Vault-13

OPPFI INC

*W EXP 07/20/202 · CUSIP 68386H111

23 institutional holders +2 vs Q1 2023
5,267,4875.3m shares reported held*
$362.5kreported value*
2 new 1 added 2 reduced 0 sold out net bought ≈ $9.1k (+130.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.07. Options: 2 managers hold calls ($344.0k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 23Q1 23: 21Q2 23: 2323Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202223
Q4 202223
Q1 202321
Q2 202323

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
505Q4 22: 5 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 1 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 2 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202255
Q1 202315
Q2 202332

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $434.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $372.8kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $370.8kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $344.0kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$434.0k$00.00
Q4 2022$372.8k$00.00
Q1 2023$370.8k$00.00
Q2 2023$344.0k$00.00

Biggest buyers

GAMCO INVESTORS, INC. ET AL New +126,000+126.0k
Elgethun Capital Management New +26,766+26.8k
WOLVERINE ASSET MANAGEMENT LLC Added +4,723+4.7k

Biggest sellers

Ionic Capital Management LLC Reduced -15,311-15.3k
CSS LLC/IL Reduced -12,012-12.0k

Biggest calls

MARSHALL WACE, LLP Reduced $334.6k164.0k shares
MILLENNIUM MANAGEMENT LLC Unchanged $9.5k135.2k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
ARISTEIA CAPITAL, L.L.C. 13G · institution +2.1 pts · filed 2025-11-14 7.3% +2.1 pts 2.2m≈ $65.6k 2025-11-14

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LMR Partners LLP 0.00% of their portfolio LONDON, X0 1,391,8471.4m $97.4k $97.4k 0.00% Unchanged
2 Ionic Capital Management LLC 0.03% of their portfolio NEW YORK, NY 936,773936.8k $65.6k $65.6k 0.03% Reduced -15.3k -15,311
3 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 858,150858.1k $60.1k $60.1k 0.00% Unchanged
4 Privium Fund Management B.V. 0.01% of their portfolio AMSTERDAM, P7 785,967786.0k $47.2k $47.2k 0.01% Unchanged
5 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 284,988285.0k $19.9k $19.9k 0.00% Unchanged
6 Bleichroeder LP 0.00% of their portfolio NEW YORK, NY 250,000250.0k $17.5k $17.5k 0.00% Unchanged
7 Saba Capital Management, L.P. 0.00% of their portfolio NEW YORK, NY 162,020162.0k $12.4k $12.4k 0.00% Unchanged
8 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 126,000126.0k $8.8k $8.8k 0.00% New
9 Castle Creek Arbitrage, LLC 0.00% of their portfolio AVON, CO 118,011118.0k $9.0k $9.0k 0.00% Unchanged
10 INGALLS & SNYDER LLC 0.00% of their portfolio NEW YORK, NY 88,17588.2k $6.0k $6.0k 0.00% Unchanged
11 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 51,98352.0k $3.6k $3.6k 0.00% Unchanged
12 CSS LLC/IL 0.00% of their portfolio CHICAGO, IL 44,53244.5k $3.1k $3.1k 0.00% Reduced -12.0k -12,012
13 Yakira Capital Management, Inc. 0.00% of their portfolio Westport, CT 39,49339.5k $2.8k $2.8k 0.00% Unchanged
14 PIPER SANDLER & CO. 0.00% of their portfolio MINNEAPOLIS, MN 29,71929.7k $2.1k $2.1k 0.00% Unchanged
15 Elgethun Capital Management 0.00% of their portfolio SIOUX FALLS, SD 26,76626.8k $1.9k $1.9k 0.00% New
16 Ayrton Capital LLC 0.01% of their portfolio Westport, CT 25,00025.0k $1.8k $1.8k 0.01% Unchanged
17 Aristides Capital LLC 0.00% of their portfolio LOUISVILLE, KY 19,85019.9k $1.4k $1.4k 0.00% Unchanged
18 Skaana Management L.P. 0.00% of their portfolio BROOKLYN, NY 12,04912.0k $843 $843 0.00% Unchanged
19 Trivium Point Advisory, LLC 0.00% of their portfolio WILTON, CT 10,00010.0k $700 $700 0.00% Unchanged
20 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 6,0076.0k $420 $420 0.00% Added +4.7k +4,723
21 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 100100 $7 $7 0.00% Unchanged
22 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 5757 $4 $4 0.00% Unchanged
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged