Vault-13

ON SEMICONDUCTOR CORP ON 1.625 10.15.23

NOTE 1.625%10/1 · US DOMESTIC · CUSIP 682189AP0

22 institutional holders +0 vs Q2 2023
125,115125.1k shares reported held*
$538.5mreported value*
2 new 3 added 6 reduced 3 sold out net bought ≈ $26.7m (-245.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4304.14.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 35Q4 22: 34Q1 23: 28Q2 23: 22Q3 23: 2222Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202235
Q4 202234
Q1 202328
Q2 202322
Q3 202322

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 8 bought or addedQ4 22: 15 cut or sold outQ4 22Q1 23: 9 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 11 cut or sold outQ2 23Q3 23: 5 bought or addedQ3 23: 9 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022815
Q1 2023921
Q2 2023411
Q3 202359

Biggest buyers

Elequin Capital, LP New +15,490,000+15.5m
BANK OF NOVA SCOTIA Added +2,568,000+2.6m
Skaana Management L.P. New +2,500,000+2.5m
Warberg Asset Management LLC Added +1,071,000+1.1m
TWO SIGMA INVESTMENTS, LP Added +5,000+5.0k

Biggest sellers

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Sold out -14,750,000-14.8m
Parallax Volatility Advisers, L.P. Reduced -2,000,000-2.0m
VICTORY CAPITAL MANAGEMENT INC Reduced -500,000-500.0k
Thrivent Financial for Lutherans Reduced -240,000-240.0k
JPMORGAN CHASE & CO Reduced -65,000-65.0k
MORGAN STANLEY Sold out -6,000-6.0k
MEITAV INVESTMENT HOUSE LTD Sold out -4,382-4.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -1,000-1.0k
LAFFER TENGLER INVESTMENTS, INC. Reduced -58-58

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF NOVA SCOTIA 0.36% of their portfolio TORONTO, A6 30,838,00030.8m $138.4m $138.4m 0.36% Added +2.6m +2,568,000
2 TWO SIGMA INVESTMENTS, LP 0.26% of their portfolio NEW YORK, NY 21,001,00021.0m $94.1m $94.1m 0.26% Added +5.0k +5,000
3 Elequin Capital, LP 13.47% of their portfolio NEW YORK, NY 15,490,00015.5m $69.4m $69.4m 13.47% New
4 Warberg Asset Management LLC 13.81% of their portfolio WINNETKA, IL 9,849,0009.8m $44.2m $44.2m 13.81% Added +1.1m +1,071,000
5 Mint Tower Capital Management B.V. 11.32% of their portfolio AMSTERDAM, P7 8,998,0009.0m $40.7m $40.7m 11.32% Unchanged
6 Parallax Volatility Advisers, L.P. 1.18% of their portfolio San Francisco, CA 7,500,0007.5m $33.6m $33.6m 1.18% Reduced -2.0m -2,000,000
7 VICTORY CAPITAL MANAGEMENT INC 0.04% of their portfolio San Antonio, TX 6,840,0006.8m $30.7m $30.7m 0.04% Reduced -500.0k -500,000
8 Skaana Management L.P. 3.82% of their portfolio BROOKLYN, NY 2,500,0002.5m $11.2m $11.2m 3.82% New
9 NOMURA HOLDINGS INC 0.67% of their portfolio TOKYO, M0 696,392696.4k $61.9m $61.9m 0.67% Unchanged
10 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 110,000110.0k $493.0k $493.0k 0.00% Reduced -240.0k -240,000
11 EDMOND DE ROTHSCHILD HOLDING S.A. 0.01% of their portfolio CHAMBESY, V8 75,00075.0k $336.8k $336.8k 0.01% Unchanged
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 61,00061.0k $275.7k $275.7k 0.00% Reduced -65.0k -65,000
13 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 25,00025.0k $112.1k $112.1k 0.00% Unchanged
14 SG Americas Securities, LLC 0.11% of their portfolio NEW YORK, NY 17,55017.6k $7.9m $7.9m 0.11% Unchanged
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,00015.0k $67.2k $67.2k 0.00% Unchanged
16 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 12,00012.0k $53.0k $53.0k 0.01% First filing
17 Goldstein Advisors, LLC 0.01% of their portfolio Madison, WI 11,00011.0k $49.6k $49.6k 0.01% Unchanged
18 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,0003.0k $13.4k $13.4k 0.00% Unchanged
19 LAFFER TENGLER INVESTMENTS, INC. 1.47% of their portfolio Scottsdale, AZ 1,1151.1k $5.0m $5.0m 1.47% Reduced -58 -58
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,0001.0k $4.5k $4.5k 0.00% Reduced -1.0k -1,000
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0001.0k $4.5k $4.5k 0.00% Unchanged
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged