Vault-13

Paratek

CV 4.75% · CUSIP 699374AA2

1 institutional holders +0 vs Q2 2023
$8.5mprincipal reported held*
$8.4mreported value*
0 new 0 added 1 reduced 0 sold out net sold ≈ $8.0m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Options: 0 managers hold calls (— notional), 1 hold puts ($1.0k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

001Q3 22: 1Q4 22: 1Q1 23: 1Q2 23: 1Q3 23: 11Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20221
Q4 20221
Q1 20231
Q2 20231
Q3 20231

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
101Q4 22: 0 bought or addedQ4 22: 0 cut or sold outQ4 22Q1 23: 0 bought or addedQ1 23: 0 cut or sold outQ1 23Q2 23: 0 bought or addedQ2 23: 0 cut or sold outQ2 23Q3 23: 0 bought or addedQ3 23: 1 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202200
Q1 202300
Q2 202300
Q3 202301

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250$500$750$1kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $1.0kQ3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$1.0k—

Biggest buyers

None

Biggest sellers

Bruce & Co., Inc. Reduced -8,100,000-8.1m

Biggest calls

None

Biggest puts

SIMPLEX TRADING, LLC New $1.0k4.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bruce & Co., Inc. 2.87% of their portfolio CHICAGO, IL 8,500,0008.5m $8.4m $8.4m 2.87% Reduced -8.1m -8,100,000