Vault-13

OPPENHEIMER HLDGS INC OPY

CL A NON VTG · Common Stock · CUSIP 683797104

Investment bank and investment firm

109 institutional holders -1 vs Q3 2025
4,223,8584.2m shares reported held*
$305.5mreported value*
14 new 40 added 30 reduced 16 sold out net bought ≈ $9.0m (+124.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $72.32. Options: 2 managers hold calls ($354.2k notional), 0 hold puts (—).

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 80Q4 22: 81Q1 23: 86Q2 23: 89Q3 23: 77Q4 23: 78Q1 24: 73Q2 24: 82Q3 24: 90Q4 24: 97Q1 25: 88Q2 25: 99Q3 25: 110Q4 25: 109109Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202280
Q4 202281
Q1 202386
Q2 202389
Q3 202377
Q4 202378
Q1 202473
Q2 202482
Q3 202490
Q4 202497
Q1 202588
Q2 202599
Q3 2025110
Q4 2025109

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 26 bought or addedQ1 24: 43 cut or sold outQ2 24: 29 bought or addedQ2 24: 36 cut or sold outQ2 24Q3 24: 44 bought or addedQ3 24: 30 cut or sold outQ4 24: 41 bought or addedQ4 24: 38 cut or sold outQ4 24Q1 25: 25 bought or addedQ1 25: 49 cut or sold outQ2 25: 56 bought or addedQ2 25: 32 cut or sold outQ2 25Q3 25: 61 bought or addedQ3 25: 42 cut or sold outQ4 25: 54 bought or addedQ4 25: 46 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20242643
Q2 20242936
Q3 20244430
Q4 20244138
Q1 20252549
Q2 20255632
Q3 20256142
Q4 20255446

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 25 calls: $435.3kQ1 25 puts: $71.6kQ1 25P/C 0.16Q2 25 calls: $4.0mQ2 25 puts: $32.0kQ2 25P/C 0.01Q3 25 calls: $953.4kQ3 25 puts: $36.0kQ3 25P/C 0.04Q4 25 calls: $354.2kQ4 25 puts: $0Q4 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2025$435.3k$71.6k0.16
Q2 2025$4.0m$32.0k0.01
Q3 2025$953.4k$36.0k0.04
Q4 2025$354.2k$00.00

Biggest buyers

RBF Capital, LLC Added +162,542+162.5k
MILLENNIUM MANAGEMENT LLC Added +41,485+41.5k
STATE STREET CORP Added +35,250+35.2k
AMERICAN CENTURY COMPANIES INC Added +20,779+20.8k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +19,558+19.6k
VANGUARD GROUP INC Added +11,910+11.9k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Added +11,735+11.7k
Point72 Asset Management, L.P. New +10,570+10.6k
Voleon Capital Management LP Added +10,036+10.0k
CANADA PENSION PLAN INVESTMENT BOARD New +10,000+10.0k

Biggest sellers

JPMORGAN CHASE & CO Reduced -88,076-88.1k
Profit Investment Management, LLC Sold out -33,778-33.8k
Invesco Ltd. Reduced -31,271-31.3k
MARSHALL WACE, LLP Reduced -29,574-29.6k
Empowered Funds, LLC Sold out -19,258-19.3k
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Reduced -13,609-13.6k
CITADEL ADVISORS LLC Reduced -11,466-11.5k
RENAISSANCE TECHNOLOGIES LLC Reduced -11,400-11.4k
VICTORY CAPITAL MANAGEMENT INC Sold out -11,020-11.0k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -6,820-6.8k

Biggest calls

CITADEL ADVISORS LLC Reduced $347.0k4.8k shares
SIMPLEX TRADING, LLC New $7.2k100 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q1 24: 2 buyingQ1 24: 0 sellingQ2 24: 2 buyingQ2 24: 1 sellingQ2 24Q3 24: 2 buyingQ3 24: 2 sellingQ4 24: 2 buyingQ4 24: 0 sellingQ4 24Q1 25: 2 buyingQ1 25: 0 sellingQ2 25: 2 buyingQ2 25: 1 sellingQ2 25Q3 25: 2 buyingQ3 25: 1 sellingQ4 25: 2 buyingQ4 25: 0 sellingQ4 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20242$3.1k0——
Q2 20242$3.1k1$180.1k—
Q3 20242$3.7k2$345.8k—
Q4 20242$3.7k0——
Q1 20252$3.7k0——
Q2 20252$3.7k1$632.5k—
Q3 20252$3.8k1$147.6k—
Q4 20252$3.8k0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-11-28 LOWENTHAL ALBERT G Chairman, director · Held in the Oppenheimer & Co. Inc. 401k Plan Bought 44 $67.98 $3.0k44 shares +<1%
2025-11-28 Lowenthal Robert S CEO, director · Held in the Oppenheimer & Co. Inc. 401k Plan Bought 11 $67.98 $76711 shares +<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JB CAPITAL PARTNERS LP 6.31% of their portfolio Armonk, NY 503,954504.0k $36.4m $36.4m 6.31% Unchanged
2 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 489,649489.6k $35.4m $35.4m 0.01% Reduced -3.6k -3,569
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 437,943437.9k $31.7m $31.7m 0.00% Added +11.9k +11,910
4 RBF Capital, LLC 0.54% of their portfolio RENO, NV 327,542327.5k $23.7m $23.7m 0.54% Added +162.5k +162,542
5 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 319,990320.0k $23.1m $23.1m 0.01% Added +20.8k +20,779
6 BlackRock, Inc. 0.00% of their portfolio New York, NY 176,211176.2k $12.7m $12.7m 0.00% Added +6.5k +6,544
7 Greenwich Wealth Management LLC 0.40% of their portfolio GREENWICH, CT 125,022125.0k $9.0m $9.0m 0.40% Unchanged
8 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 114,737114.7k $8.3m $8.3m 0.01% Added +41.5k +41,485
9 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 110,906110.9k $8.0m $8.0m 0.00% Added +19.6k +19,558
10 ROYCE & ASSOCIATES LP 0.08% of their portfolio New York, NY 108,892108.9k $7.9m $7.9m 0.08% Reduced -3.5k -3,512
11 Boston Partners 0.01% of their portfolio BOSTON, MA 86,19686.2k $6.2m $6.2m 0.01% Added +7.3k +7,255
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 84,82384.8k $6.1m $6.1m 0.00% Reduced -1.7k -1,747
13 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 73,32273.3k $5.3m $5.3m 0.00% Added +4.3k +4,337
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 67,42167.4k $4.9m $4.9m 0.00% Added +35.2k +35,250
15 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 66,06466.1k $4.8m $4.8m 0.00% Reduced -6.8k -6,820
16 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.09% of their portfolio HOUSTON, TX 57,98658.0k $4.2m $4.2m 0.09% Added +11.7k +11,735
17 Arbiter Partners Capital Management LLC 2.14% of their portfolio NEW YORK, NY 54,99955.0k $4.0m $4.0m 2.14% Unchanged
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 50,80050.8k $3.7m $3.7m 0.00% Reduced -88.1k -88,076
19 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 50,18850.2k $3.6m $3.6m 0.00% Added +9.7k +9,744
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 46,00946.0k $3.3m $3.3m 0.00% Added +5.5k +5,509
21 TCW GROUP INC 0.02% of their portfolio LOS ANGELES, CA 38,69438.7k $2.8m $2.8m 0.02% Unchanged
22 ALGERT GLOBAL LLC 0.04% of their portfolio SAN FRANCISCO, CA 35,06935.1k $2.5m $2.5m 0.04% Added +1.3k +1,290
23 BOOTHBAY FUND MANAGEMENT, LLC 0.06% of their portfolio NEW YORK, NY 32,21932.2k $2.3m $2.3m 0.06% Added +120 +120
24 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 31,19231.2k $2.3m $2.3m 0.00% Added +5.4k +5,412
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 30,82030.8k $2.2m $2.2m 0.00% Reduced -3.3k -3,301
26 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 30,25530.3k $2.2m $2.2m 0.00% Added +100 +100
27 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 29,50029.5k $2.1m $2.1m 0.00% Reduced -3.5k -3,500
28 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 27,74827.7k $2.0m $2.0m 0.01% Reduced -1.1k -1,060
29 Brandywine Global Investment Management, LLC 0.01% of their portfolio PHILADELPHIA, PA 25,55825.6k $1.8m $1.8m 0.01% Reduced -900 -900
30 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 25,28625.3k $1.8m $1.8m 0.00% Reduced -1.4k -1,378
31 BOKF, NA 0.03% of their portfolio TULSA, OK 23,85023.9k $1.7m $1.7m 0.03% Unchanged
32 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 23,81423.8k $1.7m $1.7m 0.00% Added +7.6k +7,632
33 Voleon Capital Management LP 0.04% of their portfolio BERKELEY, CA 22,96123.0k $1.7m $1.7m 0.04% Added +10.0k +10,036
34 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 22,40022.4k $1.6m $1.6m 0.00% Reduced -11.4k -11,400
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,14721.1k $1.5m $1.5m 0.00% Reduced -11.5k -11,466
36 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 20,93820.9k $1.5m $1.5m 0.00% Reduced -763 -763
37 Beverly Hills Private Wealth, LLC 0.25% of their portfolio BEVERLY HILLS, CA 20,23420.2k $1.5m $1.5m 0.25% Added +801 +801
38 EJF Capital LP 0.82% of their portfolio Arlington, VA 20,00020.0k $1.4m $1.4m 0.82% Unchanged
39 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 19,81219.8k $1.4m $1.4m 0.00% Added +1.2k +1,180
40 Y-Intercept (Hong Kong) Ltd 0.03% of their portfolio HONG KONG, K3 19,78419.8k $1.4m $1.4m 0.03% Added +6.5k +6,490
41 Man Group plc 0.00% of their portfolio LONDON, X0 19,18319.2k $1.4m $1.4m 0.00% Added +4.6k +4,594
42 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 17,18517.2k $1.2m $1.2m 0.00% Added +5.5k +5,502
43 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 17,11317.1k $1.2m $1.2m 0.00% Added +1.8k +1,840
44 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 16,79516.8k $1.2m $1.2m 0.00% Reduced -29.6k -29,574
45 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 16,76116.8k $1.2m $1.2m 0.00% Added +924 +924
46 POLEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio Boca Raton, FL 16,34316.3k $1.2m $1.2m 0.01% Unchanged
47 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 15,72115.7k $1.1m $1.1m 0.00% Reduced -1.8k -1,806
48 FMR LLC 0.00% of their portfolio BOSTON, MA 15,59815.6k $1.1m $1.1m 0.00% Added +3.1k +3,068
49 Round Rock Advisors LLC 0.16% of their portfolio WILTON, CT 14,53914.5k $1.1m $1.1m 0.16% Added +5.6k +5,615
50 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 13,63213.6k $985.0k $985.0k 0.00% Added +2.6k +2,583
51 NorthCrest Asset Manangement, LLC 0.02% of their portfolio PLYMOUTH, MN 11,35011.3k $841.0k $841.0k 0.02% Unchanged
52 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 10,57010.6k $764.1k $764.1k 0.00% New
53 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 10,00010.0k $722.9k $722.9k 0.00% New
54 AlphaQuest LLC 0.04% of their portfolio New York, NY 9,0249.0k $652.3k $652.3k 0.04% Added +5.8k +5,764
55 CORSAIR CAPITAL MANAGEMENT, L.P. 0.11% of their portfolio NEW YORK, NY 8,9418.9k $646.3k $646.3k 0.11% Reduced -1.1k -1,102
56 Penn Capital Management Company, LLC 0.05% of their portfolio PHILADELPHIA, PA 8,6598.7k $626.0k $626.0k 0.05% Unchanged
57 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 8,4448.4k $610.4k $610.4k 0.01% Added +624 +624
58 PRELUDE CAPITAL MANAGEMENT, LLC 0.04% of their portfolio NEW YORK, NY 8,0008.0k $578.3k $578.3k 0.04% Unchanged
59 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 7,9397.9k $573.9k $573.9k 0.00% New
60 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,0007.0k $506.0k $506.0k 0.00% Unchanged
61 Trexquant Investment LP 0.00% of their portfolio STAMFORD, CT 6,5796.6k $475.6k $475.6k 0.00% New
62 Inspire Investing, LLC 0.04% of their portfolio MERIDIAN, ID 6,5076.5k $470.4k $470.4k 0.04% Added +385 +385
63 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 6,3886.4k $461.8k $461.8k 0.00% Reduced -31.3k -31,271
64 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 6,3476.3k $458.8k $458.8k 0.00% Reduced -481 -481
65 Brevan Howard Capital Management LP 0.01% of their portfolio ST. HELIER, Y9 6,2126.2k $449.1k $449.1k 0.01% Added +439 +439
66 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 6,1896.2k $447.4k $447.4k 0.01% New
67 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 5,8335.8k $424.0k $424.0k 0.00% Added +67 +67
68 CAXTON ASSOCIATES LLP 0.01% of their portfolio LONDON, X0 5,0835.1k $367.4k $367.4k 0.01% Unchanged
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 4,7054.7k $340.1k $340.1k 0.00% Added +656 +656
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,4034.4k $318.3k $318.3k 0.00% Added +923 +923
71 Susquehanna Portfolio Strategies, LLC 0.00% of their portfolio Bala Cynwyd, PA 4,3424.3k $313.9k $313.9k 0.00% Reduced -3.6k -3,622
72 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 3,8333.8k $277.1k $277.1k 0.00% New
73 DGS Capital Management, LLC 0.04% of their portfolio JERSEY CITY, NJ 3,5843.6k $259.1k $259.1k 0.04% Reduced -248 -248
74 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 3,0873.1k $223.2k $223.2k 0.00% Reduced -3.1k -3,078
75 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 3,0003.0k $216.9k $216.9k 0.00% Reduced -13 -13
76 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 2,9472.9k $213.0k $213.0k 0.00% Reduced -13.6k -13,609
77 Metis Global Partners, LLC 0.00% of their portfolio San Diego, CA 2,7942.8k $202.0k $202.0k 0.00% Unchanged
78 State of Tennessee, Department of Treasury 0.00% of their portfolio NASHVILLE, TN 2,0282.0k $170.4k $170.4k 0.00% New
79 Missouri Trust & Investment Co 0.04% of their portfolio SPRINGFIELD, MO 1,9001.9k $137.4k $137.4k 0.04% Unchanged
80 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,4951.5k $108.1k $108.1k 0.00% Added +717 +717
81 Quantbot Technologies LP 0.00% of their portfolio NEW YORK, NY 1,3931.4k $100.7k $100.7k 0.00% Reduced -3.6k -3,642
82 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 1,2001.2k $88.8k $88.8k 0.00% New
83 McIlrath & Eck, LLC 0.01% of their portfolio ARLINGTON, WA 1,1011.1k $79.6k $79.6k 0.01% New
84 Aquatic Capital Management LLC 0.00% of their portfolio CHICAGO, IL 811811 $58.6k $58.6k 0.00% Reduced -2.0k -1,994
85 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 749749 $54.1k $54.1k 0.00% Unchanged
86 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 629629 $45.5k $45.5k 0.00% Added +415 +415
87 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 551551 $39.8k $39.8k 0.00% New
88 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 530530 $38.3k $38.3k 0.00% New
89 Torren Management, LLC 0.02% of their portfolio SAN DIEGO, CA 527527 $38.1k $38.1k 0.02% First filing
90 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 478478 $34.5k $34.5k 0.00% Added +477 +477
91 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 444444 $32.1k $32.1k 0.00% Reduced -7 -7
92 State of Alaska, Department of Revenue 0.00% of their portfolio JUNEAU, AK 425425 $30.0k $30.0k 0.00% Unchanged
93 WealthCollab, LLC 0.01% of their portfolio BELLEVUE, WA 300300 $21.7k $21.7k 0.01% Unchanged
94 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 215215 $15.5k $15.5k 0.00% Unchanged
95 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8181 $6.2k $6.2k 0.00% Unchanged
96 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 6060 $4.3k $4.3k 0.00% Unchanged
97 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4242 $3.0k $3.0k 0.00% Reduced -2 -2
98 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 4242 $3.0k $3.0k 0.00% Unchanged
99 Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio MANSFIELD, OH 4141 $3.0k $3.0k 0.00% New
100 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4040 $3.0k $3.0k 0.00% Reduced -44 -44