PEABODY ENERGY CORP BTU
COM · Common Stock · CUSIP 704551100 · ISIN US7045511000
- SectorMaterials
- IndustryBituminous Coal & Lignite Surface Mining
- HeadquartersSt Louis, MO
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($252.4k this quarter). Holder counts are more reliable. Shares outstanding: 132.8m as of 2023-07-28, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $21.66. Options: 30 managers hold calls ($342.7m notional), 31 hold puts ($232.8m).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 250 |
| Q4 2022 | 286 |
| Q1 2023 | 282 |
| Q2 2023 | 261 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 157 | 111 |
| Q1 2023 | 152 | 148 |
| Q2 2023 | 136 | 149 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $518.2m | $249.9m | 0.48 |
| Q4 2022 | $426.1m | $296.2m | 0.70 |
| Q1 2023 | $427.5m | $302.7m | 0.71 |
| Q2 2023 | $342.7m | $232.8m | 0.68 |
Biggest buyers
| FIL Ltd | Added | +1.5m |
| GENDELL JEFFREY L | Added | +1.3m |
| CITADEL ADVISORS LLC | Added | +1.0m |
| RENAISSANCE TECHNOLOGIES LLC | Added | +807.7k |
| Assenagon Asset Management S.A. | Added | +533.0k |
| Boston Partners | Added | +484.6k |
| PRUDENTIAL FINANCIAL INC | Added | +464.0k |
| No Street GP LP | Added | +450.0k |
| BlackRock Inc. | Added | +420.5k |
| Rovida Advisors Inc. | Added | +335.0k |
Biggest sellers
| J.P. Morgan Private Wealth Advisors LLC | Sold out | -1.9m |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -1.7m |
| GOLDMAN SACHS GROUP INC | Reduced | -1.1m |
| MARSHALL WACE, LLP | Reduced | -1.0m |
| BANK OF AMERICA CORP /DE/ | Reduced | -952.3k |
| Point72 Asset Management, L.P. | Sold out | -897.6k |
| Waratah Capital Advisors Ltd. | Sold out | -727.6k |
| Arctis Global LLC | Sold out | -568.1k |
| Balyasny Asset Management L.P. | Reduced | -542.5k |
| Key Square Capital Management LLC | Sold out | -532.0k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $103.0m4.8m shares |
| CITADEL ADVISORS LLC | Reduced | $49.8m2.3m shares |
| JANE STREET GROUP, LLC | Added | $49.3m2.3m shares |
| GROUP ONE TRADING LLC | Added | $43.6m2.0m shares |
| GOLDMAN SACHS GROUP INC | Unchanged | $26.1m1.2m shares |
| SIMPLEX TRADING, LLC | Unchanged | $17.3m799.3k shares |
| Walleye Trading LLC | Added | $9.8m451.2k shares |
| IMC-Chicago, LLC | Reduced | $9.5m437.2k shares |
| UBS Group AG | Reduced | $9.1m420.0k shares |
| MILLENNIUM MANAGEMENT LLC | New | $8.3m383.7k shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $88.5m4.1m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $37.7m1.7m shares |
| Graham Capital Management, L.P. | Unchanged | $26.5m1.2m shares |
| Portman Square Capital LLP | New | $16.7m770.0k shares |
| JANE STREET GROUP, LLC | Added | $14.7m679.2k shares |
| GROUP ONE TRADING LLC | Reduced | $10.8m497.1k shares |
| SIMPLEX TRADING, LLC | Reduced | $6.6m306.3k shares |
| UBS Group AG | Added | $6.4m297.0k shares |
| IMC-Chicago, LLC | Reduced | $4.8m222.6k shares |
| Caption Management, LLC | Reduced | $3.7m171.6k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| STATE STREET CORP 13G · institution +1.5 pts · filed 2026-08-07 | 9.1% |
| VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 7.5% |
| Jagwani Sunil 13G · passive investor +1.4 pts · filed 2026-08-14 | 7.0% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 | 5.2% |
Fell to 5% or below in the last year: RENAISSANCE TECHNOLOGIES LLC (4.9%, 2026-05-14), VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC), MAVERICK CAPITAL LTD (3.3%, 2026-02-13)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 4 | $402.8k | — |
| Q2 2022 | 0 | — | 2 | $772.9k | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 3 | $3.1m | — |
| Q2 2023 | 0 | — | 0 | — | — |
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Elliott Investment Management L.P. 5.46% of their portfolio | 21.1m $457.2m | Unchanged |
| VANGUARD GROUP INC 0.01% of their portfolio | 12.4m $268.1m | Added +46.5k |
| BlackRock Inc. 0.01% of their portfolio | 8.4m $181.3m | Added +420.5k |
| DIMENSIONAL FUND ADVISORS LP 0.05% of their portfolio | 7.1m $154.7m | Reduced -47.3k |
| Boston Partners 0.19% of their portfolio | 6.4m $137.8m | Added +484.6k |
| STATE STREET CORP 0.01% of their portfolio | 6.2m $133.7m | Reduced -43.0k |
| Progeny 3, Inc. 11.20% of their portfolio | 3.4m $73.9m | Added +180.9k |
| FIL Ltd 0.06% of their portfolio | 2.5m $54.1m | Added +1.5m |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 2.4m $51.5m | Added +141.3k |
| RENAISSANCE TECHNOLOGIES LLC 0.07% of their portfolio | 2.4m $51.4m | Added +807.7k |
| KGH Ltd 3.46% of their portfolio | 2.3m $48.8m | Unchanged |
| CITADEL ADVISORS LLC 0.05% of their portfolio | 2.1m $46.5m | Added +1.0m |
| GENDELL JEFFREY L 3.11% of their portfolio | 1.8m $40.1m | Added +1.3m |
| AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio | 1.8m $38.5m | Added +211.0k |
| MARSHALL WACE, LLP 0.08% of their portfolio | 1.8m $38.5m | Reduced -1.0m |
| NORTHERN TRUST CORP 0.01% of their portfolio | 1.6m $34.0m | Added +137.0k |
| GOLDMAN SACHS GROUP INC 0.01% of their portfolio | 1.6m $33.8m | Reduced -1.1m |
| Hosking Partners LLP 1.14% of their portfolio | 1.3m $27.1m | Added +127.1k |
| D. E. Shaw & Co., Inc. 0.04% of their portfolio | 1.2m $26.8m | Reduced -184.2k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 1.1m $23.2m | Added +35.5k |
| No Street GP LP 2.55% of their portfolio | 1.0m $21.7m | Added +450.0k |
| MORGAN STANLEY 0.00% of their portfolio | 947.8k $20.5m | Reduced -275.0k |
| PRUDENTIAL FINANCIAL INC 0.03% of their portfolio | 938.5k $20.3m | Added +464.0k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 793.3k $17.2m | Reduced -43.8k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 761.3k $16.5m | Added +41.1k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 732.6k $15.9m | Reduced -8.0k |
| Empire Life Investments Inc. 1.06% of their portfolio | 717.5k $15.5m | Added +7.3k |
| Long Focus Capital Management, LLC 2.35% of their portfolio | 715.1k $15.5m | Added +40.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio | 672.7k $14.6m | Reduced -1.7m |
| Assenagon Asset Management S.A. 0.05% of their portfolio | 544.7k $11.8m | Added +533.0k |
| AEGIS FINANCIAL CORP 8.07% of their portfolio | 535.4k $11.6m | Unchanged |
| Rovida Advisors Inc. 3.87% of their portfolio | 410.0k $8.9m | Added +335.0k |
| BARCLAYS PLC 0.01% of their portfolio | 389.8k $8.4m | Added +252.1k |
| Brandywine Global Investment Management, LLC 0.07% of their portfolio | 385.5k $8.4m | Reduced -380.8k |
| CAPITAL FUND MANAGEMENT S.A. 0.13% of their portfolio | 371.9k $8.1m | Added +89.1k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 371.5k $8.0m | Reduced -26.2k |
| Schonfeld Strategic Advisors LLC 0.07% of their portfolio | 351.6k $7.6m | Reduced -413.4k |
| Ion Asset Management Ltd. 0.77% of their portfolio | 304.0k $6.6m | Reduced -126.9k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 303.3k $6.6m | Added +176.6k |
| AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 291.4k $6.3m | Added +57.8k |
| CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio | 288.2k $6.2m | Added +251.8k |
| TUDOR INVESTMENT CORP ET AL 0.10% of their portfolio | 279.8k $6.1m | New |
| PLUSTICK MANAGEMENT LLC 4.90% of their portfolio | 270.0k $5.8m | Reduced -30.0k |
| FIRST TRUST ADVISORS LP 0.01% of their portfolio | 254.3k $5.5m | Added +104.6k |
| Balyasny Asset Management L.P. 0.02% of their portfolio | 253.9k $5.5m | Reduced -542.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 237.2k $5.1m | Reduced -952.3k |
| Empowered Funds, LLC 0.17% of their portfolio | 223.5k $4.8m | Reduced -72.8k |
| EA Series Trust 0.17% of their portfolio | 223.5k $4.8m | First filing |
| Trexquant Investment LP 0.13% of their portfolio | 221.2k $4.8m | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 210.5k $4.6m | Reduced -45.9k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 200.8k $4.3m | Added +5.1k |
| Qube Research & Technologies Ltd 0.02% of their portfolio | 199.2k $4.3m | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 186.7k $4.0m | Reduced -231.0k |
| LPL Financial LLC 0.00% of their portfolio | 172.9k $3.7m | Added +75.3k |
| TITAN GLOBAL CAPITAL MANAGEMENT USA LLC 0.41% of their portfolio | 156.8k $3.4m | Reduced -10.2k |
| KAVAR CAPITAL PARTNERS GROUP, LLC 0.69% of their portfolio | 150.2k $3.3m | Unchanged |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 149.5k $3.2m | Added +17.7k |
| Tejara Capital Ltd 1.46% of their portfolio | 137.2k $3.0m | New |
| Verition Fund Management LLC 0.04% of their portfolio | 133.0k $2.9m | Added +110.1k |
| State of New Jersey Common Pension Fund D 0.01% of their portfolio | 131.9k $2.9m | Added +43.3k |
| CQS (US), LLC 0.34% of their portfolio | 130.0k $2.8m | Unchanged |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 128.8k $2.8m | Reduced -5.9k |
| GSA CAPITAL PARTNERS LLP 0.27% of their portfolio | 122.5k $2.7m | Added +12.5k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 104.9k $2.3m | Reduced -231.5k |
| Invesco Ltd. 0.00% of their portfolio | 103.1k $2.2m | Added +12.5k |
| ExodusPoint Capital Management, LP 0.03% of their portfolio | 99.1k $2.1m | New |
| Prescott Group Capital Management, L.L.C. 0.45% of their portfolio | 95.0k $2.1m | Reduced -16.6k |
| UBS Group AG 0.00% of their portfolio | 87.5k $1.9m | Reduced -47.9k |
| CITIGROUP INC 0.00% of their portfolio | 84.0k $1.8m | Added +17.0k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 83.3k $1.8m | Reduced -196.6k |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 81.1k $1.8m | Added +6.7k |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 80.5k $1.7m | Added +44.6k |
| Regal Partners Ltd 0.36% of their portfolio | 76.6k $1.7m | New |
| Lynwood Capital Management Inc. 2.06% of their portfolio | 75.0k $1.6m | New |
| Pekin Hardy Strauss, Inc. 0.24% of their portfolio | 71.1k $1.5m | Reduced -4.8k |
| TEACHER RETIREMENT SYSTEM OF TEXAS 0.01% of their portfolio | 69.6k $1.5m | Added +34.6k |
| Legal & General Group Plc 0.00% of their portfolio | 69.6k $1.5m | Reduced -45.1k |
| State of Alaska, Department of Revenue 0.02% of their portfolio | 69.0k $1.5m | New |
| Portman Square Capital LLP 0.26% of their portfolio | 67.7k $1.5m | New |
| Cubist Systematic Strategies, LLC 0.02% of their portfolio | 66.8k $1.4m | Reduced -13.6k |
| MetLife Investment Management, LLC 0.01% of their portfolio | 65.7k $1.4m | Added +4.0k |
| MACQUARIE GROUP LTD 0.00% of their portfolio | 64.3k $1.4m | Reduced -10.6k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 62.7k $1.4m | Added +6.9k |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 61.8k $1.3m | Added +11.4k |
| Capricorn Fund Managers Ltd 0.47% of their portfolio | 61.0k $1.3m | Unchanged |
| Graham Capital Management, L.P. 0.04% of their portfolio | 60.6k $1.3m | Added +31.8k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.01% of their portfolio | 60.0k $1.3m | Added +3.2k |
| Pearl River Capital, LLC 0.21% of their portfolio | 59.9k $1.3m | Added +8.1k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 59.2k $1.3m | Added +20.8k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 56.7k $1.5m | Unchanged |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 54.5k $1.2m | Unchanged |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 51.4k $1.1m | Added +2.7k |
| Stratos Wealth Advisors, LLC 0.08% of their portfolio | 51.0k $1.1m | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 50.8k $1.1m | Added +9.3k |
| Sagefield Capital LP 0.23% of their portfolio | 50.7k $1.1m | Reduced -1.4k |
| X-Square Capital, LLC 0.74% of their portfolio | 50.6k $1.1m | Reduced -118.6k |
| Merit Financial Group, LLC 0.04% of their portfolio | 50.1k $1.1m | New |
| K.J. Harrison & Partners Inc 0.20% of their portfolio | 50.0k $1.1m | Unchanged |
| DRW Securities, LLC 0.08% of their portfolio | 50.0k $1.1m | New |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 49.3k $1.1m | Added +4.2k |