324
Q3 202329
Q4 202324

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 6 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 3 cut or sold outQ2 23Q3 23: 8 bought or addedQ3 23: 10 cut or sold outQ3 23Q4 23: 8 bought or addedQ4 23: 9 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202268
Q1 202364
Q2 202353
Q3 2023810
Q4 202389

Biggest buyers

Context Capital Management, LLC Added +5,653,000+5.7m
CAPSTONE INVESTMENT ADVISORS, LLC New +5,000,000+5.0m
JPMORGAN CHASE & CO Added +3,529,000+3.5m
HIGHBRIDGE CAPITAL MANAGEMENT LLC Added +2,965,000+3.0m
DeepCurrents Investment Group LLC Added +2,182,000+2.2m
ZAZOVE ASSOCIATES LLC Added +565,000+565.0k
MORGAN STANLEY Added +16,000+16.0k
Verition Fund Management LLC Added +689+689

Biggest sellers

Wellesley Asset Management Reduced -8,437,655-8.4m
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Reduced -5,000,000-5.0m
GABELLI FUNDS LLC Sold out -3,760,000-3.8m
LAZARD ASSET MANAGEMENT LLC Reduced -1,714,000-1.7m
WOLVERINE ASSET MANAGEMENT LLC Sold out -660,000-660.0k
Teton Advisors, Inc. Sold out -640,000-640.0k
Jefferies Financial Group Inc. Sold out -549,000-549.0k
GAMCO INVESTORS, INC. ET AL Sold out -300,000-300.0k
Rehmann Capital Advisory Group Sold out -28-28

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Wellesley Asset Management 3.49% of their portfolio PORTSMOUTH, NH 34,954,00035.0m $35.0m $35.0m 3.49% Reduced -8.4m -8,437,655
2 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 23,747,00023.7m $24.1m $24.1m 0.03% Reduced -1.7m -1,714,000
3 ZAZOVE ASSOCIATES LLC 2.11% of their portfolio INCLINE VILLAGE, NV 16,885,00016.9m $17.0m $17.0m 2.11% Added +565.0k +565,000
4 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.48% of their portfolio CHICAGO, IL 15,000,00015.0m $15.1m $15.1m 0.48% Reduced -5.0m -5,000,000
5 ABSOLUTE INVESTMENT ADVISERS, LLC 1.63% of their portfolio ROSEMARY BEACH, FL 11,157,00011.2m $11.2m $11.2m 1.63% Unchanged
6 DeepCurrents Investment Group LLC 0.40% of their portfolio NEW YORK, NY 10,135,00010.1m $10.3m $10.3m 0.40% Added +2.2m +2,182,000
7 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.49% of their portfolio NEW YORK, NY 9,166,0009.2m $9.2m $9.2m 0.49% Added +3.0m +2,965,000
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,058,0007.1m $7.1m $7.1m 0.00% Added +3.5m +3,529,000
9 Context Capital Management, LLC 0.39% of their portfolio LAJOLLA, CA 5,657,0005.7m $5.7m $5.7m 0.39% Added +5.7m +5,653,000
10 CAPSTONE INVESTMENT ADVISORS, LLC 0.09% of their portfolio NEW YORK, NY 5,000,0005.0m $5.1m $5.1m 0.09% New
11 AQR Arbitrage LLC 0.03% of their portfolio Greenwich, CT 653,000653.0k $662.0k $662.0k 0.03% Unchanged
12 RATIONAL ADVISORS, INC. 0.07% of their portfolio San Juan, PR 635,000635.0k $640.6k $640.6k 0.07% Unchanged
13 PIER 88 INVESTMENT PARTNERS LLC 0.16% of their portfolio SAN FRANCISCO, CA 635,000635.0k $640.6k $640.6k 0.16% Unchanged
14 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 110,000110.0k $108.7k $108.7k 0.00% Unchanged
15 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 48,00048.0k $48.4k $48.4k 0.00% Unchanged
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 32,00032.0k $32.3k $32.3k 0.00% Added +16.0k +16,000
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 17,00017.0k $17.1k $17.1k 0.00% Unchanged
18 Leisure Capital Management 0.01% of their portfolio COSTA MESA, CA 14,00014.0k $14.0k $14.0k 0.01% Unchanged
19 COMERICA BANK 0.00% of their portfolio DALLAS, TX 13,00013.0k $13.1k $13.1k 0.00% Unchanged
20 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,00013.0k $13.0k $13.0k 0.00% Unchanged
21 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,00013.0k $13.1k $13.1k 0.00% Unchanged
22 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 13,00013.0k $13.0k $13.0k 0.00% Unchanged
23 Verition Fund Management LLC 0.03% of their portfolio GREENWICH, CT 3,2003.2k $3.2m $3.2m 0.03% Added +689 +689
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged