Vault-13

PERMA-PIPE INTL HLDGS INC PPIH

COM · Common Stock · CUSIP 714167103

23 institutional holders -2 vs Q1 2024
2,291,5182.3m shares reported held*
28.6% of all shares outstanding*
$20.4mreported value*
2 new 10 added 3 reduced 4 sold out net sold ≈ $1.4m (-162.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 8.0m as of 2024-06-13, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $8.90. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 27Q4 22: 26Q1 23: 24Q2 23: 26Q3 23: 27Q4 23: 26Q1 24: 25Q2 24: 2323Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202227
Q4 202226
Q1 202324
Q2 202326
Q3 202327
Q4 202326
Q1 202425
Q2 202423

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 7 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 9 bought or addedQ1 23: 8 cut or sold outQ2 23: 9 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 9 cut or sold outQ4 23: 10 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 12 cut or sold outQ2 24: 12 bought or addedQ2 24: 7 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022711
Q1 202398
Q2 202399
Q3 202399
Q4 2023108
Q1 2024612
Q2 2024127

Biggest buyers

CANNELL CAPITAL LLC Added +27,318+27.3k
VANGUARD GROUP INC Added +9,464+9.5k
GEODE CAPITAL MANAGEMENT, LLC Added +4,639+4.6k
DIMENSIONAL FUND ADVISORS LP Added +4,309+4.3k
RENAISSANCE TECHNOLOGIES LLC Added +3,119+3.1k
BlackRock Inc. Added +1,805+1.8k
FLPUTNAM INVESTMENT MANAGEMENT CO Added +1,037+1.0k
NORTHERN TRUST CORP Added +300+300
Tower Research Capital LLC (TRC) Added +235+235
BANK OF AMERICA CORP /DE/ New +66+66

Biggest sellers

MORGAN STANLEY Reduced -156,467-156.5k
HighTower Advisors, LLC Sold out -17,605-17.6k
Arlington Financial Advisors, LLC Sold out -15,000-15.0k
UBS Group AG Sold out -13,866-13.9k
WEDBUSH SECURITIES INC Reduced -10,154-10.2k
CALDWELL SUTTER CAPITAL, INC. Reduced -1,411-1.4k
WELLS FARGO & COMPANY/MN Sold out -59-59

Biggest calls

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
RAYMOND JAMES & ASSOCIATES 13G · institution -0.8 pts · filed 2026-01-07 6.8% -0.8 pts 553.2k≈ $15.1m 2026-01-07
BlackRock, Inc. 13G · institution new · filed 2026-07-29 5.2% new 424.3k≈ $11.6m 2026-07-29

Fell to 5% or below in the last year: DIMENSIONAL FUND ADVISORS LP (4.8%, 2026-04-09)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q3 22: 0 buyingQ3 22: 3 sellingQ4 22: 0 buyingQ4 22: 3 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 2 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 2 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—3$24.2k—
Q4 20220—3$12.5k—
Q1 20230—0——
Q2 20230—0——
Q3 20232$59.6k0——
Q4 20231$11.2k2$18.9k—
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 447,168447.2k $4.0m $4.0m 0.00% Added +4.3k +4,309
2 WEDBUSH SECURITIES INC 0.14% of their portfolio PASADENA, CA 441,542441.5k $3.9m $3.9m 0.14% Reduced -10.2k -10,154
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 328,909328.9k $2.9m $2.9m 0.00% Added +9.5k +9,464
4 CALDWELL SUTTER CAPITAL, INC. 1.00% of their portfolio SAUSALITO, CA 227,896227.9k $2.0m $2.0m 1.00% Reduced -1.4k -1,411
5 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 173,412173.4k $1.5m $1.5m 0.00% Added +3.1k +3,119
6 CANNELL CAPITAL LLC 0.35% of their portfolio ALTA, WY 163,810163.8k $1.5m $1.5m 0.35% Added +27.3k +27,318
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 126,646126.6k $1.1m $1.1m 0.00% Reduced -156.5k -156,467
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.02% of their portfolio HOUSTON, TX 85,60085.6k $761.8k $761.8k 0.02% Unchanged
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 74,99675.0k $667.6k $667.6k 0.00% Added +4.6k +4,639
10 SHUFRO ROSE & CO LLC 0.05% of their portfolio NEW YORK, NY 70,00070.0k $623.0k $623.0k 0.05% Unchanged
11 FLPUTNAM INVESTMENT MANAGEMENT CO 0.01% of their portfolio PORTLAND, ME 45,72145.7k $406.9k $406.9k 0.01% Added +1.0k +1,037
12 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 40,79440.8k $363.1k $363.1k 0.00% Unchanged
13 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 24,83224.8k $221.0k $221.0k 0.00% Added +300 +300
14 BlackRock Inc. 0.00% of their portfolio New York, NY 19,66219.7k $175.0k $175.0k 0.00% Added +1.8k +1,805
15 Keeley-Teton Advisors, LLC 0.01% of their portfolio Chicago, IL 11,16011.2k $99.3k $99.3k 0.01% Unchanged
16 Founders Capital Management 0.04% of their portfolio HOUSTON, TX 7,2007.2k $64.1k $64.1k 0.04% Unchanged
17 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,2341.2k $11.0k $11.0k 0.00% Added +235 +235
18 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 668668 $5.9k $5.9k 0.00% Unchanged
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 133133 $1.0k $1.0k 0.00% Added +15 +15
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6666 $588 $588 0.00% New
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3838 $338 $338 0.00% Unchanged
22 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 3131 $0 $0 0.00% New
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged