Vault-13

PETIQ INC PETQ 4 06.01.26

NOTE 4.000% 6/0 · US DOMESTIC · CUSIP 71639TAB2

23 institutional holders +1 vs Q4 2022
9,917,0449.9m shares reported held*
$129.9mreported value*
3 new 3 added 2 reduced 2 sold out net bought ≈ $71.2m (+992.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.10.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 22Q1 23: 2323Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202223
Q4 202222
Q1 202323

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 6 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 4 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202268
Q1 202364

Biggest buyers

Wellesley Asset Management Added +64,457,480+64.5m
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) New +20,000,000+20.0m
RATIONAL ADVISORS, INC. New +1,005,000+1.0m
PIER 88 INVESTMENT PARTNERS LLC New +1,005,000+1.0m
Jefferies Financial Group Inc. Added +231,000+231.0k
ZAZOVE ASSOCIATES LLC Added +208,000+208.0k

Biggest sellers

LAZARD ASSET MANAGEMENT LLC Reduced -2,821,000-2.8m
AQR Arbitrage LLC Reduced -1,925,000-1.9m
Sage Mountain Advisors LLC Sold out -40,000-40.0k
Cerity Partners LLC Sold out -13,000-13.0k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Wellesley Asset Management 4.18% of their portfolio PORTSMOUTH, NH 64,523,32264.5m $56.6m $56.6m 4.18% Added +64.5m +64,457,480
2 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 24,501,00024.5m $21.5m $21.5m 0.03% Reduced -2.8m -2,821,000
3 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.42% of their portfolio CHICAGO, IL 20,000,00020.0m $17.4m $17.4m 0.42% New
4 ZAZOVE ASSOCIATES LLC 1.33% of their portfolio INCLINE VILLAGE, NV 16,795,00016.8m $14.6m $14.6m 1.33% Added +208.0k +208,000
5 ABSOLUTE INVESTMENT ADVISERS, LLC 1.12% of their portfolio ROSEMARY BEACH, FL 8,726,0008.7m $7.6m $7.6m 1.12% Unchanged
6 GABELLI FUNDS LLC 0.04% of their portfolio Rye, NY 5,760,0005.8m $5.0m $5.0m 0.04% Unchanged
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,529,0003.5m $3.0m $3.0m 0.00% Unchanged
8 RATIONAL ADVISORS, INC. 0.07% of their portfolio San Juan, PR 1,005,0001.0m $870.8k $870.8k 0.07% New
9 PIER 88 INVESTMENT PARTNERS LLC 0.21% of their portfolio SAN FRANCISCO, CA 1,005,0001.0m $870.8k $870.8k 0.21% New
10 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 733,000733.0k $634.2k $634.2k 0.01% Added +231.0k +231,000
11 AQR Arbitrage LLC 0.02% of their portfolio Greenwich, CT 653,000653.0k $572.4k $572.4k 0.02% Reduced -1.9m -1,925,000
12 Teton Advisors, Inc. 0.15% of their portfolio Rye, NY 640,000640.0k $557.7k $557.7k 0.15% Unchanged
13 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 300,000300.0k $261.4k $261.4k 0.00% Unchanged
14 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 130,000130.0k $112.3k $112.3k 0.00% Unchanged
15 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 102,000102.0k $88.4k $88.4k 0.00% Unchanged
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 44,00044.0k $38.1k $38.1k 0.00% Unchanged
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 17,00017.0k $14.7k $14.7k 0.00% Unchanged
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 16,00016.0k $13.9k $13.9k 0.00% Unchanged
19 Leisure Capital Management 0.01% of their portfolio COSTA MESA, CA 14,00014.0k $12.4k $12.4k 0.01% Unchanged
20 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,00013.0k $11.0k $11.0k 0.00% Unchanged
21 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,00013.0k $11.3k $11.3k 0.00% Unchanged
22 Rehmann Capital Advisory Group 0.00% of their portfolio LANSING, MI 4444 $38.1k $38.1k 0.00% Unchanged
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged