PENNANTPARK INVT CORP PNNT
COM · Common Stock · CUSIP 708062104
BUSINESS DEVELOPMENT COMPANY
- HeadquartersNew York, NY
- Founded2007
- Websitepennantpark.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 65.3m as of 2026-07-01, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.47. Options: 0 managers hold calls (— notional), 3 hold puts ($121.1k).
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 109 |
| Q4 2022 | 112 |
| Q1 2023 | 111 |
| Q2 2023 | 116 |
| Q3 2023 | 125 |
| Q4 2023 | 126 |
| Q1 2024 | 121 |
| Q2 2024 | 117 |
| Q3 2024 | 117 |
| Q4 2024 | 124 |
| Q1 2025 | 111 |
| Q2 2025 | 111 |
| Q3 2025 | 111 |
| Q4 2025 | 117 |
| Q1 2026 | 103 |
| Q2 2026 | 103 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 49 | 52 |
| Q4 2024 | 51 | 49 |
| Q1 2025 | 44 | 54 |
| Q2 2025 | 42 | 51 |
| Q3 2025 | 53 | 44 |
| Q4 2025 | 54 | 52 |
| Q1 2026 | 39 | 62 |
| Q2 2026 | 51 | 50 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2025 | $875.7k | $14.0k | 0.02 |
| Q4 2025 | $744.4k | $10.7k | 0.01 |
| Q1 2026 | $48.5k | $1.3m | 27.78 |
| Q2 2026 | $0 | $121.1k | — |
Biggest buyers
| MILLENNIUM MANAGEMENT LLC | Added | +510.7k |
| MARSHALL WACE, LLP | New | +391.7k |
| BANK OF AMERICA CORP /DE/ | Added | +255.8k |
| CITADEL ADVISORS LLC | New | +246.7k |
| Callodine Capital Management, LP | New | +224.0k |
| Qube Research & Technologies Ltd | New | +207.5k |
| TUDOR INVESTMENT CORP ET AL | Added | +178.0k |
| HRT FINANCIAL LP | New | +130.2k |
| XTX Topco Ltd | Added | +103.8k |
| Crossingbridge Advisors, LLC | Added | +94.0k |
Biggest sellers
| TWO SIGMA INVESTMENTS, LP | Reduced | -657.0k |
| MORGAN STANLEY | Reduced | -322.8k |
| Lido Advisors, LLC | Sold out | -246.3k |
| LSV ASSET MANAGEMENT | Reduced | -112.8k |
| BlackRock, Inc. | Reduced | -107.9k |
| Advisors Asset Management, Inc. | Reduced | -77.1k |
| CAXTON ASSOCIATES LLP | Sold out | -41.6k |
| OXFORD ASSET MANAGEMENT LLP | Reduced | -37.4k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -36.2k |
| Garner Asset Management Corp | Reduced | -33.5k |
Biggest calls
| None |
Biggest puts
| IMC-Chicago, LLC | New | $53.4k15.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $50.3k14.5k shares |
| SIMPLEX TRADING, LLC | New | $17.4k5.0k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 1 | $25.0k | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 1 | $35.0k | 0 | — | — |
| Q3 2025 | 0 | — | 0 | — | — |
| Q4 2025 | 1 | $25.0k | 1 | $1.4m | — |
| Q1 2026 | 1 | $73.2k | 0 | — | — |
| Q2 2026 | 0 | — | 0 | — | — |
| Q3 2026 | 0 | — | 0 | — | — |
None reported since 1 Apr 2026.
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| Invesco Ltd. 0.00% of their portfolio | 1.8m $6.4m | Unchanged |
| LSV ASSET MANAGEMENT 0.01% of their portfolio | 1.3m $4.7m | Reduced -112.8k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 1.0m $3.5m | Reduced -657.0k |
| MORGAN STANLEY 0.00% of their portfolio | 766.5k $2.7m | Reduced -322.8k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 628.6k $2.2m | Added +510.7k |
| Legal & General Group Plc 0.00% of their portfolio | 536.5k $1.9m | Added +19.2k |
| Advisors Asset Management, Inc. 0.02% of their portfolio | 405.3k $1.4m | Reduced -77.1k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 391.7k $1.4m | New |
| Universal- Beteiligungs- und Servicegesellschaft mbH 0.00% of their portfolio | 348.8k $1.2m | Unchanged |
| NewEdge Wealth, LLC 0.01% of their portfolio | 307.8k $1.1m | Reduced -11.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 306.8k $1.1m | Added +255.8k |
| BlackRock, Inc. 0.00% of their portfolio | 261.9k $908.6k | Reduced -107.9k |
| Crossingbridge Advisors, LLC 0.15% of their portfolio | 250.0k $867.5k | Added +94.0k |
| AlphaCentric Advisors LLC 0.74% of their portfolio | 250.0k $867.5k | Added +94.0k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 246.7k $856.2k | New |
| Callodine Capital Management, LP 0.05% of their portfolio | 224.0k $777.3k | New |
| Virtus Investment Advisers, LLC 0.17% of their portfolio | 216.2k $750.4k | Added +50.7k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 207.5k $720.1k | New |
| GatePass Capital, LLC 0.27% of their portfolio | 203.4k $706.0k | Added +65.5k |
| Truvestments Capital LLC 0.10% of their portfolio | 201.7k $699.8k | Reduced -20.2k |
| MANGROVE PARTNERS IM, LLC 0.04% of their portfolio | 191.6k $664.7k | Added +65.5k |
| TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio | 188.4k $653.8k | Added +178.0k |
| XTX Topco Ltd 0.01% of their portfolio | 169.2k $587.0k | Added +103.8k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 147.4k $512.0k | Added +69.9k |
| HRT FINANCIAL LP 0.00% of their portfolio | 130.2k $451.0k | New |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 113.4k $393.0k | Reduced -10.3k |
| Kovack Advisors, Inc. 0.02% of their portfolio | 108.4k $379.3k | Added +5.2k |
| UBS Group AG 0.00% of their portfolio | 96.0k $333.0k | Reduced -13.2k |
| Sterneck Capital Management, LLC 0.14% of their portfolio | 91.6k $318.0k | Added +14.2k |
| Arax Advisory Partners 0.00% of their portfolio | 87.9k $304.9k | Added +43.9k |
| CANADA LIFE ASSURANCE Co 0.00% of their portfolio | 78.4k $271.0k | Added +7.2k |
| Founders Financial Alliance, LLC 0.03% of their portfolio | 71.4k $247.6k | Added +9.4k |
| Gallagher Capital Advisors, LLC 0.14% of their portfolio | 70.8k $245.8k | Unchanged |
| Abbot Financial Management, Inc. 0.09% of their portfolio | 70.3k $244.1k | Added +9 |
| DENALI ADVISORS LLC 0.02% of their portfolio | 68.7k $238.3k | Reduced -2.1k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 65.0k $225.4k | Reduced -2.1k |
| Dynamic Technology Lab Private Ltd 0.05% of their portfolio | 60.7k $211.0k | Reduced -8.4k |
| Integrity Advisory Solutions, LLC 0.02% of their portfolio | 53.6k $186.0k | New |
| Freestone Capital Holdings, LLC 0.00% of their portfolio | 53.0k $183.9k | Unchanged |
| Stonebridge Financial Group, LLC/CA 0.03% of their portfolio | 52.0k $184.0k | First filing |
| Squarepoint Ops LLC 0.00% of their portfolio | 49.5k $171.9k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 48.7k $168.0k | Added +22.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 47.4k $164.5k | Added +315 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 34.0k $118.0k | Reduced -16.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 33.8k $117.3k | Reduced -8.2k |
| Garner Asset Management Corp 0.04% of their portfolio | 33.4k $116.0k | Reduced -33.5k |
| Arkadios Wealth Advisors 0.00% of their portfolio | 30.1k $104.3k | Unchanged |
| Beaumont Financial Advisors, LLC 0.01% of their portfolio | 30.0k $104.1k | Added +1.6k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 29.6k $102.6k | Added +18.8k |
| &PARTNERS 0.00% of their portfolio | 29.0k $100.8k | New |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 28.4k $99.6k | Unchanged |
| Ethos Financial Group, LLC 0.01% of their portfolio | 27.7k $96.2k | Added +529 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 26.9k $93.4k | Reduced -371 |
| US BANCORP \DE\ 0.00% of their portfolio | 26.5k $92.0k | Unchanged |
| Essex Financial Services, Inc. 0.00% of their portfolio | 26.1k $90.6k | Reduced -14.6k |
| TWO SIGMA SECURITIES, LLC 0.01% of their portfolio | 25.5k $88.5k | Added +7.7k |
| SIGNATUREFD, LLC 0.00% of their portfolio | 25.0k $86.8k | Reduced -3.6k |
| Foundations Investment Advisors, LLC 0.00% of their portfolio | 24.6k $85.5k | Reduced -2.4k |
| OXFORD ASSET MANAGEMENT LLP 0.04% of their portfolio | 23.7k $82.1k | Reduced -37.4k |
| HighTower Advisors, LLC 0.00% of their portfolio | 23.5k $81.6k | Reduced -780 |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 22.5k $78.2k | Added +20.4k |
| Cresset Asset Management, LLC 0.00% of their portfolio | 20.6k $73.0k | Added +903 |
| REGIONS FINANCIAL CORP 0.00% of their portfolio | 20.0k $69.4k | Unchanged |
| Miller Financial Services LLC 0.05% of their portfolio | 17.1k $59.4k | Added +1.4k |
| Disciplined Investments, LLC 0.02% of their portfolio | 17.0k $59.0k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 15.5k $53.6k | Added +4.7k |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 15.0k $52.0k | Unchanged |
| MERIDIAN INVESTMENT COUNSEL INC. 0.01% of their portfolio | 14.2k $49.3k | Unchanged |
| Strategic Wealth Partners, Ltd. 0.00% of their portfolio | 14.0k $48.6k | New |
| BRIAN LOW FINANCIAL GROUP, LLC 0.03% of their portfolio | 14.0k $48.6k | New |
| Baird Financial Group, Inc. 0.00% of their portfolio | 13.7k $47.6k | Unchanged |
| Fisher Asset Management, LLC 0.00% of their portfolio | 13.4k $46.4k | New |
| Prosperity Financial Group, Inc. 0.01% of their portfolio | 13.2k $45.9k | Added +1.7k |
| Mariner, LLC 0.00% of their portfolio | 12.4k $42.9k | Reduced -923 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 12.4k $43.0k | Reduced -828 |
| Sound Income Strategies, LLC 0.00% of their portfolio | 12.1k $41.9k | Unchanged |
| NorthRock Partners, LLC 0.00% of their portfolio | 11.9k $41.2k | Added +62 |
| WEDBUSH SECURITIES INC 0.00% of their portfolio | 11.3k $39.0k | Added +1.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 10.9k $37.7k | Reduced -36.2k |
| EIGHT 31 FINANCIAL, LLC 0.02% of their portfolio | 10.3k $35.8k | New |
| NOMURA HOLDINGS INC 0.00% of their portfolio | 10.0k $34.7k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 9.0k $31.1k | Reduced -10.2k |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 6.6k $22.9k | New |
| BI Asset Management Fondsmaeglerselskab A/S 0.00% of their portfolio | 5.4k $19.0k | Reduced -13.3k |
| Quantum Portfolio Management LLC 0.01% of their portfolio | 4.7k $16.3k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 3.9k $13.4k | First filing |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 3.5k $12.1k | New |
| State of Alaska, Department of Revenue 0.00% of their portfolio | 2.7k $9.0k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 2.1k $7.3k | Reduced -8.3k |
| NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio | 2.0k $7.0k | New |
| JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio | 2.0k $6.7k | Reduced -100 |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 800 $2.8k | New |
| NorthAvenue LLC 0.00% of their portfolio | 744 $2.6k | Unchanged |
| Larson Financial Group LLC 0.00% of their portfolio | 645 $2.2k | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 638 $2.2k | Reduced -1 |
| West Financial Advisors, LLC 0.00% of their portfolio | 404 $1.4k | Added +11 |
| Key Financial Inc 0.00% of their portfolio | 375 $1.3k | Unchanged |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 374 $1.3k | Reduced -141 |
| Parallel Advisors, LLC 0.00% of their portfolio | 246 $854 | Reduced -1.6k |
| Caitong International Asset Management Co., Ltd 0.00% of their portfolio | 196 $680 | Added +50 |