Vault-13

PENNANTPARK INVT CORP PNNT

COM · Common Stock · CUSIP 708062104

BUSINESS DEVELOPMENT COMPANY

103 institutional holders +0 vs Q1 2026
12,874,37912.9m shares reported held*
19.7% of all shares outstanding*
$44.7mreported value*
19 new 32 added 31 reduced 19 sold out net bought ≈ $3.8m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 65.3m as of 2026-07-01, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.47. Options: 0 managers hold calls (— notional), 3 hold puts ($121.1k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 109Q4 22: 112Q1 23: 111Q2 23: 116Q3 23: 125Q4 23: 126Q1 24: 121Q2 24: 117Q3 24: 117Q4 24: 124Q1 25: 111Q2 25: 111Q3 25: 111Q4 25: 117Q1 26: 103Q2 26: 103103Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022109
Q4 2022112
Q1 2023111
Q2 2023116
Q3 2023125
Q4 2023126
Q1 2024121
Q2 2024117
Q3 2024117
Q4 2024124
Q1 2025111
Q2 2025111
Q3 2025111
Q4 2025117
Q1 2026103
Q2 2026103

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 49 bought or addedQ3 24: 52 cut or sold outQ4 24: 51 bought or addedQ4 24: 49 cut or sold outQ4 24Q1 25: 44 bought or addedQ1 25: 54 cut or sold outQ2 25: 42 bought or addedQ2 25: 51 cut or sold outQ2 25Q3 25: 53 bought or addedQ3 25: 44 cut or sold outQ4 25: 54 bought or addedQ4 25: 52 cut or sold outQ4 25Q1 26: 39 bought or addedQ1 26: 62 cut or sold outQ2 26: 51 bought or addedQ2 26: 50 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20244952
Q4 20245149
Q1 20254454
Q2 20254251
Q3 20255344
Q4 20255452
Q1 20263962
Q2 20265150

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 25 calls: $875.7kQ3 25 puts: $14.0kQ3 25P/C 0.02Q4 25 calls: $744.4kQ4 25 puts: $10.7kQ4 25P/C 0.01Q1 26 calls: $48.5kQ1 26 puts: $1.3mQ1 26P/C 27.78Q2 26 calls: $0Q2 26 puts: $121.1kQ2 26P/C —
Numbers
QuarterCallsPutsP/C
Q3 2025$875.7k$14.0k0.02
Q4 2025$744.4k$10.7k0.01
Q1 2026$48.5k$1.3m27.78
Q2 2026$0$121.1k—

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +510,695+510.7k
MARSHALL WACE, LLP New +391,726+391.7k
BANK OF AMERICA CORP /DE/ Added +255,751+255.8k
CITADEL ADVISORS LLC New +246,746+246.7k
Callodine Capital Management, LP New +224,000+224.0k
Qube Research & Technologies Ltd New +207,521+207.5k
TUDOR INVESTMENT CORP ET AL Added +178,010+178.0k
HRT FINANCIAL LP New +130,207+130.2k
XTX Topco Ltd Added +103,782+103.8k
Crossingbridge Advisors, LLC Added +94,050+94.0k

Biggest sellers

TWO SIGMA INVESTMENTS, LP Reduced -657,014-657.0k
MORGAN STANLEY Reduced -322,766-322.8k
Lido Advisors, LLC Sold out -246,312-246.3k
LSV ASSET MANAGEMENT Reduced -112,797-112.8k
BlackRock, Inc. Reduced -107,868-107.9k
Advisors Asset Management, Inc. Reduced -77,074-77.1k
CAXTON ASSOCIATES LLP Sold out -41,606-41.6k
OXFORD ASSET MANAGEMENT LLP Reduced -37,406-37.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -36,224-36.2k
Garner Asset Management Corp Reduced -33,450-33.5k

Biggest calls

None

Biggest puts

IMC-Chicago, LLC New $53.4k15.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $50.3k14.5k shares
SIMPLEX TRADING, LLC New $17.4k5.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 1 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 1 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 1 buyingQ4 25: 1 sellingQ1 26: 1 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20241$25.0k0——
Q1 20250—0——
Q2 20251$35.0k0——
Q3 20250—0——
Q4 20251$25.0k1$1.4m—
Q1 20261$73.2k0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,836,6391.8m $6.4m $6.4m 0.00% Unchanged
2 LSV ASSET MANAGEMENT 0.01% of their portfolio CHICAGO, IL 1,341,3441.3m $4.7m $4.7m 0.01% Reduced -112.8k -112,797
3 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 1,003,5271.0m $3.5m $3.5m 0.00% Reduced -657.0k -657,014
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 766,499766.5k $2.7m $2.7m 0.00% Reduced -322.8k -322,766
5 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 628,605628.6k $2.2m $2.2m 0.00% Added +510.7k +510,695
6 Legal & General Group Plc 0.00% of their portfolio London, X0 536,493536.5k $1.9m $1.9m 0.00% Added +19.2k +19,205
7 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 405,260405.3k $1.4m $1.4m 0.02% Reduced -77.1k -77,074
8 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 391,726391.7k $1.4m $1.4m 0.00% New
9 Universal- Beteiligungs- und Servicegesellschaft mbH 0.00% of their portfolio FRANKFURT AM MAIN, 2M 348,800348.8k $1.2m $1.2m 0.00% Unchanged
10 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 307,794307.8k $1.1m $1.1m 0.01% Reduced -11.7k -11,746
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 306,780306.8k $1.1m $1.1m 0.00% Added +255.8k +255,751
12 BlackRock, Inc. 0.00% of their portfolio New York, NY 261,854261.9k $908.6k $908.6k 0.00% Reduced -107.9k -107,868
13 Crossingbridge Advisors, LLC 0.15% of their portfolio PLEASANTVILLE, NY 250,000250.0k $867.5k $867.5k 0.15% Added +94.0k +94,050
14 AlphaCentric Advisors LLC 0.74% of their portfolio SAN JUAN, PR 250,000250.0k $867.5k $867.5k 0.74% Added +94.0k +94,050
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 246,746246.7k $856.2k $856.2k 0.00% New
16 Callodine Capital Management, LP 0.05% of their portfolio BOSTON, MA 224,000224.0k $777.3k $777.3k 0.05% New
17 Virtus Investment Advisers, LLC 0.17% of their portfolio HARTFORD, CT 216,246216.2k $750.4k $750.4k 0.17% Added +50.7k +50,706
18 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 207,521207.5k $720.1k $720.1k 0.00% New
19 GatePass Capital, LLC 0.27% of their portfolio INDEPENDENCE, OH 203,450203.4k $706.0k $706.0k 0.27% Added +65.5k +65,450
20 Truvestments Capital LLC 0.10% of their portfolio SARASOTA, FL 201,671201.7k $699.8k $699.8k 0.10% Reduced -20.2k -20,151
21 MANGROVE PARTNERS IM, LLC 0.04% of their portfolio Greenwich, CT 191,563191.6k $664.7k $664.7k 0.04% Added +65.5k +65,463
22 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 188,423188.4k $653.8k $653.8k 0.00% Added +178.0k +178,010
23 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 169,160169.2k $587.0k $587.0k 0.01% Added +103.8k +103,782
24 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 147,439147.4k $512.0k $512.0k 0.00% Added +69.9k +69,851
25 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 130,207130.2k $451.0k $451.0k 0.00% New
26 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 113,359113.4k $393.0k $393.0k 0.00% Reduced -10.3k -10,291
27 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 108,393108.4k $379.3k $379.3k 0.02% Added +5.2k +5,160
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 95,96796.0k $333.0k $333.0k 0.00% Reduced -13.2k -13,231
29 Sterneck Capital Management, LLC 0.14% of their portfolio KANSAS CITY, MO 91,64791.6k $318.0k $318.0k 0.14% Added +14.2k +14,209
30 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 87,87087.9k $304.9k $304.9k 0.00% Added +43.9k +43,935
31 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 78,35478.4k $271.0k $271.0k 0.00% Added +7.2k +7,152
32 Founders Financial Alliance, LLC 0.03% of their portfolio RALEIGH, NC 71,35171.4k $247.6k $247.6k 0.03% Added +9.4k +9,362
33 Gallagher Capital Advisors, LLC 0.14% of their portfolio Argyle, TX 70,82670.8k $245.8k $245.8k 0.14% Unchanged
34 Abbot Financial Management, Inc. 0.09% of their portfolio ANDOVER, MA 70,33770.3k $244.1k $244.1k 0.09% Added +9 +9
35 DENALI ADVISORS LLC 0.02% of their portfolio SAN DIEGO, CA 68,67068.7k $238.3k $238.3k 0.02% Reduced -2.1k -2,138
36 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 64,95165.0k $225.4k $225.4k 0.00% Reduced -2.1k -2,119
37 Dynamic Technology Lab Private Ltd 0.05% of their portfolio SINGAPORE, U0 60,72360.7k $211.0k $211.0k 0.05% Reduced -8.4k -8,430
38 Integrity Advisory Solutions, LLC 0.02% of their portfolio DALLAS, TX 53,61553.6k $186.0k $186.0k 0.02% New
39 Freestone Capital Holdings, LLC 0.00% of their portfolio Seattle, WA 53,00053.0k $183.9k $183.9k 0.00% Unchanged
40 Stonebridge Financial Group, LLC/CA 0.03% of their portfolio SAN RAFAEL, CA 52,03052.0k $184.0k $184.0k 0.03% First filing
41 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 49,54049.5k $171.9k $171.9k 0.00% New
42 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 48,69848.7k $168.0k $168.0k 0.00% Added +22.7k +22,719
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 47,41147.4k $164.5k $164.5k 0.00% Added +315 +315
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,01734.0k $118.0k $118.0k 0.00% Reduced -16.9k -16,894
45 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 33,80233.8k $117.3k $117.3k 0.00% Reduced -8.2k -8,201
46 Garner Asset Management Corp 0.04% of their portfolio PLANO, TX 33,43033.4k $116.0k $116.0k 0.04% Reduced -33.5k -33,450
47 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 30,06130.1k $104.3k $104.3k 0.00% Unchanged
48 Beaumont Financial Advisors, LLC 0.01% of their portfolio NEEDHAM, MA 29,99130.0k $104.1k $104.1k 0.01% Added +1.6k +1,595
49 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 29,55829.6k $102.6k $102.6k 0.00% Added +18.8k +18,772
50 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 29,04229.0k $100.8k $100.8k 0.00% New
51 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 28,45028.4k $99.6k $99.6k 0.01% Unchanged
52 Ethos Financial Group, LLC 0.01% of their portfolio KING OF PRUSSIA, PA 27,71927.7k $96.2k $96.2k 0.01% Added +529 +529
53 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,91326.9k $93.4k $93.4k 0.00% Reduced -371 -371
54 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 26,50026.5k $92.0k $92.0k 0.00% Unchanged
55 Essex Financial Services, Inc. 0.00% of their portfolio ESSEX, CT 26,09626.1k $90.6k $90.6k 0.00% Reduced -14.6k -14,600
56 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 25,49925.5k $88.5k $88.5k 0.01% Added +7.7k +7,685
57 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 25,02625.0k $86.8k $86.8k 0.00% Reduced -3.6k -3,617
58 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 24,64124.6k $85.5k $85.5k 0.00% Reduced -2.4k -2,425
59 OXFORD ASSET MANAGEMENT LLP 0.04% of their portfolio OXFORD, X0 23,65623.7k $82.1k $82.1k 0.04% Reduced -37.4k -37,406
60 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,53023.5k $81.6k $81.6k 0.00% Reduced -780 -780
61 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 22,52222.5k $78.2k $78.2k 0.00% Added +20.4k +20,443
62 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 20,57720.6k $73.0k $73.0k 0.00% Added +903 +903
63 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 20,00020.0k $69.4k $69.4k 0.00% Unchanged
64 Miller Financial Services LLC 0.05% of their portfolio MARSHALL, MI 17,13217.1k $59.4k $59.4k 0.05% Added +1.4k +1,378
65 Disciplined Investments, LLC 0.02% of their portfolio TULSA, OK 17,00017.0k $59.0k $59.0k 0.02% Unchanged
66 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,46015.5k $53.6k $53.6k 0.00% Added +4.7k +4,698
67 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 15,00015.0k $52.0k $52.0k 0.00% Unchanged
68 MERIDIAN INVESTMENT COUNSEL INC. 0.01% of their portfolio LAFAYETTE, CA 14,20014.2k $49.3k $49.3k 0.01% Unchanged
69 Strategic Wealth Partners, Ltd. 0.00% of their portfolio INDEPENDENCE, OH 14,00014.0k $48.6k $48.6k 0.00% New
70 BRIAN LOW FINANCIAL GROUP, LLC 0.03% of their portfolio BATON ROUGE, LA 14,00014.0k $48.6k $48.6k 0.03% New
71 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,72513.7k $47.6k $47.6k 0.00% Unchanged
72 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 13,38213.4k $46.4k $46.4k 0.00% New
73 Prosperity Financial Group, Inc. 0.01% of their portfolio San Ramon, CA 13,22213.2k $45.9k $45.9k 0.01% Added +1.7k +1,722
74 Mariner, LLC 0.00% of their portfolio Overland Park, KS 12,37412.4k $42.9k $42.9k 0.00% Reduced -923 -923
75 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 12,36912.4k $43.0k $43.0k 0.00% Reduced -828 -828
76 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 12,07412.1k $41.9k $41.9k 0.00% Unchanged
77 NorthRock Partners, LLC 0.00% of their portfolio MINNEAPOLIS, MN 11,87611.9k $41.2k $41.2k 0.00% Added +62 +62
78 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 11,32511.3k $39.0k $39.0k 0.00% Added +1.0k +1,000
79 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,86310.9k $37.7k $37.7k 0.00% Reduced -36.2k -36,224
80 EIGHT 31 FINANCIAL, LLC 0.02% of their portfolio MIDLAND, TX 10,32710.3k $35.8k $35.8k 0.02% New
81 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 10,00010.0k $34.7k $34.7k 0.00% New
82 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 8,9759.0k $31.1k $31.1k 0.00% Reduced -10.2k -10,170
83 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 6,6076.6k $22.9k $22.9k 0.00% New
84 BI Asset Management Fondsmaeglerselskab A/S 0.00% of their portfolio KOBENHAVN, G7 5,3615.4k $19.0k $19.0k 0.00% Reduced -13.3k -13,303
85 Quantum Portfolio Management LLC 0.01% of their portfolio NEW YORK, NY 4,6914.7k $16.3k $16.3k 0.01% New
86 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,8723.9k $13.4k $13.4k 0.00% First filing
87 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,5253.5k $12.1k $12.1k 0.00% New
88 State of Alaska, Department of Revenue 0.00% of their portfolio JUNEAU, AK 2,6952.7k $9.0k $9.0k 0.00% Unchanged
89 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,1132.1k $7.3k $7.3k 0.00% Reduced -8.3k -8,257
90 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 2,0182.0k $7.0k $7.0k 0.00% New
91 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 2,0002.0k $6.7k $6.7k 0.00% Reduced -100 -100
92 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 800800 $2.8k $2.8k 0.00% New
93 NorthAvenue LLC 0.00% of their portfolio COLUMBUS, OH 744744 $2.6k $2.6k 0.00% Unchanged
94 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 645645 $2.2k $2.2k 0.00% Unchanged
95 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 638638 $2.2k $2.2k 0.00% Reduced -1 -1
96 West Financial Advisors, LLC 0.00% of their portfolio DES MOINES, IA 404404 $1.4k $1.4k 0.00% Added +11 +11
97 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 375375 $1.3k $1.3k 0.00% Unchanged
98 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 374374 $1.3k $1.3k 0.00% Reduced -141 -141
99 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 246246 $854 $854 0.00% Reduced -1.6k -1,566
100 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 196196 $680 $680 0.00% Added +50 +50