Vault-13

PATRICK INDS INC PATK 1 02.01.23

DBCV 1.000% 2/0 · US DOMESTIC · CUSIP 703343AB9

35 institutional holders -1 vs Q3 2022
14,060,00014.1m shares reported held*
$167.5mreported value*
6 new 7 added 7 reduced 6 sold out net bought ≈ $2.4m (-8.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.06.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 36Q4 22: 3535Q3 22Q4 22
Numbers
QuarterHolders
Q3 202236
Q4 202235

Biggest buyers

Radcliffe Capital Management, L.P. Added +24,131,000+24.1m
Monashee Investment Management LLC New +7,000,000+7.0m
PALISADE CAPITAL MANAGEMENT, LP New +5,911,000+5.9m
OAKTREE CAPITAL MANAGEMENT LP Added +3,890,000+3.9m
Russell Investments Group, Ltd. New +3,854,000+3.9m
WELLS FARGO & COMPANY/MN Added +2,746,000+2.7m
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS Added +2,010,000+2.0m
JPMORGAN CHASE & CO Added +1,765,000+1.8m
SSI INVESTMENT MANAGEMENT LLC New +1,500,000+1.5m
PIPER SANDLER & CO. New +423,000+423.0k

Biggest sellers

Walleye Capital LLC Sold out -25,131,000-25.1m
SILVERBACK ASSET MANAGEMENT LLC Sold out -8,500,000-8.5m
PALISADE CAPITAL MANAGEMENT, LP Sold out -5,911,000-5.9m
MORGAN STANLEY Reduced -4,300,000-4.3m
Monashee Investment Management LLC Sold out -3,000,000-3.0m
Verition Fund Management LLC Reduced -2,074,000-2.1m
Thrivent Financial for Lutherans Reduced -1,250,000-1.2m
Bank of New York Mellon Corp Sold out -356,000-356.0k
MacKay Shields LLC Reduced -276,000-276.0k
TRUIST FINANCIAL CORP Reduced -45,000-45.0k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Radcliffe Capital Management, L.P. 1.28% of their portfolio BALA CYNWYD, PA 39,131,00039.1m $38.8m $38.8m 1.28% Added +24.1m +24,131,000
2 HIGHBRIDGE CAPITAL MANAGEMENT LLC 1.08% of their portfolio NEW YORK, NY 35,103,00035.1m $35.0m $35.0m 1.08% Unchanged
3 OAKTREE CAPITAL MANAGEMENT LP 0.20% of their portfolio LOS ANGELES, CA 18,511,00018.5m $18.5m $18.5m 0.20% Added +3.9m +3,890,000
4 FMR LLC 0.00% of their portfolio BOSTON, MA 8,151,0008.2m $8.1m $8.1m 0.00% Unchanged
5 DeepCurrents Investment Group LLC 0.31% of their portfolio NEW YORK, NY 7,385,0007.4m $7.3m $7.3m 0.31% Unchanged
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 7,106,0007.1m $7.1m $7.1m 0.00% Added +2.7m +2,746,000
7 Monashee Investment Management LLC 3.01% of their portfolio Boston, MA 7,000,0007.0m $7.0m $7.0m 3.01% New
8 SONA ASSET MANAGEMENT (US) LLC 0.02% of their portfolio NEW YORK, NY 6,750,0006.8m $67.2k $67.2k 0.02% Unchanged
9 MacKay Shields LLC 0.15% of their portfolio New York, NY 6,050,0006.0m $6.0m $6.0m 0.15% Reduced -276.0k -276,000
10 Parallax Volatility Advisers, L.P. 0.15% of their portfolio San Francisco, CA 6,000,0006.0m $5.9m $5.9m 0.15% Unchanged
11 PALISADE CAPITAL MANAGEMENT, LP 0.16% of their portfolio FORT LEE, NJ 5,911,0005.9m $5.9m $5.9m 0.16% New
12 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 5,232,0005.2m $5.2m $5.2m 0.01% Reduced -1.2m -1,250,000
13 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.03% of their portfolio HARRISBURG, PA 4,150,0004.2m $4.1m $4.1m 0.03% Added +2.0m +2,010,000
14 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 3,854,0003.9m $3.8m $3.8m 0.01% New
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,505,0003.5m $3.5m $3.5m 0.00% Added +1.8m +1,765,000
16 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,430,0002.4m $2.4m $2.4m 0.00% Reduced -45.0k -45,000
17 Paloma Partners Management Co 0.49% of their portfolio GREENWICH, CT 2,250,0002.2m $2.3m $2.3m 0.49% Unchanged
18 Verition Fund Management LLC 0.04% of their portfolio GREENWICH, CT 2,074,0002.1m $2.1m $2.1m 0.04% Reduced -2.1m -2,074,000
19 TENOR CAPITAL MANAGEMENT Co., L.P. 0.05% of their portfolio NEW YORK, NY 2,010,0002.0m $2.0m $2.0m 0.05% Unchanged
20 EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 0.32% of their portfolio Miamisburg, OH 2,000,0002.0m $2.0m $2.0m 0.32% Unchanged
21 SSI INVESTMENT MANAGEMENT LLC 0.09% of their portfolio Los Angeles, CA 1,500,0001.5m $1.5m $1.5m 0.09% New
22 PIPER SANDLER & CO. 0.43% of their portfolio MINNEAPOLIS, MN 423,000423.0k $419.0k $419.0k 0.43% New
23 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 130,000130.0k $128.8k $128.8k 0.00% Reduced -10.0k -10,000
24 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 122,000122.0k $120.9k $120.9k 0.00% Added +68.0k +68,000
25 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 94,00094.0k $93.1k $93.1k 0.00% Added +2.0k +2,000
26 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 54,00054.0k $54.0k $54.0k 0.00% Unchanged
27 Gratus Capital, LLC 0.00% of their portfolio ATLANTA, GA 50,00050.0k $50.0k $50.0k 0.00% Unchanged
28 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 42,00042.0k $41.2k $41.2k 0.00% Reduced -4.3m -4,300,000
29 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 41,00041.0k $40.6k $40.6k 0.00% Unchanged
30 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 35,00035.0k $34.7k $34.7k 0.00% Unchanged
31 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 31,00031.0k $30.9k $30.9k 0.01% Reduced -1.0k -1,000
32 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,00012.0k $12.0k $12.0k 0.00% New
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,0005.0k $5.0k $5.0k 0.00% Unchanged
34 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,0005.0k $5.0k $5.0k 0.00% Unchanged
35 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged