PATRIOT NATL BANCORP INC PNBK
COM NEW · Common Stock · CUSIP 70336F203
American bank holding company
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 4.0m as of 2023-08-10, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $7.99.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 17 |
| Q4 2022 | 19 |
| Q1 2023 | 18 |
| Q2 2023 | 19 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 5 | 6 |
| Q1 2023 | 5 | 5 |
| Q2 2023 | 10 | 3 |
Biggest buyers
| CALDWELL SUTTER CAPITAL, INC. | Added | +40.8k |
| Northeast Financial Consultants Inc | New | +39.1k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +7.9k |
| BlackRock Inc. | Added | +5.6k |
| ALLIANCEBERNSTEIN L.P. | Added | +2.5k |
| VANGUARD GROUP INC | Added | +1.9k |
| Tower Research Capital LLC (TRC) | Added | +1.6k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | Added | +186 |
| WELLS FARGO & COMPANY/MN | Added | +2 |
| JPMORGAN CHASE & CO | New | +1 |
Biggest sellers
| BOOTHBAY FUND MANAGEMENT, LLC | Reduced | -40.5k |
| DIMENSIONAL FUND ADVISORS LP | Reduced | -3.2k |
| ROYAL BANK OF CANADA | Sold out | -7 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Abady Alon 13G · passive investor new · filed 2026-06-10 | 10.0% |
Sugarman Steven
13D · may seek influence
+1.7 pts · filed 2026-03-31
Stated purposeThe Reporting Persons are filing this Amendment to report the transactions set forth in the second paragaph of Item 3 above. No Reporting Person has any present plan or proposal which would relate to or result in any of the matters set forth in subparagraphs (a) - (j) of Item 4 of the form of Schedule 13D, except as set forth herein, or such as would occur upon or in connection with completion of, or following, any of the actions discussed herein. Full filing |
9.5% |
FHNB LLC
13D · may seek influence
new · filed 2025-04-11
Stated purposeOn March 20, 2025, FHNB purchased 6,666,667 Shares for approximately $5 million cash as part of the $57.75 million Private Placement of securities by the Issuer, as reported on the Issuer's Current Report on Form 8-K filed with the SEC on March 26, 2025. The foregoing summary of the SPA does not purport to be complete and is subject to, and qualified in its entirety by, the full text of the SPA, which is filed as Exhibit 10.1 to this Schedule 13D and incorporated herein by reference. The Reporting Persons hold the Shares for investment purposes. Depending on the factors discussed herein, the Reporting Persons may, from time to time, acquire additional shares of Common Stock and/or retain and/or sell all or a portion of the shares of Common Stock held by the Reporting Persons in the open m… Full filing |
9.0% |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 389.0k $3.1m | Added +2.5k |
| Siguler Guff Advisers, LLC 1.05% of their portfolio | 299.7k $2.4m | Unchanged |
| AQR Arbitrage LLC 0.07% of their portfolio | 189.5k $1.6m | Unchanged |
| CALDWELL SUTTER CAPITAL, INC. 0.62% of their portfolio | 151.0k $1.2m | Added +40.8k |
| SILVERCREST ASSET MANAGEMENT GROUP LLC 0.01% of their portfolio | 126.6k $997.6k | Unchanged |
| BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio | 122.9k $968.7k | Reduced -40.5k |
| VANGUARD GROUP INC 0.00% of their portfolio | 109.4k $862.3k | Added +1.9k |
| Northeast Financial Consultants Inc 0.02% of their portfolio | 39.1k $308.3k | New |
| Larson Financial Group LLC 0.03% of their portfolio | 36.2k $285.3k | Unchanged |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 29.4k $251.4k | Added +186 |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 21.3k $182.3k | Added +7.9k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 17.0k $145.6k | Reduced -3.2k |
| BlackRock Inc. 0.00% of their portfolio | 5.7k $45.0k | Added +5.6k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 1.9k $14.8k | Added +1.6k |
| MORGAN STANLEY 0.00% of their portfolio | 1.5k $11.8k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 204 $1.6k | Added +2 |
| UBS Group AG 0.00% of their portfolio | 43 $339 | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1 $9 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |