Vault-13

PEABODY ENGR CORP BTU 3.25 03.01.28

NOTE 3.250% 3/0 · US DOMESTIC · CUSIP 704551AD2

25 institutional holders +0 vs Q3 2023
31,270,68531.3m shares reported held*
$454.1mreported value*
4 new 5 added 5 reduced 4 sold out net sold ≈ $5.6m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.52.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q1 23: 24Q2 23: 29Q3 23: 25Q4 23: 2525Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q1 202324
Q2 202329
Q3 202325
Q4 202325

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 23: 16 bought or addedQ2 23: 12 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 9 cut or sold outQ3 23Q4 23: 9 bought or addedQ4 23: 9 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q2 20231612
Q3 2023119
Q4 202399

Biggest buyers

Portman Square Capital LLP Added +11,000,000+11.0m
Graham Capital Management, L.P. Added +4,850,000+4.8m
JANE STREET GROUP, LLC New +3,000,000+3.0m
Thrivent Financial for Lutherans Added +1,935,000+1.9m
NOMURA HOLDINGS INC New +1,201,685+1.2m
BANK OF MONTREAL /CAN/ Added +600,000+600.0k
JPMORGAN CHASE & CO Added +242,000+242.0k
Virtus Investment Advisers, LLC New +31,000+31.0k
Calamos Advisors LLC New +29,000+29.0k

Biggest sellers

READYSTATE ASSET MANAGEMENT LP Reduced -12,500,000-12.5m
AMERIPRISE FINANCIAL INC Sold out -6,000,000-6.0m
MIZUHO SECURITIES USA LLC Reduced -2,250,000-2.2m
ABSOLUTE INVESTMENT ADVISERS, LLC Reduced -2,000,000-2.0m
NOMURA HOLDINGS INC Sold out -1,021,035-1.0m
Jefferies Financial Group Inc. Reduced -1,013,000-1.0m
III Capital Management Sold out -1,000,000-1.0m
West Tower Group, LLC Sold out -1,000,000-1.0m
SSI INVESTMENT MANAGEMENT LLC Reduced -8,000-8.0k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Graham Capital Management, L.P. 4.47% of their portfolio ROWAYTON, CT 98,010,00098.0m $140.6m $140.6m 4.47% Added +4.8m +4,850,000
2 Portman Square Capital LLP 13.87% of their portfolio London, X0 55,750,00055.8m $80.0m $80.0m 13.87% Added +11.0m +11,000,000
3 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 25,500,00025.5m $36.6m $36.6m 0.03% Unchanged
4 READYSTATE ASSET MANAGEMENT LP 2.12% of their portfolio CHICAGO, IL 24,800,00024.8m $35.6m $35.6m 2.12% Reduced -12.5m -12,500,000
5 CSS LLC/IL 2.65% of their portfolio CHICAGO, IL 23,718,00023.7m $34.0m $34.0m 2.65% Unchanged
6 Alberta Investment Management Corp 0.17% of their portfolio EDMONTON, A0 12,500,00012.5m $18.2m $18.2m 0.17% Unchanged
7 MIZUHO SECURITIES USA LLC 0.38% of their portfolio NEW YORK, NY 11,500,00011.5m $16.4m $16.4m 0.38% Reduced -2.2m -2,250,000
8 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 8,538,0008.5m $12.3m $12.3m 0.03% Added +1.9m +1,935,000
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,067,0007.1m $10.1m $10.1m 0.00% Unchanged
10 ABSOLUTE INVESTMENT ADVISERS, LLC 1.46% of their portfolio ROSEMARY BEACH, FL 7,000,0007.0m $10.0m $10.0m 1.46% Reduced -2.0m -2,000,000
11 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,884,0005.9m $8.4m $8.4m 0.00% Added +600.0k +600,000
12 FMR LLC 0.00% of their portfolio BOSTON, MA 3,950,0004.0m $5.6m $5.6m 0.00% Unchanged
13 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 3,000,0003.0m $4.3m $4.3m 0.01% New
14 BlackRock Inc. 0.00% of their portfolio New York, NY 2,200,0002.2m $3.1m $3.1m 0.00% Unchanged
15 ZAZOVE ASSOCIATES LLC 0.36% of their portfolio INCLINE VILLAGE, NV 2,000,0002.0m $2.9m $2.9m 0.36% Unchanged
16 Jefferies Financial Group Inc. 0.04% of their portfolio NEW YORK, NY 1,592,0001.6m $2.3m $2.3m 0.04% Reduced -1.0m -1,013,000
17 PALISADE CAPITAL MANAGEMENT, LP 0.05% of their portfolio FORT LEE, NJ 1,358,0001.4m $2.0m $2.0m 0.05% Unchanged
18 NOMURA HOLDINGS INC 0.26% of their portfolio TOKYO, M0 1,201,6851.2m $29.2m $29.2m 0.26% New
19 Skaana Management L.P. 0.33% of their portfolio BROOKLYN, NY 1,000,0001.0m $1.4m $1.4m 0.33% Unchanged
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 334,000334.0k $476.0k $476.0k 0.00% Added +242.0k +242,000
21 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 150,000150.0k $214.5k $214.5k 0.00% Unchanged
22 SSI INVESTMENT MANAGEMENT LLC 0.02% of their portfolio Los Angeles, CA 145,000145.0k $207.3k $207.3k 0.02% Reduced -8.0k -8,000
23 Virtus Investment Advisers, LLC 0.03% of their portfolio HARTFORD, CT 31,00031.0k $44.3k $44.3k 0.03% New
24 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 29,00029.0k $41.9k $41.9k 0.00% New
25 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged