Vault-13

PENNANTPARK INVT CORP PNNT

COM · Common Stock · CUSIP 708062104

BUSINESS DEVELOPMENT COMPANY

117 institutional holders -4 vs Q1 2024
17,329,65617.3m shares reported held*
26.5% of all shares outstanding*
$130.9mreported value*
12 new 39 added 38 reduced 13 sold out net sold ≈ $11.6m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 65.3m as of 2024-08-07, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $7.55. Options: 5 managers hold calls ($1.8m notional), 3 hold puts ($12.6k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 109Q4 22: 112Q1 23: 111Q2 23: 116Q3 23: 125Q4 23: 126Q1 24: 121Q2 24: 117117Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022109
Q4 2022112
Q1 2023111
Q2 2023116
Q3 2023125
Q4 2023126
Q1 2024121
Q2 2024117

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 46 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 39 cut or sold outQ2 23: 59 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 65 bought or addedQ3 23: 38 cut or sold outQ4 23: 65 bought or addedQ4 23: 50 cut or sold outQ4 23Q1 24: 61 bought or addedQ1 24: 52 cut or sold outQ2 24: 51 bought or addedQ2 24: 51 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225246
Q1 20235839
Q2 20235940
Q3 20236538
Q4 20236550
Q1 20246152
Q2 20245151

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 23 calls: $626.1kQ3 23 puts: $27.4kQ3 23P/C 0.04Q4 23 calls: $694.2kQ4 23 puts: $12.4kQ4 23P/C 0.02Q1 24 calls: $1.2mQ1 24 puts: $7.5kQ1 24P/C 0.01Q2 24 calls: $1.8mQ2 24 puts: $12.6kQ2 24P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2023$626.1k$27.4k0.04
Q4 2023$694.2k$12.4k0.02
Q1 2024$1.2m$7.5k0.01
Q2 2024$1.8m$12.6k0.01

Biggest buyers

TWO SIGMA ADVISERS, LP Added +399,500+399.5k
Legacy Capital Wealth Partners, LLC New +236,456+236.5k
CONDOR CAPITAL MANAGEMENT Added +233,685+233.7k
BI Asset Management Fondsmaeglerselskab A/S New +116,680+116.7k
Hennion & Walsh Asset Management, Inc. Added +83,483+83.5k
Cresset Asset Management, LLC New +78,819+78.8k
Trexquant Investment LP Added +63,671+63.7k
BlackRock Inc. Added +48,143+48.1k
Global Retirement Partners, LLC Added +42,105+42.1k
JANE STREET GROUP, LLC Added +32,122+32.1k

Biggest sellers

MORGAN STANLEY Reduced -1,818,514-1.8m
CONFLUENCE INVESTMENT MANAGEMENT LLC Reduced -341,343-341.3k
ARES MANAGEMENT LLC Reduced -223,193-223.2k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Sold out -94,251-94.3k
Y-Intercept (Hong Kong) Ltd Sold out -81,394-81.4k
MILLENNIUM MANAGEMENT LLC Reduced -61,380-61.4k
HRT FINANCIAL LP Reduced -54,146-54.1k
Connor, Clark & Lunn Investment Management Ltd. Reduced -53,169-53.2k
Advisors Asset Management, Inc. Reduced -49,320-49.3k
TWO SIGMA INVESTMENTS, LP Reduced -40,819-40.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $938.5k124.3k shares
CITADEL ADVISORS LLC Added $462.8k61.3k shares
SIMPLEX TRADING, LLC New $231.0k30.6k shares
GROUP ONE TRADING LLC Reduced $137.4k18.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $7.5k1.0k shares
SIMPLEX TRADING, LLC Added $5.0k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 2 buyingQ1 23: 0 sellingQ2 23: 4 buyingQ2 23: 0 sellingQ2 23Q3 23: 1 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 2 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20232$516.8k0——
Q2 20234$797.4k0——
Q3 20231$99.9k0——
Q4 20231$30.0k0——
Q1 20242$159.2k0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ARES MANAGEMENT LLC 0.60% of their portfolio LOS ANGELES, CA 2,657,6452.7m $20.1m $20.1m 0.60% Reduced -223.2k -223,193
2 LSV ASSET MANAGEMENT 0.03% of their portfolio CHICAGO, IL 2,087,8632.1m $15.8m $15.8m 0.03% Reduced -13.0k -13,000
3 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,585,1231.6m $12.0m $12.0m 0.00% Reduced -31.2k -31,201
4 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 1,110,3181.1m $8.4m $8.4m 0.02% Added +399.5k +399,500
5 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 736,411736.4k $5.6m $5.6m 0.01% Reduced -40.8k -40,819
6 Hennion & Walsh Asset Management, Inc. 0.26% of their portfolio Parsippany, NJ 661,933661.9k $5.0m $5.0m 0.26% Added +83.5k +83,483
7 Advisors Asset Management, Inc. 0.09% of their portfolio Monument, CO 602,900602.9k $4.6m $4.6m 0.09% Reduced -49.3k -49,320
8 Legal & General Group Plc 0.00% of their portfolio London, X0 528,618528.6k $4.0m $4.0m 0.00% Added +15.2k +15,224
9 CONDOR CAPITAL MANAGEMENT 0.37% of their portfolio MARTINSVILLE, NJ 519,177519.2k $3.9m $3.9m 0.37% Added +233.7k +233,685
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 425,069425.1k $3.2m $3.2m 0.00% Reduced -1.8m -1,818,514
11 BlackRock Inc. 0.00% of their portfolio New York, NY 421,966422.0k $3.2m $3.2m 0.00% Added +48.1k +48,143
12 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 361,259361.3k $2.7m $2.7m 0.00% Reduced -61.4k -61,380
13 Truvestments Capital LLC 0.94% of their portfolio SARASOTA, FL 310,986311.0k $2.3m $2.3m 0.94% Added +28.8k +28,803
14 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.03% of their portfolio ST. LOUIS, MO 299,967300.0k $2.3m $2.3m 0.03% Reduced -341.3k -341,343
15 NewEdge Wealth, LLC 0.04% of their portfolio STAMFORD, CT 270,487270.5k $2.0m $2.0m 0.04% Reduced -27.7k -27,708
16 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 246,312246.3k $1.9m $1.9m 0.02% Unchanged
17 Legacy Capital Wealth Partners, LLC 0.45% of their portfolio LITTLE ROCK, AR 236,456236.5k $1.8m $1.8m 0.45% New
18 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 195,676195.7k $1.5m $1.5m 0.00% Reduced -2.0k -2,000
19 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 181,821181.8k $1.4m $1.4m 0.00% Added +11.7k +11,684
20 Alberta Investment Management Corp 0.01% of their portfolio EDMONTON, A0 163,000163.0k $1.2m $1.2m 0.01% Unchanged
21 Advisors Capital Management, LLC 0.02% of their portfolio RIDGEWOOD, NJ 153,164153.2k $1.2m $1.2m 0.02% Reduced -11.2k -11,173
22 Texas Capital Bank Wealth Management Services Inc 0.12% of their portfolio Dallas, TX 152,033152.0k $1.1m $1.1m 0.12% Unchanged
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 148,792148.8k $1.1m $1.1m 0.00% Reduced -8.5k -8,491
24 VIRTUS ADVISERS, LLC 0.45% of their portfolio HARTFORD, CT 121,680121.7k $918.7k $918.7k 0.45% Added +22.0k +21,956
25 MCKINLEY CAPITAL MANAGEMENT LLC 0.16% of their portfolio ANCHORAGE, AK 118,924118.9k $897.9k $897.9k 0.16% Reduced -244 -244
26 Cornerstone Wealth Management, LLC 0.07% of their portfolio ST. PETERS, MO 117,735117.7k $888.9k $888.9k 0.07% Reduced -7.2k -7,206
27 BI Asset Management Fondsmaeglerselskab A/S 0.01% of their portfolio KOBENHAVN, G7 116,680116.7k $881.0k $881.0k 0.01% New
28 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 116,669116.7k $881.0k $881.0k 0.00% Added +1.7k +1,720
29 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 112,625112.6k $850.3k $850.3k 0.00% Reduced -53.2k -53,169
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 107,778107.8k $813.7k $813.7k 0.00% Reduced -9.6k -9,585
31 Garner Asset Management Corp 0.38% of their portfolio PLANO, TX 106,614106.6k $805.0k $805.0k 0.38% Added +9.6k +9,610
32 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 103,730103.7k $783.2k $783.2k 0.00% Reduced -11.4k -11,403
33 SMH CAPITAL ADVISORS INC 2.39% of their portfolio FORT WORTH, TX 103,393103.4k $780.6k $780.6k 2.39% Unchanged
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 102,338102.3k $772.7k $772.7k 0.00% Added +27.6k +27,626
35 Catalyst Capital Advisors LLC 0.02% of their portfolio San Juan, PR 99,13199.1k $748.4k $748.4k 0.02% Unchanged
36 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 78,81978.8k $601.4k $601.4k 0.00% New
37 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 76,01476.0k $573.9k $573.9k 0.00% Added +8.7k +8,688
38 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 75,30775.3k $568.6k $568.6k 0.01% Added +63.7k +63,671
39 Abbot Financial Management, Inc. 0.30% of their portfolio ANDOVER, MA 74,49274.5k $562.4k $562.4k 0.30% Reduced -2.0k -1,997
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 65,46665.5k $494.3k $494.3k 0.00% Added +16.2k +16,158
41 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 62,76762.8k $473.0k $473.0k 0.00% Added +2.2k +2,238
42 Cambria Investment Management, L.P. 0.03% of their portfolio Manhattan Beach, CA 55,54455.5k $419.4k $419.4k 0.03% Added +16.3k +16,269
43 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 53,02253.0k $400.0k $400.0k 0.00% Added +193 +193
44 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 49,41349.4k $374.4k $374.4k 0.00% Added +17.2k +17,152
45 CAXTON ASSOCIATES LP 0.01% of their portfolio NEW YORK, NY 48,21048.2k $364.0k $364.0k 0.01% Unchanged
46 MERIDIAN INVESTMENT COUNSEL INC. 0.11% of their portfolio LAFAYETTE, CA 48,10048.1k $363.2k $363.2k 0.11% Reduced -1.0k -1,000
47 Founders Financial Alliance, LLC 0.11% of their portfolio RALEIGH, NC 47,25947.3k $356.8k $356.8k 0.11% Added +10.3k +10,339
48 Sterneck Capital Management, LLC 0.20% of their portfolio KANSAS CITY, MO 47,16247.2k $356.1k $356.1k 0.20% Reduced -17.3k -17,339
49 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 46,86446.9k $354.0k $354.0k 0.00% Reduced -32.6k -32,551
50 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 44,09544.1k $332.9k $332.9k 0.00% Added +32.1k +32,122
51 GRIES FINANCIAL LLC 0.07% of their portfolio Cleveland, OH 43,93543.9k $331.7k $331.7k 0.07% Unchanged
52 Kovack Advisors, Inc. 0.04% of their portfolio FT. LAUDERDALE, FL 43,35043.4k $327.3k $327.3k 0.04% Added +2.0k +2,000
53 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 43,02843.0k $324.9k $324.9k 0.01% Added +42.1k +42,105
54 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 42,68142.7k $322.0k $322.0k 0.00% Added +499 +499
55 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 40,93540.9k $309.1k $309.1k 0.02% Added +279 +279
56 UBS Group AG 0.00% of their portfolio ZURICH, V8 40,90740.9k $308.8k $308.8k 0.00% Added +9.8k +9,778
57 TrinityBridge Ltd 0.01% of their portfolio LONDON, X0 38,80038.8k $293.0k $293.0k 0.01% Unchanged
58 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 34,81034.8k $262.8k $262.8k 0.01% Added +1.2k +1,155
59 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 33,64433.6k $254.0k $254.0k 0.00% Reduced -18.7k -18,681
60 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 33,32533.3k $251.0k $251.0k 0.00% Reduced -1.7k -1,655
61 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 32,37632.4k $244.4k $244.4k 0.00% Added +1.5k +1,458
62 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 32,02232.0k $241.8k $241.8k 0.01% Added +90 +90
63 EMC Capital Management 0.14% of their portfolio HOUSTON, TX 31,78931.8k $240.0k $240.0k 0.14% Unchanged
64 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 31,35031.4k $236.7k $236.7k 0.02% Unchanged
65 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 30,84430.8k $232.9k $232.9k 0.00% New
66 EVERGREEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio Bellevue, WA 26,97727.0k $205.8k $205.8k 0.01% Added +138 +138
67 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 26,84026.8k $202.6k $202.6k 0.00% Reduced -883 -883
68 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,07526.1k $197.0k $197.0k 0.00% Reduced -3.2k -3,203
69 Aquatic Capital Management LLC 0.01% of their portfolio CHICAGO, IL 24,10024.1k $182.0k $182.0k 0.01% Reduced -1.7k -1,700
70 Origin Asset Management LLP 0.05% of their portfolio LONDON, X0 24,02224.0k $181.4k $181.4k 0.05% Unchanged
71 Beaumont Financial Advisors, LLC 0.01% of their portfolio NEEDHAM, MA 22,11322.1k $167.0k $167.0k 0.01% Added +637 +637
72 GSA CAPITAL PARTNERS LLP 0.01% of their portfolio LONDON, X0 21,67521.7k $164.0k $164.0k 0.01% New
73 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 20,08520.1k $151.6k $151.6k 0.00% Reduced -40 -40
74 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 20,00020.0k $151.0k $151.0k 0.00% Unchanged
75 Edge Wealth Management LLC 0.03% of their portfolio NEW YORK, NY 20,00020.0k $151.0k $151.0k 0.03% Unchanged
76 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 19,26119.3k $145.4k $145.4k 0.01% Added +17.0k +16,989
77 Jump Financial, LLC 0.00% of their portfolio Chicago, IL 18,22718.2k $137.6k $137.6k 0.00% Reduced -40.4k -40,373
78 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 17,32617.3k $130.8k $130.8k 0.01% Reduced -396 -396
79 Catalina Capital Group, LLC 0.05% of their portfolio Torrance, CA 17,06117.1k $128.8k $128.8k 0.05% Reduced -15.6k -15,602
80 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 16,81116.8k $126.0k $126.0k 0.00% New
81 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 16,73616.7k $126.4k $126.4k 0.00% New
82 Essex Financial Services, Inc. 0.01% of their portfolio ESSEX, CT 14,60014.6k $100.6k $100.6k 0.01% Unchanged
83 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 14,60014.6k $110.0k $110.0k 0.00% Reduced -54.1k -54,146
84 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 14,35414.4k $105.4k $105.4k 0.00% New
85 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 13,82013.8k $104.3k $104.3k 0.00% Reduced -1.0k -1,016
86 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,72513.7k $103.6k $103.6k 0.00% Unchanged
87 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,43213.4k $101.4k $101.4k 0.00% Reduced -21.7k -21,717
88 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 12,92012.9k $97.5k $97.5k 0.00% Added +755 +755
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,19912.2k $92.1k $92.1k 0.00% Reduced -10.9k -10,870
90 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 11,77511.8k $88.9k $88.9k 0.00% Reduced -202 -202
91 CRAWFORD INVESTMENT COUNSEL INC 0.00% of their portfolio ATLANTA, GA 11,00011.0k $83.0k $83.0k 0.00% New
92 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 7,5527.6k $57.0k $57.0k 0.00% Added +2.0k +2,031
93 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,2757.3k $54.9k $54.9k 0.00% Reduced -2.5k -2,500
94 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 6,7276.7k $50.8k $50.8k 0.01% Reduced -1.2k -1,151
95 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 6,6006.6k $52.1k $52.1k 0.00% Added +5.4k +5,400
96 Cedar Wealth Management, LLC 0.01% of their portfolio LA JOLLA, CA 3,9403.9k $29.7k $29.7k 0.01% Unchanged
97 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,6352.6k $19.9k $19.9k 0.00% Unchanged
98 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 2,5732.6k $19.4k $19.4k 0.00% Unchanged
99 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,8651.9k $14.1k $14.1k 0.00% Unchanged
100 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 1,8421.8k $13.4k $13.4k 0.00% Unchanged