Vault-13

PETIQ INC PETQ 4 06.01.26

NOTE 4.000% 6/0 · US DOMESTIC · CUSIP 71639TAB2

24 institutional holders +1 vs Q1 2023
11,227,04411.2m shares reported held*
$130.1mreported value*
1 new 4 added 3 reduced 0 sold out net sold ≈ $6.5m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.59.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 22Q1 23: 23Q2 23: 2424Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202223
Q4 202222
Q1 202323
Q2 202324

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 6 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 3 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202268
Q1 202364
Q2 202353

Biggest buyers

ABSOLUTE INVESTMENT ADVISERS, LLC Added +1,077,000+1.1m
RATIONAL ADVISORS, INC. Added +220,000+220.0k
PIER 88 INVESTMENT PARTNERS LLC Added +220,000+220.0k
Jefferies Financial Group Inc. Added +105,000+105.0k
Cerity Partners LLC New +13,000+13.0k

Biggest sellers

Wellesley Asset Management Reduced -8,465,836-8.5m
ZAZOVE ASSOCIATES LLC Reduced -180,000-180.0k
LAZARD ASSET MANAGEMENT LLC Reduced -40,000-40.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Wellesley Asset Management 4.21% of their portfolio PORTSMOUTH, NH 56,057,48656.1m $51.8m $51.8m 4.21% Reduced -8.5m -8,465,836
2 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 24,461,00024.5m $22.7m $22.7m 0.03% Reduced -40.0k -40,000
3 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.38% of their portfolio CHICAGO, IL 20,000,00020.0m $18.1m $18.1m 0.38% Unchanged
4 ZAZOVE ASSOCIATES LLC 1.39% of their portfolio INCLINE VILLAGE, NV 16,615,00016.6m $15.3m $15.3m 1.39% Reduced -180.0k -180,000
5 ABSOLUTE INVESTMENT ADVISERS, LLC 1.24% of their portfolio ROSEMARY BEACH, FL 9,803,0009.8m $8.8m $8.8m 1.24% Added +1.1m +1,077,000
6 GABELLI FUNDS LLC 0.04% of their portfolio Rye, NY 5,760,0005.8m $5.3m $5.3m 0.04% Unchanged
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,529,0003.5m $3.3m $3.3m 0.00% Unchanged
8 RATIONAL ADVISORS, INC. 0.09% of their portfolio San Juan, PR 1,225,0001.2m $1.1m $1.1m 0.09% Added +220.0k +220,000
9 PIER 88 INVESTMENT PARTNERS LLC 0.28% of their portfolio SAN FRANCISCO, CA 1,225,0001.2m $1.1m $1.1m 0.28% Added +220.0k +220,000
10 Jefferies Financial Group Inc. 0.02% of their portfolio NEW YORK, NY 838,000838.0k $767.2k $767.2k 0.02% Added +105.0k +105,000
11 AQR Arbitrage LLC 0.03% of their portfolio Greenwich, CT 653,000653.0k $604.8k $604.8k 0.03% Unchanged
12 Teton Advisors, Inc. 0.16% of their portfolio Rye, NY 640,000640.0k $588.9k $588.9k 0.16% Unchanged
13 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 300,000300.0k $276.1k $276.1k 0.00% Unchanged
14 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 130,000130.0k $119.6k $119.6k 0.00% Unchanged
15 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 102,000102.0k $93.5k $93.5k 0.00% Unchanged
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 44,00044.0k $40.3k $40.3k 0.00% Unchanged
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 17,00017.0k $15.6k $15.6k 0.00% Unchanged
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 16,00016.0k $14.7k $14.7k 0.00% Unchanged
19 Leisure Capital Management 0.01% of their portfolio COSTA MESA, CA 14,00014.0k $12.9k $12.9k 0.01% Unchanged
20 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,00013.0k $11.9k $11.9k 0.00% Unchanged
21 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,00013.0k $11.9k $11.9k 0.00% Unchanged
22 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 13,00013.0k $12.0k $12.0k 0.00% New
23 Rehmann Capital Advisory Group 0.00% of their portfolio LANSING, MI 4444 $40.3k $40.3k 0.00% Unchanged
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged