Vault-13

OXFORD LANE CAP CORP OXLC

COM · Closed-End Fund · CUSIP 691543847

95 institutional holders +8 vs Q1 2026
17,656,18917.7m shares reported held*
$154.7mreported value*
24 new 33 added 20 reduced 15 sold out net bought ≈ $1.3m (+153.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.76.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q4 24: 1Q1 25: 0Q2 25: 0Q3 25: 94Q4 25: 112Q1 26: 87Q2 26: 9595Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q4 20241
Q1 20250
Q2 20250
Q3 202594
Q4 2025112
Q1 202687
Q2 202695

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 25: 0 bought or addedQ1 25: 1 cut or sold outQ1 25Q4 25: 71 bought or addedQ4 25: 50 cut or sold outQ4 25Q1 26: 52 bought or addedQ1 26: 61 cut or sold outQ1 26Q2 26: 57 bought or addedQ2 26: 35 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q1 202501
Q4 20257150
Q1 20265261
Q2 20265735

Biggest buyers

GOLDMAN SACHS GROUP INC Added +1,441,642+1.4m
Jain Global LLC Added +951,335+951.3k
CITADEL ADVISORS LLC Added +559,421+559.4k
Polar Asset Management Partners Inc. Added +350,000+350.0k
BARCLAYS PLC Added +311,586+311.6k
MORGAN STANLEY Added +272,427+272.4k
Blackstone Inc. Added +235,000+235.0k
J.W. COLE ADVISORS, INC. New +167,521+167.5k
JANE STREET GROUP, LLC New +82,446+82.4k
VARCOV Co. New +73,928+73.9k

Biggest sellers

Saba Capital Management, L.P. Sold out -1,852,145-1.9m
Kohlberg Kravis Roberts & Co. L.P. Reduced -1,415,928-1.4m
Border to Coast Pensions Partnership Ltd Sold out -440,000-440.0k
Thomas J. Herzfeld Advisors, Inc. Sold out -222,539-222.5k
UBS Group AG Reduced -130,317-130.3k
BI Asset Management Fondsmaeglerselskab A/S Reduced -122,174-122.2k
Simplify Asset Management Inc. Sold out -100,000-100.0k
GatePass Capital, LLC Sold out -90,300-90.3k
Alpine Global Management, LLC Reduced -59,880-59.9k
Virtus Investment Advisers, LLC Reduced -55,143-55.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Eagle Point Credit Management LLC 13G · passive investor -1.1 pts · filed 2026-10-09 19.0% -1.1 pts 1.5m 2026-10-09
Frantz Leroy Scott 13G · passive investor filed 2026-08-14 5.0% 400.0k 2026-08-14

Fell to 5% or below in the last year: Karpus Management, Inc. (4.3%, 2026-08-14)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 24: 2 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20242$15.0m0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,840,7923.8m $33.6m $33.6m 0.00% Added +272.4k +272,427
2 Polar Asset Management Partners Inc. 0.38% of their portfolio TORONTO, A6 2,350,0002.4m $20.6m $20.6m 0.38% Added +350.0k +350,000
3 Kohlberg Kravis Roberts & Co. L.P. 0.27% of their portfolio NEW YORK, NY 1,771,3021.8m $15.5m $15.5m 0.27% Reduced -1.4m -1,415,928
4 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 1,703,4011.7m $14.9m $14.9m 0.01% Added +559.4k +559,421
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,452,3491.5m $12.7m $12.7m 0.00% Added +1.4m +1,441,642
6 Jain Global LLC 0.10% of their portfolio NEW YORK, NY 1,017,5851.0m $8.9m $8.9m 0.10% Added +951.3k +951,335
7 Blackstone Inc. 0.03% of their portfolio NEW YORK, NY 910,000910.0k $8.0m $8.0m 0.03% Added +235.0k +235,000
8 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 850,002850.0k $7.4m $7.4m 0.00% Added +311.6k +311,586
9 Eagle Point Credit Management LLC 11.04% of their portfolio GREENWICH, CT 834,459834.5k $7.3m $7.3m 11.04% Unchanged
10 ARES MANAGEMENT LLC 0.10% of their portfolio LOS ANGELES, CA 268,564268.6k $2.4m $2.4m 0.10% Added +9.9k +9,872
11 Freestone Capital Holdings, LLC 0.05% of their portfolio Seattle, WA 211,424211.4k $1.9m $1.9m 0.05% Reduced -10.0k -9,955
12 Alpine Global Management, LLC 0.28% of their portfolio NEW YORK, NY 198,112198.1k $1.7m $1.7m 0.28% Reduced -59.9k -59,880
13 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 167,521167.5k $1.5m $1.5m 0.03% New
14 Virtus Investment Advisers, LLC 0.31% of their portfolio HARTFORD, CT 153,504153.5k $1.3m $1.3m 0.31% Reduced -55.1k -55,143
15 Delphi Financial Group, Inc. 0.63% of their portfolio Wilmington, DE 145,030145.0k $1.3m $1.3m 0.63% Unchanged
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 110,333110.3k $966.5k $966.5k 0.00% Added +1.8k +1,833
17 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 96,23496.2k $843.0k $843.0k 0.02% Reduced -36.9k -36,895
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 91,45191.5k $801.1k $801.1k 0.00% Added +21.7k +21,712
19 Founders Financial Alliance, LLC 0.10% of their portfolio RALEIGH, NC 88,80888.8k $778.0k $778.0k 0.10% Reduced -2.8k -2,814
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 84,14884.1k $737.1k $737.1k 0.00% Reduced -9.1k -9,063
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 83,65583.7k $732.8k $732.8k 0.00% Added +61.0k +60,965
22 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 82,44682.4k $722.2k $722.2k 0.00% New
23 VARCOV Co. 0.25% of their portfolio DARIEN, CT 73,92873.9k $647.6k $647.6k 0.25% New
24 Advisory Solutions Group, LLC 0.19% of their portfolio PLYMOUTH, MN 62,94262.9k $551.4k $551.4k 0.19% First filing
25 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 59,30959.3k $519.6k $519.6k 0.00% Added +5.6k +5,554
26 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 51,06651.1k $447.3k $447.3k 0.00% Added +7.4k +7,404
27 DRW Securities, LLC 0.03% of their portfolio CHICAGO, IL 49,45849.5k $433.3k $433.3k 0.03% Added +34.4k +34,378
28 Samalin Investment Counsel, LLC 0.13% of their portfolio CHAPPAQUA, NY 46,52946.5k $407.6k $407.6k 0.13% Reduced -34.6k -34,596
29 OneAscent Family Office, LLC 0.21% of their portfolio BIRMINGHAM, AL 46,45746.5k $407.0k $407.0k 0.21% New
30 Cordoba Advisory Partners LLC 0.08% of their portfolio NEW YORK, NY 42,88142.9k $375.8k $375.8k 0.08% Added +28.0k +28,017
31 BI Asset Management Fondsmaeglerselskab A/S 0.00% of their portfolio KOBENHAVN, G7 40,73340.7k $357.0k $357.0k 0.00% Reduced -122.2k -122,174
32 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 40,52740.5k $355.0k $355.0k 0.00% Added +12.0k +12,028
33 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 38,86838.9k $340.5k $340.5k 0.00% Added +872 +872
34 Marex Group Ltd 0.00% of their portfolio London, X0 33,90533.9k $297.0k $297.0k 0.00% New
35 WESBANCO BANK INC 0.01% of their portfolio WHEELING, WV 32,09032.1k $281.1k $281.1k 0.01% Added +2.0k +2,000
36 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 30,92730.9k $270.9k $270.9k 0.00% Unchanged
37 Mariner, LLC 0.00% of their portfolio Overland Park, KS 29,75429.8k $260.6k $260.6k 0.00% Added +4.1k +4,121
38 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 27,14027.1k $237.7k $237.7k 0.01% Added +6.6k +6,601
39 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 26,96927.0k $236.2k $236.2k 0.00% Reduced -603 -603
40 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 26,22626.2k $229.0k $229.0k 0.00% New
41 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 25,48725.5k $223.3k $223.3k 0.00% First filing
42 EIGHT 31 FINANCIAL, LLC 0.13% of their portfolio MIDLAND, TX 25,25325.3k $221.2k $221.2k 0.13% Added +1.5k +1,531
43 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 22,19222.2k $194.4k $194.4k 0.00% Added +772 +772
44 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 22,05722.1k $193.2k $193.2k 0.02% New
45 Capital CS Group, LLC 0.26% of their portfolio IRVINE, CA 20,47220.5k $179.3k $179.3k 0.26% Added +1.6k +1,572
46 Abel Hall, LLC 0.03% of their portfolio BATON ROUGE, LA 20,00020.0k $175.2k $175.2k 0.03% Unchanged
47 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,47418.5k $161.8k $161.8k 0.00% Reduced -7.4k -7,407
48 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 17,39317.4k $158.8k $158.8k 0.00% New
49 Fermata Advisors, LLC 0.03% of their portfolio SONOMA, CA 17,29717.3k $151.5k $151.5k 0.03% Added +760 +760
50 Attessa Capital LLC 0.07% of their portfolio TUCSON, AZ 17,26217.3k $151.2k $151.2k 0.07% New
51 Ausdal Financial Partners, Inc. 0.01% of their portfolio Davenport, IA 15,99616.0k $140.1k $140.1k 0.01% Unchanged
52 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 13,79013.8k $120.8k $120.8k 0.00% New
53 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 12,12812.1k $106.0k $106.0k 0.00% New
54 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,30011.3k $99.0k $99.0k 0.00% New
55 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 10,73310.7k $94.0k $94.0k 0.00% Added +2.5k +2,540
56 CURA WEALTH ADVISORS, LLC 0.04% of their portfolio CHICAGO, IL 10,24710.2k $89.8k $89.8k 0.04% Unchanged
57 NWF Advisory Services Inc. 0.01% of their portfolio Los Angeles, CA 10,10310.1k $88.5k $88.5k 0.01% New
58 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 10,05510.1k $88.1k $88.1k 0.00% Unchanged
59 Parisi Gray Wealth Management 0.02% of their portfolio MENDHAM, NJ 10,00010.0k $87.6k $87.6k 0.02% Unchanged
60 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 9,99410.0k $87.5k $87.5k 0.00% Reduced -1.2k -1,165
61 Strategic Wealth Partners, Ltd. 0.00% of their portfolio INDEPENDENCE, OH 8,6408.6k $75.7k $75.7k 0.00% Added +8.6k +8,600
62 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,7807.8k $68.5k $68.5k 0.00% Added +3.6k +3,558
63 Pinnacle Wealth Planning Services, Inc. 0.01% of their portfolio MANSFIELD, OH 7,3817.4k $64.7k $64.7k 0.01% Added +1.1k +1,124
64 WPG Advisers, LLC 0.02% of their portfolio BALTIMORE, MD 4,6014.6k $40.3k $40.3k 0.02% Added +687 +687
65 Triumph Capital Management 0.01% of their portfolio DENVER, CO 4,3364.3k $38.0k $38.0k 0.01% Reduced -255 -255
66 Security National Bank 0.00% of their portfolio OMAHA, NE 4,0004.0k $35.0k $35.0k 0.00% New
67 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 4,0004.0k $35.0k $35.0k 0.00% New
68 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,8613.9k $33.8k $33.8k 0.00% Reduced -130.3k -130,317
69 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 2,8632.9k $25.1k $25.1k 0.00% Reduced -59 -59
70 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,3622.4k $20.7k $20.7k 0.00% Unchanged
71 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 2,2052.2k $19.4k $19.4k 0.00% Reduced -2.4k -2,356
72 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,1072.1k $18.0k $18.0k 0.00% Added +1.5k +1,507
73 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,9401.9k $17.0k $17.0k 0.00% Unchanged
74 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,9301.9k $16.9k $16.9k 0.00% Added +149 +149
75 SWAN Capital LLC 0.00% of their portfolio PENSACOLA, FL 1,2321.2k $10.8k $10.8k 0.00% Unchanged
76 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,0001.0k $8.8k $8.8k 0.00% New
77 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 641641 $5.6k $5.6k 0.00% New
78 Highland Investment Advisors LLC 0.00% of their portfolio PONTE VEDRA, FL 611611 $5.4k $5.4k 0.00% First filing
79 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 600600 $5.3k $5.3k 0.00% Unchanged
80 WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio RENO, NV 498498 $4.4k $4.4k 0.00% Unchanged
81 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 452452 $4.0k $4.0k 0.00% Reduced -3.7k -3,718
82 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 400400 $3.5k $3.5k 0.00% Unchanged
83 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 379379 $3.0k $3.0k 0.00% Added +23 +23
84 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 300300 $2.6k $2.6k 0.00% New
85 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 258258 $2.3k $2.3k 0.00% New
86 Bangor Savings Bank 0.00% of their portfolio BANGOR, ME 150150 $1.3k $1.3k 0.00% New
87 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 146146 $1.3k $1.3k 0.00% New
88 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 124124 $1.1k $1.1k 0.00% New
89 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 104104 $909 $909 0.00% Added +6 +6
90 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 100100 $876 $876 0.00% Reduced -2.8k -2,820
91 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 9494 $823 $823 0.00% Reduced -145 -145
92 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 2626 $228 $228 0.00% New
93 Quarry LP 0.00% of their portfolio NEW YORK, NY 44 $35 $35 0.00% New
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11 $9 $9 0.00% Reduced -477 -477
95 BlackRock, Inc. 0.00% of their portfolio New York, NY 11 $9 $9 0.00% Unchanged