Vault-13

PATRIOT NATL BANCORP INC PNBK

COM NEW · Common Stock · CUSIP 70336F203

American bank holding company

58 institutional holders +40 vs Q1 2025
23,032,81323.0m shares reported held*
23.7% of all shares outstanding*
$35.0mreported value*
43 new 8 added 3 reduced 3 sold out net bought ≈ $29.2m (+19.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 97.2m as of 2025-08-14, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.52.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 17Q4 22: 19Q1 23: 18Q2 23: 19Q3 23: 18Q4 23: 19Q1 24: 18Q2 24: 21Q3 24: 16Q4 24: 15Q1 25: 18Q2 25: 5858Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202217
Q4 202219
Q1 202318
Q2 202319
Q3 202318
Q4 202319
Q1 202418
Q2 202421
Q3 202416
Q4 202415
Q1 202518
Q2 202558

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 5 bought or addedQ3 23: 2 cut or sold outQ4 23: 7 bought or addedQ4 23: 3 cut or sold outQ4 23Q1 24: 4 bought or addedQ1 24: 5 cut or sold outQ2 24: 6 bought or addedQ2 24: 10 cut or sold outQ2 24Q3 24: 2 bought or addedQ3 24: 10 cut or sold outQ4 24: 3 bought or addedQ4 24: 5 cut or sold outQ4 24Q1 25: 9 bought or addedQ1 25: 3 cut or sold outQ2 25: 51 bought or addedQ2 25: 6 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202352
Q4 202373
Q1 202445
Q2 2024610
Q3 2024210
Q4 202435
Q1 202593
Q2 2025516

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +13,034,536+13.0m
BlackRock, Inc. New +2,169,233+2.2m
VANGUARD GROUP INC Added +1,041,443+1.0m
GEODE CAPITAL MANAGEMENT, LLC Added +1,019,197+1.0m
Curated Wealth Partners LLC New +666,667+666.7k
NORTHERN TRUST CORP New +562,756+562.8k
Composition Wealth, LLC New +434,748+434.7k
STATE STREET CORP New +391,330+391.3k
HighTower Advisors, LLC New +286,667+286.7k
Lido Advisors, LLC New +275,385+275.4k

Biggest sellers

Angel Oak Capital Advisors, LLC Reduced -2,144,220-2.1m
CALDWELL SUTTER CAPITAL, INC. Sold out -148,401-148.4k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Sold out -10,182-10.2k
Almanack Investment Partners, LLC. Sold out -10,000-10.0k
UBS Group AG Reduced -2,109-2.1k
SBI Securities Co., Ltd. Reduced -1,243-1.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Abady Alon 13G · passive investor new · filed 2026-06-10 10.0% new 19.7m≈ $12.5m 2026-06-10
Sugarman Steven 13D · may seek influence +1.7 pts · filed 2026-03-31
Stated purposeThe Reporting Persons are filing this Amendment to report the transactions set forth in the second paragaph of Item 3 above. No Reporting Person has any present plan or proposal which would relate to or result in any of the matters set forth in subparagraphs (a) - (j) of Item 4 of the form of Schedule 13D, except as set forth herein, or such as would occur upon or in connection with completion of, or following, any of the actions discussed herein. Full filing
9.5% +1.7 pts 11.1m≈ $10.6m 2026-03-31
FHNB LLC 13D · may seek influence new · filed 2025-04-11
Stated purposeOn March 20, 2025, FHNB purchased 6,666,667 Shares for approximately $5 million cash as part of the $57.75 million Private Placement of securities by the Issuer, as reported on the Issuer's Current Report on Form 8-K filed with the SEC on March 26, 2025. The foregoing summary of the SPA does not purport to be complete and is subject to, and qualified in its entirety by, the full text of the SPA, which is filed as Exhibit 10.1 to this Schedule 13D and incorporated herein by reference. The Reporting Persons hold the Shares for investment purposes. Depending on the factors discussed herein, the Reporting Persons may, from time to time, acquire additional shares of Common Stock and/or retain and/or sell all or a portion of the shares of Common Stock held by the Reporting Persons in the open m… Full filing
9.0% new 6.7m≈ $6.4m 2025-04-11

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 1 buyingQ1 25: 0 sellingQ2 25: 1 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20251$5.3m0——
Q2 20251$649.5k0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-05-13 Carrazza Michael A. Chairman of the Board, director · By Solaia Capital Holdings LLC Bought 865,990 $0.75 $649.5k866.0k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 13,034,55913.0m $19.8m $19.8m 0.00% Added +13.0m +13,034,536
2 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,169,2332.2m $3.3m $3.3m 0.00% New
3 Angel Oak Capital Advisors, LLC 2.55% of their portfolio ATLANTA, GA 1,189,1661.2m $1.8m $1.8m 2.55% Reduced -2.1m -2,144,220
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,061,1181.1m $1.6m $1.6m 0.00% Added +1.0m +1,041,443
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,046,2161.0m $1.6m $1.6m 0.00% Added +1.0m +1,019,197
6 Curated Wealth Partners LLC 0.12% of their portfolio EL SEGUNDO, CA 666,667666.7k $1.0m $1.0m 0.12% New
7 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 562,756562.8k $855.4k $855.4k 0.00% New
8 Composition Wealth, LLC 0.01% of their portfolio LOS ANGELES, CA 434,748434.7k $660.8k $660.8k 0.01% New
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 391,330391.3k $594.8k $594.8k 0.00% New
10 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 286,667286.7k $435.7k $435.7k 0.00% New
11 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 275,385275.4k $418.6k $418.6k 0.00% New
12 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 213,334213.3k $324.3k $324.3k 0.01% New
13 Rinkey Investments 0.07% of their portfolio San Diego, CA 152,017152.0k $231.1k $231.1k 0.07% New
14 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.00% of their portfolio NEW YORK, NY 126,597126.6k $192.4k $192.4k 0.00% Unchanged
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 118,492118.5k $180.1k $180.1k 0.00% Added +117.0k +116,992
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 109,577109.6k $166.6k $166.6k 0.00% New
17 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 104,000104.0k $158.1k $158.1k 0.00% New
18 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 78,25278.3k $118.9k $118.9k 0.00% Added +77.9k +77,945
19 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 71,53971.5k $108.7k $108.7k 0.00% New
20 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 71,50071.5k $108.7k $108.7k 0.00% New
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 60,21560.2k $91.5k $91.5k 0.00% Reduced -2.1k -2,109
22 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 57,45457.5k $87.3k $87.3k 0.00% New
23 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 53,82953.8k $81.8k $81.8k 0.00% New
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 53,12153.1k $80.7k $80.7k 0.00% New
25 BlackDiamond Wealth Management, LLC 0.04% of their portfolio NEW YORK, NY 50,00050.0k $75.0k $75.0k 0.04% New
26 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 43,75643.8k $66.5k $66.5k 0.00% New
27 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 42,58842.6k $64.7k $64.7k 0.00% New
28 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 39,52039.5k $60.1k $60.1k 0.00% New
29 Northeast Financial Consultants Inc 0.00% of their portfolio WESTPORT, CT 39,12339.1k $59.5k $59.5k 0.00% Unchanged
30 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 38,34038.3k $58.3k $58.3k 0.00% New
31 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 38,11638.1k $57.9k $57.9k 0.00% New
32 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 37,70037.7k $57.3k $57.3k 0.00% Unchanged
33 Virtu Financial LLC 0.00% of their portfolio New York, NY 25,49325.5k $39.0k $39.0k 0.00% Added +1.7k +1,730
34 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 23,93823.9k $36.4k $36.4k 0.00% New
35 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 23,10023.1k $35.1k $35.1k 0.00% New
36 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22,89622.9k $34.8k $34.8k 0.00% Added +22.7k +22,711
37 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 22,43622.4k $35.0k $35.0k 0.00% New
38 INTECH INVESTMENT MANAGEMENT LLC 0.00% of their portfolio WEST PALM BEACH, FL 22,18522.2k $33.7k $33.7k 0.00% New
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 20,84120.8k $31.7k $31.7k 0.00% New
40 Elyxium Wealth, LLC 0.01% of their portfolio BEVERLY HILLS, CA 20,76020.8k $31.6k $31.6k 0.01% New
41 Dynamic Advisor Solutions LLC 0.00% of their portfolio PHOENIX, AZ 20,59020.6k $31.3k $31.3k 0.00% New
42 Suncoast Equity Management 0.00% of their portfolio TAMPA, FL 18,11518.1k $27.5k $27.5k 0.00% New
43 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 15,60315.6k $23.7k $23.7k 0.00% New
44 Magnus Financial Group LLC 0.00% of their portfolio NEW YORK, NY 14,50014.5k $22.0k $22.0k 0.00% New
45 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,50012.5k $19.0k $19.0k 0.00% New
46 Blue Sky Capital Consultants Group, Inc. 0.01% of their portfolio Poway, CA 12,00012.0k $18.2k $18.2k 0.01% New
47 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 11,73711.7k $17.8k $17.8k 0.00% New
48 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 10,77010.8k $16.4k $16.4k 0.00% Added +7.8k +7,777
49 Legal & General Group Plc 0.00% of their portfolio London, X0 4,8944.9k $7.4k $7.4k 0.00% New
50 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 4,4864.5k $6.8k $6.8k 0.00% New
51 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 3,7403.7k $5.7k $5.7k 0.00% New
52 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 2,7422.7k $4.2k $4.2k 0.00% New
53 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 1,5011.5k $2.0k $2.0k 0.00% New
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 548548 $0 $0 0.00% New
55 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 386386 $587 $587 0.00% Reduced -1.2k -1,243
56 Sterling Capital Management LLC 0.00% of their portfolio CHARLOTTE, NC 106106 $161 $161 0.00% New
57 FMR LLC 0.00% of their portfolio BOSTON, MA 3131 $47 $47 0.00% New
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged