OPTINOSE INC
COM · CUSIP 68404V100
62
institutional holders
-1 vs Q1 2023
72.6m
shares reported held*
$88.9mreported value*
15 new
24 added
11 reduced
16 sold out
net sold ≈ $5.8m (-4.7m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($24.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.23. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 50 |
| Q4 2022 | 56 |
| Q1 2023 | 63 |
| Q2 2023 | 62 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 29 | 23 |
| Q1 2023 | 35 | 20 |
| Q2 2023 | 39 | 27 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $489.0k | $448.0k | 0.92 |
| Q4 2022 | $211.0k | $183.2k | 0.87 |
| Q1 2023 | $4.4k | $1.4k | 0.30 |
| Q2 2023 | $0 | $0 | — |
Biggest buyers
| BlackRock Inc. | Added | +3.2m |
| Nantahala Capital Management, LLC | Added | +1.2m |
| GMT Capital Corp | Added | +1.1m |
| STATE STREET CORP | Added | +1.0m |
| GREAT POINT PARTNERS LLC | Added | +945.2k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +698.5k |
| NORTHERN TRUST CORP | Added | +478.8k |
| VANGUARD GROUP INC | Added | +448.5k |
| MILLENNIUM MANAGEMENT LLC | Added | +277.4k |
| Skandinaviska Enskilda Banken AB (publ) | New | +241.9k |
Biggest sellers
| FMR LLC | Reduced | -14.9m |
| ELEMENT CAPITAL MANAGEMENT LLC | Sold out | -331.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -166.6k |
| JANE STREET GROUP, LLC | Sold out | -166.0k |
| HRT FINANCIAL LP | Sold out | -117.5k |
| CITIGROUP INC | Reduced | -107.3k |
| 683 Capital Management, LLC | Sold out | -102.5k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -61.6k |
| Qube Research & Technologies Ltd | Sold out | -47.0k |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | Reduced | -28.7k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Nantahala Capital Management, LLC 13G · institution new · filed 2024-11-14 | 10.0% |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| FMR LLC 0.00% of their portfolio | 14.8m $18.2m | Reduced -14.9m |
| MVM Partners, LLC 8.15% of their portfolio | 14.6m $17.7m | Unchanged |
| GREAT POINT PARTNERS LLC 2.18% of their portfolio | 8.8m $10.9m | Added +945.2k |
| Bleichroeder LP 1.01% of their portfolio | 4.0m $5.0m | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 3.9m $4.8m | Added +3.2m |
| KINGDON CAPITAL MANAGEMENT, L.L.C. 0.78% of their portfolio | 3.6m $4.5m | Unchanged |
| Velan Capital Investment Management LP 4.15% of their portfolio | 3.6m $4.4m | Added +100.0k |
| VANGUARD GROUP INC 0.00% of their portfolio | 3.6m $4.4m | Added +448.5k |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio | 2.8m $3.5m | Reduced -28.7k |
| Nantahala Capital Management, LLC 0.40% of their portfolio | 2.7m $3.3m | Added +1.2m |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.4m $1.7m | Added +698.5k |
| STATE STREET CORP 0.00% of their portfolio | 1.2m $1.5m | Added +1.0m |
| GMT Capital Corp 0.05% of their portfolio | 1.1m $1.4m | Added +1.1m |
| RICE HALL JAMES & ASSOCIATES, LLC 0.07% of their portfolio | 966.7k $1.2m | Added +194.8k |
| EASTERLY INVESTMENT PARTNERS LLC 0.10% of their portfolio | 947.1k $1.2m | Added +209.3k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 622.1k $765.2k | Added +277.4k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 592.2k $728.4k | Added +478.8k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 398.0k $489.5k | Added +55.6k |
| MORGAN STANLEY 0.00% of their portfolio | 284.3k $349.7k | Added +96.1k |
| Skandinaviska Enskilda Banken AB (publ) 0.00% of their portfolio | 241.9k $298.0k | New |
| Bank of New York Mellon Corp 0.00% of their portfolio | 227.8k $280.2k | Added +174.4k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 223.0k $275.0k | New |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 202.8k $249.5k | Added +166.6k |
| PRELUDE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio | 150.0k $184.5k | Reduced -6.9k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 132.3k $163.0k | Reduced -61.6k |
| Prescott Group Capital Management, L.L.C. 0.03% of their portfolio | 127.0k $156.0k | Unchanged |
| MARSHALL WACE, LLP 0.00% of their portfolio | 108.8k $133.8k | Added +78.9k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 102.2k $125.7k | New |
| BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio | 100.0k $123.0k | Unchanged |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 81.4k $100.1k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 65.0k $79.9k | Added +44.6k |
| BARCLAYS PLC 0.00% of their portfolio | 64.3k $79.0k | Added +6.7k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 62.4k $76.7k | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 60.5k $74.4k | Reduced -10.0k |
| CITIGROUP INC 0.00% of their portfolio | 45.5k $56.0k | Reduced -107.3k |
| UBS Group AG 0.00% of their portfolio | 45.5k $55.9k | Added +43.4k |
| Invesco Ltd. 0.00% of their portfolio | 39.0k $48.0k | New |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 35.1k $43.2k | New |
| Virtu Financial LLC 0.00% of their portfolio | 32.9k $41.0k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 30.7k $37.8k | Added +29.9k |
| HighTower Advisors, LLC 0.00% of their portfolio | 30.2k $37.0k | Unchanged |
| MARSHALL FINANCIAL GROUP INC /ADV 0.01% of their portfolio | 24.8k $30.5k | Unchanged |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 24.3k $29.8k | New |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 21.7k $25.5k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 21.3k $26.2k | Reduced -166.6k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 19.6k $24.1k | Added +18.0k |
| ProShare Advisors LLC 0.00% of their portfolio | 16.7k $20.6k | New |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 13.7k $16.9k | New |
| Mariner, LLC 0.00% of their portfolio | 13.1k $16.1k | Added +235 |
| AMALGAMATED BANK 0.00% of their portfolio | 11.1k $14.0k | New |
| Legato Capital Management LLC 0.00% of their portfolio | 10.8k $13.3k | New |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 10.7k $13.1k | Reduced -18.0k |
| Arete Wealth Advisors, LLC 0.00% of their portfolio | 10.0k $12.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 9.2k $11.0k | Added +8.0k |
| Legal & General Group Plc 0.00% of their portfolio | 9.0k $11.0k | New |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 6.0k $7.4k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 5.5k $6.7k | Reduced -1.1k |
| China Universal Asset Management Co., Ltd. 0.00% of their portfolio | 1.5k $1.8k | Reduced -41 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.4k $1.7k | Reduced -7.1k |
| Daiwa Securities Group Inc. 0.00% of their portfolio | 308 $0 | Unchanged |
| CWM, LLC 0.00% of their portfolio | 173 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |