Vault-13

ONFOLIO HOLDINGS INC ONFOW

*W EXP 01/02/202 · Equity WRT · CUSIP 68277K124

12 institutional holders +1 vs Q2 2023
2,017,7862.0m shares reported held*
$452.1kreported value*
1 new 2 added 1 reduced 0 sold out net bought ≈ $11.8k (+103.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.22.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 15Q4 22: 13Q1 23: 12Q2 23: 11Q3 23: 1212Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202215
Q4 202213
Q1 202312
Q2 202311
Q3 202312

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 1 bought or addedQ4 22: 4 cut or sold outQ4 22Q1 23: 5 bought or addedQ1 23: 2 cut or sold outQ1 23Q2 23: 1 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 3 bought or addedQ3 23: 1 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202214
Q1 202352
Q2 202316
Q3 202331

Biggest buyers

Hudson Bay Capital Management LP Added +100,000+100.0k
CLEAR STREET LLC Added +9,900+9.9k
UBS Group AG New +139+139

Biggest sellers

Warberg Asset Management LLC Reduced -6,968-7.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Alta Partners LLC (0.5%, 2026-10-05)

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 21: 0 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 0 sellingQ1 22Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 2 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 1 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20210—0——
Q1 20220—0——
Q2 20220—0——
Q3 20220—0——
Q4 20222$11.3k0——
Q1 20230—0——
Q2 20231$2.2k0——
Q3 20230—0——

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 507,058507.1k $67.6k $67.6k 0.00% Unchanged
2 ARMISTICE CAPITAL, LLC 0.00% of their portfolio NEW YORK, NY 400,000400.0k $53.4k $53.4k 0.00% Unchanged
3 Hudson Bay Capital Management LP 0.00% of their portfolio STAMFORD, CT 200,000200.0k $25.7k $25.7k 0.00% Added +100.0k +100,000
4 Anson Funds Management LP 0.05% of their portfolio DALLAS, TX 200,000200.0k $168.1k $168.1k 0.05% Unchanged
5 Altium Capital Management LLC 0.02% of their portfolio NEW YORK, NY 200,000200.0k $26.7k $26.7k 0.02% Unchanged
6 Warberg Asset Management LLC 0.01% of their portfolio WINNETKA, IL 193,785193.8k $25.9k $25.9k 0.01% Reduced -7.0k -6,968
7 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 106,804106.8k $14.2k $14.2k 0.00% Added +9.9k +9,900
8 Ayrton Capital LLC 0.09% of their portfolio Westport, CT 100,000100.0k $13.3k $13.3k 0.09% Unchanged
9 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 60,00060.0k $50.4k $50.4k 0.00% Unchanged
10 Shay Capital LLC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $6.7k $6.7k 0.00% Unchanged
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 139139 $18 $18 0.00% New
12 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged