PENNYMAC MTG INVT TR PMT
COM · REIT · CUSIP 70931T103
- SectorReal estate
- IndustryReal Estate Investment Trusts
- HeadquartersWestlake Village, CA
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($221.6k this quarter). Holder counts are more reliable. Shares outstanding: 87.2m as of 2026-07-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $11.27. Options: 6 managers hold calls ($9.4m notional), 8 hold puts ($24.3m).
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 188 |
| Q4 2022 | 197 |
| Q1 2023 | 187 |
| Q2 2023 | 177 |
| Q3 2023 | 183 |
| Q4 2023 | 194 |
| Q1 2024 | 191 |
| Q2 2024 | 198 |
| Q3 2024 | 196 |
| Q4 2024 | 202 |
| Q1 2025 | 204 |
| Q2 2025 | 199 |
| Q3 2025 | 193 |
| Q4 2025 | 218 |
| Q1 2026 | 217 |
| Q2 2026 | 212 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 82 | 99 |
| Q4 2024 | 91 | 91 |
| Q1 2025 | 93 | 96 |
| Q2 2025 | 85 | 105 |
| Q3 2025 | 97 | 92 |
| Q4 2025 | 102 | 91 |
| Q1 2026 | 98 | 107 |
| Q2 2026 | 103 | 97 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2025 | $12.2m | $68.2m | 5.61 |
| Q4 2025 | $2.1m | $56.0m | 26.35 |
| Q1 2026 | $3.8m | $27.3m | 7.13 |
| Q2 2026 | $9.4m | $24.3m | 2.58 |
Biggest buyers
| T. Rowe Price Investment Management, Inc. | Added | +931.1k |
| Invesco Ltd. | Added | +867.6k |
| CITADEL ADVISORS LLC | Added | +795.0k |
| BlackRock, Inc. | Added | +713.0k |
| EMG Holdings, L.P. | New | +572.1k |
| MILLENNIUM MANAGEMENT LLC | Added | +545.8k |
| JPMORGAN CHASE & CO | Added | +425.1k |
| FIRST TRUST ADVISORS LP | Added | +227.0k |
| MORGAN STANLEY | Added | +216.8k |
| WATERFALL ASSET MANAGEMENT, LLC | New | +199.7k |
Biggest sellers
| ROYAL BANK OF CANADA | Reduced | -603.8k |
| Nuveen, LLC | Reduced | -309.7k |
| BNP PARIBAS FINANCIAL MARKETS | Reduced | -229.7k |
| TWO SIGMA INVESTMENTS, LP | Sold out | -179.6k |
| Qube Research & Technologies Ltd | Sold out | -147.0k |
| SG Americas Securities, LLC | Reduced | -129.1k |
| GOLDMAN SACHS GROUP INC | Reduced | -101.2k |
| INTECH INVESTMENT MANAGEMENT LLC | Reduced | -77.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -77.5k |
| Mitsubishi UFJ Trust & Banking Corp | Sold out | -69.2k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $4.8m428.9k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $3.0m261.8k shares |
| JANE STREET GROUP, LLC | Added | $857.3k76.0k shares |
| SIMPLEX TRADING, LLC | Added | $302.3k26.8k shares |
| GROUP ONE TRADING LLC | Added | $251.5k22.3k shares |
| IMC-Chicago, LLC | Added | $229.0k20.3k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $8.8m780.7k shares |
| HBK INVESTMENTS L P | Unchanged | $7.5m666.7k shares |
| SIMPLEX TRADING, LLC | Added | $3.3m291.5k shares |
| CITADEL ADVISORS LLC | Added | $2.2m197.3k shares |
| IMC-Chicago, LLC | Added | $882.1k78.2k shares |
| GROUP ONE TRADING LLC | Unchanged | $707.3k62.7k shares |
| JANE STREET GROUP, LLC | Reduced | $670.0k59.4k shares |
| SUMMIT SECURITIES GROUP LLC | Unchanged | $222.2k19.7k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution filed 2025-04-30 | 16.4% |
| VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 5.7% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 | 5.1% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC)
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 1 | $11.6k | 0 | — | — |
| Q1 2025 | 1 | $11.9k | 1 | $210.7k | — |
| Q2 2025 | 1 | $50.3k | 0 | — | — |
| Q3 2025 | 1 | $50.9k | 0 | — | — |
| Q4 2025 | 2 | $142.6k | 0 | — | — |
| Q1 2026 | 1 | $19.2k | 0 | — | — |
| Q2 2026 | 0 | — | 0 | — | — |
| Q3 2026 | 0 | — | 1 | $45.6k | $45.6k |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2026-09-01 | Hendry Gregory L Chief Accounting Officer | Sold plan | $22.7k2.4k shares |
| 2026-08-03 | Hendry Gregory L Chief Accounting Officer | Sold plan | $22.9k2.4k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| BlackRock, Inc. 0.00% of their portfolio | 14.6m $164.3m | Added +713.0k |
| T. Rowe Price Investment Management, Inc. 0.05% of their portfolio | 6.3m $71.6m | Added +931.1k |
| VANGUARD PORTFOLIO MANAGEMENT LLC 0.00% of their portfolio | 5.0m $56.8m | Added +84.2k |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 3.8m $43.3m | Added +28.5k |
| STATE STREET CORP 0.00% of their portfolio | 3.5m $40.0m | Added +164.9k |
| Invesco Ltd. 0.00% of their portfolio | 3.1m $34.5m | Added +867.6k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 2.3m $25.9m | Added +84.9k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.02% of their portfolio | 1.7m $19.3m | Added +51.5k |
| CITADEL ADVISORS LLC 0.01% of their portfolio | 1.7m $18.9m | Added +795.0k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 1.5m $16.5m | Added +9.9k |
| Boston Partners 0.01% of their portfolio | 1.4m $15.3m | Reduced -50.7k |
| MORGAN STANLEY 0.00% of their portfolio | 1.3m $14.9m | Added +216.8k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.3m $14.2m | Added +425.1k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 928.7k $10.5m | Added +4.5k |
| MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio | 793.4k $8.9m | Added +545.8k |
| VAN ECK ASSOCIATES CORP 0.01% of their portfolio | 734.2k $8.3m | Reduced -21.7k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 635.8k $7.2m | Added +227.0k |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 580.3k $6.5m | Added +22.6k |
| Dana Investment Advisors, Inc. 0.17% of their portfolio | 573.0k $6.5m | Reduced -9.4k |
| EMG Holdings, L.P. 10.75% of their portfolio | 572.1k $6.5m | New |
| Allianz Asset Management GmbH 0.01% of their portfolio | 558.2k $6.3m | Added +258 |
| Bank of New York Mellon Corp 0.00% of their portfolio | 544.1k $6.1m | Reduced -44.4k |
| PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio | 422.1k $4.8m | Reduced -897 |
| CITIGROUP INC 0.00% of their portfolio | 407.5k $4.6m | Added +97.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 403.3k $4.5m | Reduced -9.2k |
| UBS Group AG 0.00% of their portfolio | 396.3k $4.5m | Added +165.5k |
| JUPITER ASSET MANAGEMENT LTD 0.02% of their portfolio | 360.0k $4.1m | Reduced -44.9k |
| Public Sector Pension Investment Board 0.01% of their portfolio | 299.6k $3.4m | Reduced -11.7k |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 266.6k $3.0m | Added +198.1k |
| GraniteShares Advisors LLC 1.61% of their portfolio | 222.0k $2.5m | Added +29.1k |
| Legal & General Group Plc 0.00% of their portfolio | 216.7k $2.4m | Reduced -1.5k |
| Nuveen, LLC 0.00% of their portfolio | 213.8k $2.4m | Reduced -309.7k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 209.7k $2.4m | Reduced -25.6k |
| Quantinno Capital Management LP 0.00% of their portfolio | 201.9k $2.3m | Added +184.6k |
| WATERFALL ASSET MANAGEMENT, LLC 1.38% of their portfolio | 199.7k $2.3m | New |
| MARINER INVESTMENT GROUP LLC 0.48% of their portfolio | 180.0k $2.0m | Unchanged |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 178.2k $2.0m | Added +11.6k |
| Swiss National Bank 0.00% of their portfolio | 174.6k $2.0m | Added +2.9k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 171.5k $1.9m | Reduced -4.9k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 160.1k $1.8m | Added +145.1k |
| BARCLAYS PLC 0.00% of their portfolio | 156.6k $1.8m | Reduced -3.2k |
| Corient Private Wealth LP 0.00% of their portfolio | 154.9k $1.7m | New |
| LPL Financial LLC 0.00% of their portfolio | 150.5k $1.7m | Reduced -14.2k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 141.8k $1.6m | Reduced -101.2k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 139.9k $1.6m | Added +39.9k |
| Penserra Capital Management LLC 0.01% of their portfolio | 138.5k $1.6m | Added +27.0k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 136.4k $1.5m | Added +23.4k |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 132.2k $1.5m | Reduced -1.1k |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 105.0k $1.2m | Added +54.8k |
| XTX Topco Ltd 0.02% of their portfolio | 103.6k $1.2m | Added +49.9k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 100.2k $1.1m | Added +21.7k |
| SIMPLEX TRADING, LLC 0.03% of their portfolio | 100.1k $1.1m | Added +20.3k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 95.8k $1.1m | Added +15.2k |
| SHARPEPOINT LLC 0.54% of their portfolio | 94.8k $1.1m | Added +8.5k |
| WEDBUSH SECURITIES INC 0.03% of their portfolio | 92.1k $1.0m | Added +1.5k |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 91.6k $1.0m | Added +1.2k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 91.1k $1.1m | Unchanged |
| Collar Capital Management, LLC 0.60% of their portfolio | 90.2k $1.0m | Reduced -1.5k |
| CAXTON ASSOCIATES LLP 0.02% of their portfolio | 84.1k $948.2k | Added +34.3k |
| Angel Oak Capital Advisors, LLC 1.16% of their portfolio | 81.2k $915.7k | Unchanged |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. 0.00% of their portfolio | 79.5k $897.0k | Unchanged |
| LSV ASSET MANAGEMENT 0.00% of their portfolio | 79.5k $897.0k | Unchanged |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 74.9k $845.2k | Added +56.6k |
| CANADA LIFE ASSURANCE Co 0.00% of their portfolio | 70.7k $796.0k | Unchanged |
| Inspire Investing, LLC 0.03% of their portfolio | 60.0k $677.0k | Added +15.6k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 57.3k $646.0k | Reduced -818 |
| GSA CAPITAL PARTNERS LLP 0.04% of their portfolio | 56.3k $635.0k | Added +25.5k |
| FMR LLC 0.00% of their portfolio | 55.9k $631.0k | Added +51.4k |
| VANGUARD ASSET MANAGEMENT, Ltd 0.00% of their portfolio | 53.6k $604.6k | Unchanged |
| Simplify Asset Management Inc. 0.01% of their portfolio | 53.5k $603.5k | New |
| MetLife Investment Management, LLC 0.00% of their portfolio | 51.7k $583.7k | Added +7.3k |
| Illinois Municipal Retirement Fund 0.01% of their portfolio | 49.5k $558.7k | Added +3.9k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 48.8k $550.0k | Added +29.2k |
| IMC-Chicago, LLC 0.00% of their portfolio | 48.2k $543.7k | Added +35.3k |
| Maridea Wealth Management LLC 0.06% of their portfolio | 47.6k $536.6k | Added +4.1k |
| INTECH INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 45.1k $508.3k | Reduced -77.5k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio | 44.8k $505.4k | Added +12.9k |
| Atom Investors LP 0.04% of their portfolio | 44.3k $499.4k | New |
| Jupiter Topco LLC 0.00% of their portfolio | 40.9k $461.4k | First filing |
| OPTIMIZE FINANCIAL INC. 0.16% of their portfolio | 39.9k $450.4k | Reduced -139 |
| Sound Capital Solutions LLC 0.11% of their portfolio | 39.9k $450.4k | First filing |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 38.4k $432.0k | Reduced -603.8k |
| Squarepoint Ops LLC 0.00% of their portfolio | 38.3k $431.7k | New |
| Louisiana State Employees Retirement System 0.01% of their portfolio | 38.2k $430.9k | Reduced -400 |
| State of Tennessee, Department of Treasury 0.00% of their portfolio | 34.4k $388.5k | Reduced -1.2k |
| Focus Partners Wealth 0.00% of their portfolio | 33.8k $381.7k | New |
| Vanguard Global Advisers, LLC 0.00% of their portfolio | 32.3k $364.8k | Reduced -3.2k |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 30.1k $340.0k | Reduced -11.5k |
| Ausdal Financial Partners, Inc. 0.01% of their portfolio | 29.4k $331.8k | Added +4.1k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 28.9k $326.4k | Unchanged |
| State of Alaska, Department of Revenue 0.00% of their portfolio | 28.7k $323.0k | Reduced -14.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 28.0k $315.4k | Reduced -1.2k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 26.5k $297.6k | Unchanged |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio | 25.2k $284.7k | Unchanged |
| Lido Advisors, LLC 0.00% of their portfolio | 25.2k $284.1k | Added +6 |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 24.4k $275.5k | New |
| Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio | 24.1k $271.9k | Unchanged |
| ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio | 24.0k $270.8k | Added +90 |
| AMALGAMATED BANK 0.00% of their portfolio | 23.5k $265.0k | Reduced -1.6k |
| Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio | 23.0k $259.3k | Unchanged |