OPPENHEIMER HLDGS INC OPY
CL A NON VTG · Common Stock · CUSIP 683797104
Investment bank and investment firm
- SectorFinancials
- IndustrySecurity Brokers, Dealers & Flotation Companies
- HeadquartersNew York, NY
- Founded1950
- Websiteoppenheimer.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $72.32. Options: 2 managers hold calls ($354.2k notional), 0 hold puts (—).
Trends to Q4 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 80 |
| Q4 2022 | 81 |
| Q1 2023 | 86 |
| Q2 2023 | 89 |
| Q3 2023 | 77 |
| Q4 2023 | 78 |
| Q1 2024 | 73 |
| Q2 2024 | 82 |
| Q3 2024 | 90 |
| Q4 2024 | 97 |
| Q1 2025 | 88 |
| Q2 2025 | 99 |
| Q3 2025 | 110 |
| Q4 2025 | 109 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q1 2024 | 26 | 43 |
| Q2 2024 | 29 | 36 |
| Q3 2024 | 44 | 30 |
| Q4 2024 | 41 | 38 |
| Q1 2025 | 25 | 49 |
| Q2 2025 | 56 | 32 |
| Q3 2025 | 61 | 42 |
| Q4 2025 | 54 | 46 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2025 | $435.3k | $71.6k | 0.16 |
| Q2 2025 | $4.0m | $32.0k | 0.01 |
| Q3 2025 | $953.4k | $36.0k | 0.04 |
| Q4 2025 | $354.2k | $0 | 0.00 |
Biggest buyers
| RBF Capital, LLC | Added | +162.5k |
| MILLENNIUM MANAGEMENT LLC | Added | +41.5k |
| STATE STREET CORP | Added | +35.2k |
| AMERICAN CENTURY COMPANIES INC | Added | +20.8k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Added | +19.6k |
| VANGUARD GROUP INC | Added | +11.9k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | Added | +11.7k |
| Point72 Asset Management, L.P. | New | +10.6k |
| Voleon Capital Management LP | Added | +10.0k |
| CANADA PENSION PLAN INVESTMENT BOARD | New | +10.0k |
Biggest sellers
| JPMORGAN CHASE & CO | Reduced | -88.1k |
| Profit Investment Management, LLC | Sold out | -33.8k |
| Invesco Ltd. | Reduced | -31.3k |
| MARSHALL WACE, LLP | Reduced | -29.6k |
| Empowered Funds, LLC | Sold out | -19.3k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | Reduced | -13.6k |
| CITADEL ADVISORS LLC | Reduced | -11.5k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -11.4k |
| VICTORY CAPITAL MANAGEMENT INC | Sold out | -11.0k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Reduced | -6.8k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $347.0k4.8k shares |
| SIMPLEX TRADING, LLC | New | $7.2k100 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q4 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2024 | 2 | $3.1k | 0 | — | — |
| Q2 2024 | 2 | $3.1k | 1 | $180.1k | — |
| Q3 2024 | 2 | $3.7k | 2 | $345.8k | — |
| Q4 2024 | 2 | $3.7k | 0 | — | — |
| Q1 2025 | 2 | $3.7k | 0 | — | — |
| Q2 2025 | 2 | $3.7k | 1 | $632.5k | — |
| Q3 2025 | 2 | $3.8k | 1 | $147.6k | — |
| Q4 2025 | 2 | $3.8k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2025-11-28 | LOWENTHAL ALBERT G Chairman, director · Held in the Oppenheimer & Co. Inc. 401k Plan | Bought | $3.0k44 shares |
| 2025-11-28 | Lowenthal Robert S CEO, director · Held in the Oppenheimer & Co. Inc. 401k Plan | Bought | $76711 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2025
| Manager | Shares | Change |
|---|---|---|
| JB CAPITAL PARTNERS LP 6.31% of their portfolio | 504.0k $36.4m | Unchanged |
| DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio | 489.6k $35.4m | Reduced -3.6k |
| VANGUARD GROUP INC 0.00% of their portfolio | 437.9k $31.7m | Added +11.9k |
| RBF Capital, LLC 0.54% of their portfolio | 327.5k $23.7m | Added +162.5k |
| AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio | 320.0k $23.1m | Added +20.8k |
| BlackRock, Inc. 0.00% of their portfolio | 176.2k $12.7m | Added +6.5k |
| Greenwich Wealth Management LLC 0.40% of their portfolio | 125.0k $9.0m | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio | 114.7k $8.3m | Added +41.5k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 110.9k $8.0m | Added +19.6k |
| ROYCE & ASSOCIATES LP 0.08% of their portfolio | 108.9k $7.9m | Reduced -3.5k |
| Boston Partners 0.01% of their portfolio | 86.2k $6.2m | Added +7.3k |
| MORGAN STANLEY 0.00% of their portfolio | 84.8k $6.1m | Reduced -1.7k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 73.3k $5.3m | Added +4.3k |
| STATE STREET CORP 0.00% of their portfolio | 67.4k $4.9m | Added +35.2k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio | 66.1k $4.8m | Reduced -6.8k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.09% of their portfolio | 58.0k $4.2m | Added +11.7k |
| Arbiter Partners Capital Management LLC 2.14% of their portfolio | 55.0k $4.0m | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 50.8k $3.7m | Reduced -88.1k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 50.2k $3.6m | Added +9.7k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 46.0k $3.3m | Added +5.5k |
| TCW GROUP INC 0.02% of their portfolio | 38.7k $2.8m | Unchanged |
| ALGERT GLOBAL LLC 0.04% of their portfolio | 35.1k $2.5m | Added +1.3k |
| BOOTHBAY FUND MANAGEMENT, LLC 0.06% of their portfolio | 32.2k $2.3m | Added +120 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 31.2k $2.3m | Added +5.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 30.8k $2.2m | Reduced -3.3k |
| NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio | 30.3k $2.2m | Added +100 |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 29.5k $2.1m | Reduced -3.5k |
| TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio | 27.7k $2.0m | Reduced -1.1k |
| Brandywine Global Investment Management, LLC 0.01% of their portfolio | 25.6k $1.8m | Reduced -900 |
| Fisher Asset Management, LLC 0.00% of their portfolio | 25.3k $1.8m | Reduced -1.4k |
| BOKF, NA 0.03% of their portfolio | 23.9k $1.7m | Unchanged |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 23.8k $1.7m | Added +7.6k |
| Voleon Capital Management LP 0.04% of their portfolio | 23.0k $1.7m | Added +10.0k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 22.4k $1.6m | Reduced -11.4k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 21.1k $1.5m | Reduced -11.5k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 20.9k $1.5m | Reduced -763 |
| Beverly Hills Private Wealth, LLC 0.25% of their portfolio | 20.2k $1.5m | Added +801 |
| EJF Capital LP 0.82% of their portfolio | 20.0k $1.4m | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio | 19.8k $1.4m | Added +1.2k |
| Y-Intercept (Hong Kong) Ltd 0.03% of their portfolio | 19.8k $1.4m | Added +6.5k |
| Man Group plc 0.00% of their portfolio | 19.2k $1.4m | Added +4.6k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 17.2k $1.2m | Added +5.5k |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 17.1k $1.2m | Added +1.8k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 16.8k $1.2m | Reduced -29.6k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 16.8k $1.2m | Added +924 |
| POLEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 16.3k $1.2m | Unchanged |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 15.7k $1.1m | Reduced -1.8k |
| FMR LLC 0.00% of their portfolio | 15.6k $1.1m | Added +3.1k |
| Round Rock Advisors LLC 0.16% of their portfolio | 14.5k $1.1m | Added +5.6k |
| HRT FINANCIAL LP 0.00% of their portfolio | 13.6k $985.0k | Added +2.6k |
| NorthCrest Asset Manangement, LLC 0.02% of their portfolio | 11.3k $841.0k | Unchanged |
| Point72 Asset Management, L.P. 0.00% of their portfolio | 10.6k $764.1k | New |
| CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio | 10.0k $722.9k | New |
| AlphaQuest LLC 0.04% of their portfolio | 9.0k $652.3k | Added +5.8k |
| CORSAIR CAPITAL MANAGEMENT, L.P. 0.11% of their portfolio | 8.9k $646.3k | Reduced -1.1k |
| Penn Capital Management Company, LLC 0.05% of their portfolio | 8.7k $626.0k | Unchanged |
| Jump Financial, LLC 0.01% of their portfolio | 8.4k $610.4k | Added +624 |
| PRELUDE CAPITAL MANAGEMENT, LLC 0.04% of their portfolio | 8.0k $578.3k | Unchanged |
| SEI INVESTMENTS CO 0.00% of their portfolio | 7.9k $573.9k | New |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 7.0k $506.0k | Unchanged |
| Trexquant Investment LP 0.00% of their portfolio | 6.6k $475.6k | New |
| Inspire Investing, LLC 0.04% of their portfolio | 6.5k $470.4k | Added +385 |
| Invesco Ltd. 0.00% of their portfolio | 6.4k $461.8k | Reduced -31.3k |
| Verition Fund Management LLC 0.00% of their portfolio | 6.3k $458.8k | Reduced -481 |
| Brevan Howard Capital Management LP 0.01% of their portfolio | 6.2k $449.1k | Added +439 |
| XTX Topco Ltd 0.01% of their portfolio | 6.2k $447.4k | New |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 5.8k $424.0k | Added +67 |
| CAXTON ASSOCIATES LLP 0.01% of their portfolio | 5.1k $367.4k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 4.7k $340.1k | Added +656 |
| UBS Group AG 0.00% of their portfolio | 4.4k $318.3k | Added +923 |
| Susquehanna Portfolio Strategies, LLC 0.00% of their portfolio | 4.3k $313.9k | Reduced -3.6k |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 3.8k $277.1k | New |
| DGS Capital Management, LLC 0.04% of their portfolio | 3.6k $259.1k | Reduced -248 |
| Walleye Capital LLC 0.00% of their portfolio | 3.1k $223.2k | Reduced -3.1k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 3.0k $216.9k | Reduced -13 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 2.9k $213.0k | Reduced -13.6k |
| Metis Global Partners, LLC 0.00% of their portfolio | 2.8k $202.0k | Unchanged |
| State of Tennessee, Department of Treasury 0.00% of their portfolio | 2.0k $170.4k | New |
| Missouri Trust & Investment Co 0.04% of their portfolio | 1.9k $137.4k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 1.5k $108.1k | Added +717 |
| Quantbot Technologies LP 0.00% of their portfolio | 1.4k $100.7k | Reduced -3.6k |
| NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio | 1.2k $88.8k | New |
| McIlrath & Eck, LLC 0.01% of their portfolio | 1.1k $79.6k | New |
| Aquatic Capital Management LLC 0.00% of their portfolio | 811 $58.6k | Reduced -2.0k |
| Parallel Advisors, LLC 0.00% of their portfolio | 749 $54.1k | Unchanged |
| Clearstead Advisors, LLC 0.00% of their portfolio | 629 $45.5k | Added +415 |
| BARCLAYS PLC 0.00% of their portfolio | 551 $39.8k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 530 $38.3k | New |
| Torren Management, LLC 0.02% of their portfolio | 527 $38.1k | First filing |
| Arax Advisory Partners 0.00% of their portfolio | 478 $34.5k | Added +477 |
| QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio | 444 $32.1k | Reduced -7 |
| State of Alaska, Department of Revenue 0.00% of their portfolio | 425 $30.0k | Unchanged |
| WealthCollab, LLC 0.01% of their portfolio | 300 $21.7k | Unchanged |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 215 $15.5k | Unchanged |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 81 $6.2k | Unchanged |
| ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio | 60 $4.3k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 42 $3.0k | Reduced -2 |
| BESSEMER GROUP INC 0.00% of their portfolio | 42 $3.0k | Unchanged |
| Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio | 41 $3.0k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 40 $3.0k | Reduced -44 |