Vault-13

PEABODY ENGR CORP BTU 3.25 03.01.28

NOTE 3.250% 3/0 · US DOMESTIC · CUSIP 704551AD2

29 institutional holders +5 vs Q1 2023
21,878,00021.9m shares reported held*
$639.6mreported value*
9 new 7 added 8 reduced 4 sold out net bought ≈ $18.0m (-5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.24.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q1 23: 24Q2 23: 2929Q1 23Q2 23
Numbers
QuarterHolders
Q1 202324
Q2 202329

Biggest buyers

MILLENNIUM MANAGEMENT LLC New +15,500,000+15.5m
Nuveen Asset Management, LLC New +10,500,000+10.5m
CSS LLC/IL Added +10,218,000+10.2m
Portman Square Capital LLP New +9,250,000+9.2m
Graham Capital Management, L.P. Added +6,000,000+6.0m
READYSTATE ASSET MANAGEMENT LP Added +3,200,000+3.2m
Jefferies Financial Group Inc. New +2,605,000+2.6m
ROYAL BANK OF CANADA Added +2,500,000+2.5m
Skaana Management L.P. New +2,500,000+2.5m
BANK OF MONTREAL /CAN/ New +2,100,000+2.1m

Biggest sellers

Linden Advisors LP Reduced -18,000,000-18.0m
DeepCurrents Investment Group LLC Sold out -11,200,000-11.2m
Shaolin Capital Management LLC Sold out -10,000,000-10.0m
FMR LLC Reduced -3,950,000-4.0m
MIZUHO SECURITIES USA LLC Reduced -3,664,000-3.7m
Warberg Asset Management LLC Sold out -2,500,000-2.5m
Thrivent Financial for Lutherans Reduced -1,575,000-1.6m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -1,245,000-1.2m
PALISADE CAPITAL MANAGEMENT, LP Reduced -1,042,000-1.0m
BlackRock Inc. Reduced -100,000-100.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Graham Capital Management, L.P. 4.30% of their portfolio ROWAYTON, CT 93,160,00093.2m $125.6m $125.6m 4.30% Added +6.0m +6,000,000
2 READYSTATE ASSET MANAGEMENT LP 4.98% of their portfolio CHICAGO, IL 37,300,00037.3m $50.3m $50.3m 4.98% Added +3.2m +3,200,000
3 Linden Advisors LP 0.49% of their portfolio New York, NY 34,800,00034.8m $46.9m $46.9m 0.49% Reduced -18.0m -18,000,000
4 CSS LLC/IL 2.31% of their portfolio CHICAGO, IL 22,218,00022.2m $30.0m $30.0m 2.31% Added +10.2m +10,218,000
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 20,000,00020.0m $26.9m $26.9m 0.00% Unchanged
6 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 15,500,00015.5m $20.9m $20.9m 0.02% New
7 Alberta Investment Management Corp 0.16% of their portfolio EDMONTON, A0 12,500,00012.5m $17.0m $17.0m 0.16% Unchanged
8 Nuveen Asset Management, LLC 0.08% of their portfolio CHICAGO, IL 10,500,00010.5m $227.4m $227.4m 0.08% New
9 Portman Square Capital LLP 2.19% of their portfolio London, X0 9,250,0009.2m $12.5m $12.5m 2.19% New
10 ABSOLUTE INVESTMENT ADVISERS, LLC 1.70% of their portfolio ROSEMARY BEACH, FL 9,000,0009.0m $12.1m $12.1m 1.70% Unchanged
11 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 6,603,0006.6m $8.9m $8.9m 0.02% Reduced -1.6m -1,575,000
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 6,000,0006.0m $8.1m $8.1m 0.00% Added +1.0m +1,000,000
13 MIZUHO SECURITIES USA LLC 0.27% of their portfolio NEW YORK, NY 6,000,0006.0m $8.1m $8.1m 0.27% Reduced -3.7m -3,664,000
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,067,0005.1m $6.8m $6.8m 0.00% Added +2.5m +2,500,000
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 4,255,0004.3m $5.7m $5.7m 0.01% Reduced -1.2m -1,245,000
16 FMR LLC 0.00% of their portfolio BOSTON, MA 3,950,0004.0m $5.3m $5.3m 0.00% Reduced -4.0m -3,950,000
17 Walleye Capital LLC 0.08% of their portfolio NEW YORK, NY 3,500,0003.5m $4.7m $4.7m 0.08% Unchanged
18 Jefferies Financial Group Inc. 0.07% of their portfolio NEW YORK, NY 2,605,0002.6m $3.5m $3.5m 0.07% New
19 Skaana Management L.P. 0.99% of their portfolio BROOKLYN, NY 2,500,0002.5m $3.4m $3.4m 0.99% New
20 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,100,0002.1m $2.8m $2.8m 0.00% New
21 ZAZOVE ASSOCIATES LLC 0.25% of their portfolio INCLINE VILLAGE, NV 2,000,0002.0m $2.7m $2.7m 0.25% Unchanged
22 BlackRock Inc. 0.00% of their portfolio New York, NY 1,825,0001.8m $2.5m $2.5m 0.00% Reduced -100.0k -100,000
23 PALISADE CAPITAL MANAGEMENT, LP 0.06% of their portfolio FORT LEE, NJ 1,708,0001.7m $2.3m $2.3m 0.06% Reduced -1.0m -1,042,000
24 III Capital Management 0.11% of their portfolio BOCA RATON, FL 1,000,0001.0m $1.4m $1.4m 0.11% New
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 275,000275.0k $377.7k $377.7k 0.00% Added +100.0k +100,000
26 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 230,831230.8k $50.7k $50.7k 0.00% Added +120.3k +120,273
27 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 150,000150.0k $201.4k $201.4k 0.00% New
28 Verition Fund Management LLC 0.05% of their portfolio GREENWICH, CT 2,4752.5k $3.3m $3.3m 0.05% Reduced -724 -724
29 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% New