Vault-13

PGIM ROCK ETF TR PBFB

S&P 500 BUFFER · ETP · CUSIP 69420N403

17 institutional holders -3 vs Q1 2026
959,408959.4k shares reported held*
$30.6mreported value*
0 new 5 added 5 reduced 3 sold out net bought ≈ $4.9m (+152.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.92.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

01020Q1 24: 3Q2 24: 5Q3 24: 5Q4 24: 6Q1 25: 11Q2 25: 13Q3 25: 11Q4 25: 11Q1 26: 20Q2 26: 1717Q1 24Q3 24Q1 25Q3 25Q1 26Q2 26
Numbers
QuarterHolders
Q1 20243
Q2 20245
Q3 20245
Q4 20246
Q1 202511
Q2 202513
Q3 202511
Q4 202511
Q1 202620
Q2 202617

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 3 bought or addedQ3 24: 1 cut or sold outQ4 24: 2 bought or addedQ4 24: 1 cut or sold outQ4 24Q1 25: 10 bought or addedQ1 25: 1 cut or sold outQ2 25: 4 bought or addedQ2 25: 3 cut or sold outQ2 25Q3 25: 2 bought or addedQ3 25: 5 cut or sold outQ4 25: 2 bought or addedQ4 25: 4 cut or sold outQ4 25Q1 26: 16 bought or addedQ1 26: 2 cut or sold outQ2 26: 5 bought or addedQ2 26: 8 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202431
Q4 202421
Q1 2025101
Q2 202543
Q3 202525
Q4 202524
Q1 2026162
Q2 202658

Biggest buyers

PRUDENTIAL FINANCIAL INC Added +186,109+186.1k
KINTRA WEALTH, LLC Added +6,858+6.9k
MML INVESTORS SERVICES, LLC Added +2,063+2.1k
Kestra Advisory Services, LLC Added +1,623+1.6k
Cetera Investment Advisers Added +913+913

Biggest sellers

LeClair Wealth Partners LLC Sold out -26,957-27.0k
OLD MISSION CAPITAL LLC Sold out -13,592-13.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -2,176-2.2k
AMERICAN ASSET MANAGEMENT INC. Reduced -1,130-1.1k
Blue Water Asset Management Reduced -994-994
ROYAL BANK OF CANADA Reduced -425-425
Spire Wealth Management Reduced -121-121
UBS Group AG Sold out -40-40

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 475,014475.0k $15.2m $15.2m 0.02% Added +186.1k +186,109
2 Spire Wealth Management 0.09% of their portfolio MCLEAN, VA 94,66894.7k $3.0m $3.0m 0.09% Reduced -121 -121
3 JIM SAULNIER & ASSOCIATES, LLC 1.20% of their portfolio FORT COLLINS, CO 93,74693.7k $3.0m $3.0m 1.20% Unchanged
4 AMERICAN ASSET MANAGEMENT INC. 2.16% of their portfolio Boca Raton, FL 82,98983.0k $2.6m $2.6m 2.16% Reduced -1.1k -1,130
5 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 33,92233.9k $1.1m $1.1m 0.00% Reduced -2.2k -2,176
6 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 32,47632.5k $1.0m $1.0m 0.00% Added +1.6k +1,623
7 Blue Water Asset Management 0.27% of their portfolio GRAND RAPIDS, MI 25,96326.0k $828.7k $828.7k 0.27% Reduced -994 -994
8 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 23,95324.0k $764.5k $764.5k 0.00% Added +913 +913
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 20,99721.0k $670.2k $670.2k 0.00% Unchanged
10 Three Seasons Wealth, LLC 0.06% of their portfolio SALT LAKE CITY, UT 20,95321.0k $668.8k $668.8k 0.06% Unchanged
11 KINTRA WEALTH, LLC 0.03% of their portfolio WILLIAMSPORT, PA 16,30016.3k $529.2k $529.2k 0.03% Added +6.9k +6,858
12 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,86712.9k $410.7k $410.7k 0.00% Added +2.1k +2,063
13 DHJJ Financial Advisors, Ltd. 0.09% of their portfolio NAPERVILLE, IL 10,04810.0k $320.7k $320.7k 0.09% Unchanged
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,2697.3k $232.0k $232.0k 0.00% Reduced -425 -425
15 SAGESPRING WEALTH PARTNERS, LLC 0.00% of their portfolio FRANKLIN, TN 6,7426.7k $215.2k $215.2k 0.00% Unchanged
16 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,0161.0k $32.4k $32.4k 0.00% Unchanged
17 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 485485 $15.5k $15.5k 0.00% Unchanged